Hammond v. Basch

24 App. D.C. 469, 1905 U.S. App. LEXIS 5380
CourtCourt of Appeals for the D.C. Circuit
DecidedJanuary 3, 1905
DocketNo. 271
StatusPublished

This text of 24 App. D.C. 469 (Hammond v. Basch) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hammond v. Basch, 24 App. D.C. 469, 1905 U.S. App. LEXIS 5380 (D.C. Cir. 1905).

Opinion

Mr. Chief Justice Shepard

delivered the opinion of the Court:

This is an appeal from the decision of the Acting Commissioner of Patents in an interference case having: the following issue:

“A hose-supporting device composed of two parts, each having a flange adapted to embrace one of the corset steels, one of said parts being adapted to engage the eye of the corset clasp and the other of said parts being adapted to engage the stud of the corset clasp, as and for the purpose described.”

The application of the appellant, Myron B. Hammond, was filed March 26, 1902, and that of the appellee, David Basch, on April 29, 1902.

Basch claimed conception December 1, 1899, and reduction to practice January 3, 1901.

In his’preliminary statement Hammond said:

“I conceived the invention set forth in the declaration of interference as early as May 1, 1900, and on that day I made a model showing such invention, and on said • date showed and explained said invention and model to others. * * * I reduced said invention to practice by making a full-size device, and successfully tested and operated the same as early as February 1, 1901.”

Both parties explain their delay by referring to a pending suit for infringement of a hose-supporter patent, against Hammond’s associate, Thomas P. Taylor, which was finally determined adversely to them about March 12, 1902.

Hammond was the manager of the hose-supporter department of said Taylor, who was a manufacturer. The patent established in the suit was called the Parramore patent.

[472]*472Hammond conceived the invention of the issue about May 1, 1900, in an attempt to produce a supporter that would not infringe the Parramore patent. What he called his model consisted of a pair of hose supporters which were worn by a female employee for a week and found to be satisfactory. Nothing-more was done until the decision of the Parramore suit. Immediately thereafter preparations were made for the manufacture of the new device, and on March 29, 1902, they were advertised in the New York Dry Goods Economist. April 3, 1902, the first shipment of them was made, and during that month some 3,000 dozen were sold. On September 13, 1902, and before any testimony had been taken in this case, Hammond moved for leave to amend his preliminary statement, his object being to change the date of reduction to practice from February 1, 1901, to May 1, 1900, which was the date of the construction and use of the “model.”

The ground of the motion was the alleged mistake of his attorney growing out of tire preparation of a preliminary statement filed at the same time in another case of interference. The motion was denied by the Examiner of Interferences, whose ruling was affirmed on appeal to the Commissioner, and one of the reasons of appeal is based on that ruling.

Whether an amendment shall be allowed in an interference proceeding, under the rules of practice of the Patent Office, calls for the exercise of a wide latitude of discretion by the Commissioner, and certainly nothing less than an abuse of that discretion, causing a palpable miscarriage of justice, would warrant the review and reversal of his action. Cross v. Phillips, 14 App. D. C. 228, 237, 238.

We are unable to say that there was such an abuse of discretion in refusing the leave to amend in this case, though it would seem, from all that is disclosed on the face of the record, that the rule was enforced with much strictness. There is practically no evidence that either party had a conception of the invention prior to the date of his construction of the device upon which he relies for reduction to practice.

Considering the case upon the original statement, the Exam[473]*473iner of Interferences confined Hammond to the date therein alleged, namely, February 1, 1901, and his decision turned upon the single question, whether the evidence of Basch showed actual reduction to practice on January 3, 1901. Being of the opinion that this showed nothing more than an abandoned experiment, he awarded priority to Hammond, who was the first to enter the Patent Office with an allowable application. He was reversed on appeal to the Examiners-in-Chief, and their decision having been affirmed by the Commissioner, priority was finally awarded to Basch.

There seems to be no reasonable doubt that, had Hammond’s amendment been allowed, the final decision would have been in his favor, for whatever objections may be raised to the completeness of his first construction apply with equal, if not greater, force to that of Basch. The sufficiency of Hammond’s evidence to show reduction of his invention to practice in May, 1900, need not be determined in our view of the question, whether that evidence can be considered under the allegations of his preliminary statement without amendment. The sworn preliminary statements required when an interference has been declared constitute the pleadings of the parties, and we have had occasion several times, and for reasons satisfactory now as then, to approve the practice of holding the parties strictly to the dates given therein. Bader v. Vajen, 14 App. D. C. 241, 254; Stevens v. Seher, 11 App. D. C. 245, 251; Cross v. Phillips, 14 App. D. C. 228, 236.

The appellant contends that the evidence ought all to be received and considered on the ground that the allegation of the construction of his model on May 1, 1900, is substantially a statement of reduction to practice on that day, and hence that the subsequent allegation of a later date of actual reduction to practice may be disregarded.

The argument is that the allegation of the construction of a “model,” illustrating so simple an invention as a hose supporter, implies a reduction to practice.

There is no doubt that the construction of a full-size device, capable of use to a sufficient extent to demonstrate the practical [474]*474utility of the invention, may often be regarded as a reduction to practice, notwithstanding it may have been called a model, as well as intended by the inventor to be used as a model for the construction of a like device of better and different materials, when there has been some test or application to use. Norden v. Spaulding, ante, 286; Mason v. Hepburn, 13 App. D. C. 86, 89.

Such a model, so called, must be quite different from the ordinary model, which, while it may show the invention, is incapable of operation to effect its purpose. However, the cases must be few, if any, indeed, in which the construction and disclosure of a device intended as an illustrative model, merely, without some test of its capacity to perform the service intended, could be accepted, not only as evidence of conception, but of reduction to practice also.

It is sufficient to say that this “model” was not of that character.

Whether the allegation, in a preliminary statement, of the construction of a model showing this invention, simple as it may be, and its exhibition to others on a certain day, would, without anything more, reasonably indicate to the opposing party that it was then and there actually reduced to practice, is not the question. Hammond did not content himself with such an indefinite statement, but went on to say:

“I reduced said invention to practice by making a full-sized device and successfully tested and operated the same as early as February 1, 1901.”

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24 App. D.C. 469, 1905 U.S. App. LEXIS 5380, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hammond-v-basch-cadc-1905.