Hampton v. Bruno's, Inc.

646 So. 2d 597, 1994 Ala. LEXIS 393, 1994 WL 421804
CourtSupreme Court of Alabama
DecidedAugust 12, 1994
Docket1920930
StatusPublished
Cited by5 cases

This text of 646 So. 2d 597 (Hampton v. Bruno's, Inc.) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hampton v. Bruno's, Inc., 646 So. 2d 597, 1994 Ala. LEXIS 393, 1994 WL 421804 (Ala. 1994).

Opinion

On Application for Rehearing

KENNEDY, Justice.

The opinion of January 28, 1994, is withdrawn and the following is substituted therefor.

This is a failure of proof case — nothing more, nothing less.

Robert Hampton sued Bruno’s, Inc., d/b/a Consumer Warehouse Foods (hereinafter “Bruno’s”), alleging negligence and wantonness; he claimed to have fallen after slipping on a liquid on the floor of a store operated by Bruno’s. At the hearing on the defendant’s motion for summary judgment, Hampton sought to admit an accident report prepared by a Bruno’s employee; Hampton argued that it was admissible under the business records exception to the hearsay rule. Bruno’s objected to the admission of the accident report, on the basis that Hampton had failed to lay the proper foundation, pursuant to Rule 44(h), A.R.Civ.P., for admitting it under a business records exception. Specifically, [599]*599Bruno’s asserted that Hampton did not show that the accident report was made “in the regular course of ... business” or that it was the “regular course of ... business [at Bruno’s] to make such [a report].” Rule 44(h). Agreeing with Bruno’s, the trial court held that Hampton had failed to lay the proper predicate; accordingly, the trial, court did not consider the accident report as part of the evidence. Subsequently, the trial court entered a summary judgment in favor of Bruno’s.

By our opinion of January 28, 1994, we affirmed that summary judgment. On Hampton’s application for rehearing, the Alabama Trial Lawyers Association filed an ami-cus curiae brief. Relying on our holding in Alabama Power Co. v. Tatum, 293 Ala. 500, 306 So.2d 251 (1975), both Hampton and the amicus contend that because Bruno’s produced the report without objection, pursuant to Hampton’s discovery request, it waived any right it had to object to the admission of the report under the business records exception to the hearsay rule. We disagree with this interpretation, because Tatum did not speak to the issue of whether the elements of the business records exception had been met. We also think that interpretation would be inconsistent with the Alabama Rules of Civil Procedure.

It is clear that the accident report constitutes hearsay. We need only decide whether it can be admitted under one of the exceptions to the hearsay rule. Hampton offered the accident report as a document admissible under the business records exception to the hearsay rule. Because Bruno’s objected to the admission of the report under the business records exception, Hampton had the burden to prove (1) that the document was genuine or authentic; (2) that the document met all of the elements of the business records exception; and (3) that the document was relevant. While we agree that the document was automatically authenticated upon production by Bruno’s pursuant to Hampton’s discovery request, we conclude that Hampton failed to prove the elements of the business records exception.

It is an established rule of evidence that, to admit any document into evidence over objection, the party offering the evidence must show that the document is genuine or authentic. Chrisman v. Brooks, 291 Ala. 237, 279 So.2d 500 (1973). This authentication requirement is totally separate from the requirements of the business records exception. While authentication is necessary before a document can be admitted under the business records exception, authentication alone is never sufficient to admit a document as a business record over a party’s objection. See, Atmore Farm & Power Equipment Co. v. Glover, 440 So.2d 1042 (Ala.1983). The offering party must always meet the requirements of the business records exception in addition to the authentication requirement, if the other party makes the proper objection.

Rule 44(h), A.R.Civ.P., provides the requirements for the business records exception to the hearsay rule. It states in pertinent part:

“Any writing or record, whether in the form of an entry in a book or otherwise, made as a memorandum or record of any act, transaction, occurrence, or event, shall be admissible in evidence in proof of said act, transaction, occurrence or event, if it was made in the regular course of any business, profession, occupation, or calling of any kind, and it was the regular course of the business ... to make such memorandum or record at the time of such act, transaction, occurrence, or event, or within a reasonable time thereafter.”

(Emphasis added.) According to the language of the rule, upon objection the offering party must prove three elements in order to admit a document under the business records exception to the hearsay rule. Rule 44(h) A.R.Civ.P.; Meriwether v. Crown Investment Corp., 289 Ala. 504, 268 So.2d 780 (1972). The offering party must show first that the document is a memorandum or record of an act, transaction, occurrence, or event; second, that the document offered for admission was prepared in the opposing party’s regular course of business; third, that it was in the regular course of business for the opposing party to prepare such a document.

As the amicus states, it is true that the Court in Tatum admitted two documents [600]*600as business records over the defendant’s objection because it found that the defendant had waived its objection by producing the documents. However, it is also true that the Tatum case dealt with an objection to the authenticity of the documents and does not speak to whether the plaintiff proved the requirements of the business records exception.

In Tatum, the defendant produced two documents pursuant to a discovery request by the plaintiff. At the trial, the defendant, Alabama Power Company, objected only to the genuineness or authenticity of the documents it produced. Importantly, the defendant did not object to the plaintiff’s failure to prove any of the elements required by Rule 44(h). Because the defendant made no objection based on the requirements of the business records exception, those requirements were not raised at trial by the defendant and they were not before this Court in Tatum. In fact, Tatum expressly states:

“[The business records] rule does not relate to authentication of documents produced by the objecting party in compliance with a motion to produce. That element of the required predicate as to genuineness of documents has been satisfied by the objecting party’s compliance with the motion to produce.”

293 Ala. at 500, 306 So.2d at 251. Because the defendant in Tatum did not specifically object on the basis that the documents in question did not meet the business records requirements, the Tatum Court’s holding merely stands for the proposition that when a document is produced by a party during discovery, that party waives the right to object to the admission of the document on the basis of its genuineness or authenticity.

The objection in the present case is entirely different from the one in Tatum. Bruno’s did not object on the basis of the genuineness of the accident report. Instead, Bruno’s objected to the admission of the accident report on the basis that Hampton had not met the elements of the business records exception. It is clear from the record that Hampton failed to show that the Bruno’s accident report met any of these elements. Thus, we agree with the trial court’s ruling that the report was not admissible.

Aside from the language of the Tatum

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Bluebook (online)
646 So. 2d 597, 1994 Ala. LEXIS 393, 1994 WL 421804, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hampton-v-brunos-inc-ala-1994.