Hammer v. Hammer

37 Misc. 3d 946
CourtNew York Supreme Court
DecidedOctober 9, 2012
StatusPublished

This text of 37 Misc. 3d 946 (Hammer v. Hammer) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hammer v. Hammer, 37 Misc. 3d 946 (N.Y. Super. Ct. 2012).

Opinion

OPINION OF THE COURT

Daniel Palmieri, J.

The motion by the defendant wife for enforcement of a certain interim stipulation between the parties dated June 17, 2010, including appointment of the defendant as attorney-in-fact for the purpose of transferring to her title to the marital residence, for consolidation of this action with Lisa Hammer v Frank Hammer (Nassau County index No. 202394/11), and for attorney’s fees, is granted as set forth in this order.

The additional motion by the defendant wife for an order vacating the plaintiffs notice of discontinuance of this 2009 action, and for certain stated relief as contemplated in the interim [948]*948stipulation, directing the plaintiff to file and serve a complaint, and for counsel fees, is granted as set forth in this order.

All requests for relief not specifically addressed are denied.

A brief procedural history is in order. This matter was commenced by the filing of a summons with notice in November 2009. In January 2010 the plaintiff served and filed an amended summons with notice. The defendant served and filed a notice of appearance and demand for a complaint that month. On June 17, 2010 the parties entered into the interim stipulation, discussed below. In December 2010 a preliminary conference was held before the court (Brown, J.), resulting in a preliminary conference order. In that order, the parties agreed that the issue of grounds for divorce was resolved. After the case was transferred to the undersigned, the case was certified as ready for trial by order issued in June 2011.

Defendant states that in August 2011 she commenced her own action because of plaintiffs default under the interim stipulation. In September 2011 the defendant moved to enforce the interim stipulation in the present 2009 action, as stated above. However, on October 21, 2011 the plaintiff filed and then served the notice of discontinuance of the 2009 action, under which the interim stipulation had been made. In November 2011 the defendant moved to vacate the notice. Numerous consent adjournments of both motions ensued until final submission.

Insofar as is relevant here, the interim stipulation provides that grounds for divorce were resolved, and that the plaintiff husband would serve a verified complaint on the ground of constructive abandonment of the husband by the wife. The wife waived her time to answer the complaint and agreed to sign an affidavit neither admitting nor denying the allegations set forth in the complaint and consenting to placing the matter on the uncontested matrimonial calendar.

The parties agreed that upon the signing of the interim stipulation the mortgage on the marital residence would be satisfied by certain funds originally held in the plaintiff’s Vanguard investment account. The plaintiff was to purchase another home, and then transfer title to the marital residence to the defendant wife. The parties agreed that $92,000 would be used to pay off the mortgage, and the plaintiff was to take an additional sum of $56,000 to aid in purchasing another residence. The parties acknowledged that they would determine credits due as a result of the mortgage payoff and transfer at a later date, “once the parties determine how the remaining assets shall be divided, [949]*949the amount of which shall be determined by the parties or by a Court of competent jurisdiction.” The interim stipulation concludes with a paragraph stating that “[t]he parties agree that all other aspects of the division of property shall be determined upon the completion of certain appraisals and valuations that are in the process of being prepared.” Both parties executed an affidavit in lieu of oral allocution in support of the interim stipulation.

The defendant claims in her affidavit that the plaintiff exercised his right under the interim stipulation and withdrew and used the $56,000 for a new home. It is also apparent that he paid off the mortgage, in that defendant has not sought a direction that he do so now. However, he has not transferred the marital residence to the defendant. The plaintiff has submitted no opposing affidavit, and thus this allegation is uncontested. He relies entirely on the law regarding discontinuance of actions. Because he has not submitted an affidavit, his motives for seeking to discontinue at this juncture are unexplained, although from his attorney’s response, as indicated below, he wishes to disavow the interim stipulation. Also uncontested are the defendant’s claims that the funds she describes are all marital property.

CPLR 3217 (a) (1) permits any party asserting a claim to discontinue it without a court order by serving upon all parties a notice of discontinuance “at any time before a responsive pleading is served or within twenty days after service of the pleading asserting the claim, whichever is earlier, and filing the notice with proof of service with the clerk of the court.” As set forth above, no complaint ever was served, and thus there was no responsive pleading. The defendant argues, in effect, that notwithstanding these circumstances the notice of discontinuance should be stricken because the plaintiff either waived his right to discontinue by his actions in the case prior to service of the notice, or should be barred from doing so as a matter of equity under estoppel principles. As noted, the plaintiff relies on the law of discontinuance, and, with regard to the interim stipulation itself, argues that it is unenforceable as a simple “agreement to agree.” The court notes that as the plaintiff has not requested court permission to discontinue pursuant to CPLR 3217 (b) as an alternative form of relief, it will not be addressed.

Where no pleadings have been served, a plaintiff has the “absolute and unconditional right” to discontinue an action without seeking judicial permission by serving a notice upon the [950]*950defendant. (Tutt v Tutt, 61 AD3d 967, 967 [2d Dept 2009], citing Battaglia v Battaglia, 59 NY2d 778 [1983], revg on dissenting mem 90 AD2d 930 [2d Dept 1982]; Newman v Newman, 245 AD2d 353 [2d Dept 1997].) However, the right may be waived if there is a voluntary and knowing relinquishment of such right, which may arise by express agreement or by conduct, either by actions or by a failure to claim the advantage given by the right. (Tutt, citing Golfo v Kycia Assoc., Inc., 45 AD3d 531 [2d Dept 2007].) However, a waiver cannot be “created by negligence, oversight, or thoughtlessness, and cannot be inferred from mere silence.” (Golfo at 533, quoting Peck v Peck, 232 AD2d 540, 540 [2d Dept 1996].) In Tutt, a waiver was found, but under a provision of a “so ordered” stipulation that provided the proof of waiver.

Defendant relies not on an express waiver but rather on the conduct of the plaintiff. She cites Minkow v Metelka (46 AD3d 864 [2d Dept 2007]), which held that a waiver of the plaintiffs right to discontinue had been demonstrated. In that case, as in the present matter, no pleadings had ever been served. The Appellate Division pointed to the fact that by the time the discontinuance was asserted the case was very far along, the grounds for the divorce had been established at an inquest, the divorce had been granted, and the trial on the issue of equitable distribution had begun.

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Bluebook (online)
37 Misc. 3d 946, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hammer-v-hammer-nysupct-2012.