Handel v. Rosenbaum

2016 Ohio 4861

• Court: Ohio Court of Appeals
• Decided: July 7, 2016
• Docket: 103365
• Status: Published

Opinion

[Cite as Handel v. Rosenbaum, 2016-Ohio-4861.]

Court of Appeals of Ohio EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA

JOURNAL ENTRY AND OPINION No. 103365

CHARLES HANDEL PLAINTIFF-APPELLANT

vs.

MANFRED E. ROSENBAUM, ET AL. DEFENDANTS-APPELLEES

JUDGMENT: REVERSED AND REMANDED

Civil Appeal from the Cuyahoga County Court of Common Pleas Case No. CV-13-817940

BEFORE: Laster Mays, J., Kilbane, P.J., and McCormack, J.

RELEASED AND JOURNALIZED: July 7, 2016 -i- ATTORNEY FOR APPELLANT

Michael J. Cheselka, Jr. 75 Public Square, Suite 920 Cleveland, Ohio 44113-2084

ATTORNEYS FOR APPELLEES

Jason L. Carter 7255 Industrial Parkway, Suite D Mentor, Ohio 44060

David M. Lynch 333 Babbitt Road, Suite 333 Euclid, Ohio 44123 ANITA LASTER MAYS, J.:

{¶1} Plaintiff-appellant Charles Handel (“Handel”) appeals the trial court’s

dismissal of his case in favor of defendants-appellees Manfred E. Rosenbaum, et al.

(“Rosenbaum”). After review of the record, we reverse the trial court’s decision and

remand.

{¶2} Handel and Rosenbaum were scheduled for a final pretrial conference on

June 8, 2015, in their ongoing court case. In the court’s initial scheduling order, dated

February 3, 2014, it was communicated to all parties that failure of plaintiff to appear will

result in the action being dismissed, and failure of defendant to appear would result in the

court holding an ex parte hearing. On June 8, 2015, Handel and his counsel failed to

appear for the final pretrial, resulting in the trial court dismissing the case pursuant to

Civ.R. 41(B)(1), which allows the court to dismiss an action or claim when the “plaintiff

fails to prosecute, or comply with these rules or any court order * * * after notice to the

plaintiff’s counsel.” Handel filed this timely appeal and assigns two assignments of

error for our review.

I. The trial court erred and abused its discretion by dismissing appellant’s case with prejudice, in violation of Civ.R. 41(B)(1), and Loc.R. 21.0 III(H).

II. The trial court erred and abused its discretion when it denied appellant’s motion for relief from judgment, made pursuant to Civ.R. 60(B). I. Facts

{¶3} According to the trial court’s June 8, 2015 docket entry, the court called

appellant’s case for a final pretrial hearing at 9:00 a.m. Counsel for Rosenbaum was

present, but appellant’s counsel did not appear. The court called appellant counsel’s

office twice, once at 9:05 a.m., and again at 9:08 a.m., but both calls went unanswered.

At 9:19 a.m., the court excused appellees’ counsel and issued a journal entry dismissing

the case for Handel’s failure to prosecute.

{¶4} Appellant’s counsel states that he arrived shortly thereafter and informed the

court that he was in the arraignment room on Cuyahoga C.P. No. CR-15-594527-A, a

different case that was scheduled at 8:30 a.m. Appellant’s counsel did not previously

notify the court that he had a scheduling conflict. The court reasoned that it dismissed

appellant’s case because it had no way of knowing that appellant’s counsel was in the

arraignment room because counsel did not call from the arraignment room to inform the

court that he would be late, he did not file a motion to continue, or request that the pretrial

be set at a later time. The appellant filed a motion for relief of judgment pursuant to

Civ.R. 60(B). The trial court denied the motion stating that appellant’s counsel had

almost seven months advance warning and that he was expected at the pretrial

conference, yet he failed to inform the trial court that he had a scheduling conflict nor did

he send another attorney, and his actions were not excusable neglect or mistake. As a

result of the trial court’s decision, the appellant filed this timely appeal.

II. Case Dismissal {¶5} Appellate review of a trial court’s dismissal pursuant to Civ.R. 41(B)

involves two steps. Walker v. Cleveland Clinic Found., 8th Dist. Cuyahoga No. 91648,

2009-Ohio-2261, ¶ 8. “First, the appellate court must determine if the trial court

provided the plaintiff with sufficient notice prior to the dismissal. Second, the appellate

court must determine whether the dismissal constituted an abuse of discretion.”

{¶6} “A trial court’s decision to dismiss an action pursuant to Civ.R. 41(B)(1) will

not be overturned on appeal absent an abuse of its discretion. An abuse of discretion is

more than a mere error in judgment but connotes an attitude that is unreasonable, arbitrary

or unconscionable.” Id. at ¶ 6.

{¶7} The appellant argues that the trial court erred and abused its discretion by

dismissing appellant’s case with prejudice, in violation of Civ.R. 41(B)(1) and Loc.R.

21.0(III)(H). “Where the plaintiff fails to prosecute, or comply with these rules or any

court order, the court upon motion of a defendant or on its own motion may, after notice

to the plaintiff’s counsel, dismiss an action or claim.” Civ.R. 41(B)(1). Loc.R. 21.0(II)

states, “The purpose of this conference is to effect an amicable settlement. Therefore, all

parties must be present or, with permission of the Court, be available by telephone and

have full settlement authority.” Loc.R. 21.0(III)(H) states,

Any Judge presiding at a pretrial conference or trial shall have authority:

(1) After notice, dismiss an action without prejudice for want of prosecution upon failure of plaintiff and/or his counsel to appear in person at any pretrial conference as required by Part III (B) of this Rule.

(2) After notice, order the plaintiff to proceed with the case and decide and determine all matters ex parte upon failure of the defendant to appear in person or by counsel at any pretrial conference or trial, as required by Part III (B) of this Rule.

{¶8} The appellant further argues that in the trial court’s decision to dismiss the

case with prejudice, it abused its discretion where the trial court did not provide adequate

notice that failure to appear at a pretrial conference would result in a dismissal and did

not allow the appellant an opportunity to defend against the dismissal. Youngblood v.

Kindred Healthcare, 8th Dist. Cuyahoga No. 94442, 2010-Ohio-4358, ¶ 11, states

“[b]efore a trial court may dismiss an action for nonappearance at a pretrial conference,

notice of the intended dismissal must be given to plaintiff’s counsel pursuant to

Civ.R. 41(B)(1).”

{¶9} “[F]or purposes of Civ.R. 41(B)(1), counsel has notice of an impending

dismissal with prejudice * * * when counsel has been informed that dismissal is a

possibility and has had a reasonable opportunity to defend against dismissal.” Id. at ¶ 13,

quoting Quonset Hut, Inc. v. Ford Motor Co., 80 Ohio St.3d 46, 49, 684 N.E.2d 319

(1997). “The purpose of such notice is to allow a party to explain the circumstances

causing his or her nonappearance and why the case should not be dismissed with

prejudice.” Youngblood at ¶ 13.

{¶10} The Supreme Court, in Logsdon v. Nichols, 72 Ohio St.3d 124, 128,

1995-Ohio-225, 647 N.E.2d 1361 stated,

Generally, notice is a prerequisite to dismissal for failure to prosecute under Ohio R. Civ.R. 41(B)(1). It is error for the trial court to dismiss plaintiff’s case without notice for failure to prosecute when plaintiff and his counsel fail to appear for trial on the assigned trial date. The purpose of notice is to provide the party in default an opportunity to explain the default or to correct it, or to explain why the case should not be dismissed with prejudice. Notice allows the dismissed party to explain the circumstances causing his or her nonappearance.

{¶11} It is not disputed that the trial court did give appellant’s counsel notice, as

stated in the February 3, 2014 entry, of an impending dismissal, but the notice did not

specifically state that dismissal would be with prejudice. It is disputed whether the trial

court allowed appellant’s counsel an opportunity to defend. Counsel briefly stated that

he was in the arraignment room on another hearing but did not have an opportunity to

provide proof. Counsel also reasoned that since he had a sentencing on Cuyahoga C.P.

No. CR-15-594033-A, a separate case scheduled at the same time, that the court knew he

would appear. Counsel appeared after his case was completed in the arraignment room

and before appellee’s counsel left the trial judge’s chambers. We find that this brief

explanation did not equate to a reasonable opportunity to defend against dismissal.

{¶12} Additionally, it has been held that “the power of the trial court to prevent

undue delays and to control its calendars must be weighed against the policy which favors

disposition of litigation on the merits.” Willis v. RCA Corp., 12 Ohio App.3d 1, 1, 465

N.E.2d 924 (8th Dist.1983), citing Link v. Wabash R. Co., 370 U.S. 626, 82 S.Ct. 1386, 8

L.Ed.2d 734 (1962). Therefore, the trial court has a variety of sanctions that can be used

before dismissing a case with prejudice. Dismissal with prejudice for nonappearance is

a drastic remedy that should be used sparingly and in extreme situations. The court has

a wide variety of lesser sanctions available, including (1) a reprimand by the court; (2) a

finding of contempt; (3) an order prohibiting the party or attorney from appearing in that court without different counsel in the future; and (4) a dismissal without prejudice. Id. at

2. The Supreme Court “has stated that dismissal with prejudice for nonappearance is a

drastic remedy which should be used sparingly and in extreme situations.” Whitaker v.

Yelsky, 8th Dist. Cuyahoga No. 77063, 2000 Ohio App. LEXIS 5899 (Dec. 14, 2000).

{¶13} We find that the trial court’s dismissal with prejudice for nonappearance

was a drastic remedy. Loc.R. 21.0(III)(H)(4) states, “[t]he failure of an attorney to

appear within thirty (30) minutes of a scheduled settlement or pretrial conference may

subject the attorney to sanctions in the amount of Two Hundred Fifty Dollars ($250.00)

unless good cause is shown.” If the court awards sanctions, the attorney is personally

responsible for payment of the sanction. Appellant’s counsel was at most 19 minutes

late. This court recognizes that appellant’s counsel should have notified the court, prior

to the pretrial date or while in arraignment and should not assume that the trial court

knows that [counsel] would appear because [counsel] has another matter pending. This

assumption can be deemed irresponsible. However, appellant counsel’s action does not

rise to the level of an extreme situation. “A failure to consider less drastic alternatives is

an abuse of discretion.” Whitaker at 10. Appellants first assignment of error is

sustained.

III. Motion for Relief From Judgment

{¶14} This court’s determination of the first assignment of error is dispositive of

appellant’s second assignment of error. The trial court’s decision is reversed.

{¶15} The trial court’s judgment is reversed, and the case is remanded for further proceedings consistent with this opinion.

It is ordered that the appellant recover from appellee costs herein taxed.

The court finds there were reasonable grounds for this appeal.

It is ordered that a special mandate issue out of this court directing the common

pleas court to carry this judgment into execution.

A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of

the Rules of Appellate Procedure.

____________________________________ ANITA LASTER MAYS, JUDGE

MARY EILEEN KILBANE, P.J., and TIM McCORMACK, J., CONCUR