Hamilton v. Partners Healthcare System, Inc.

879 F.3d 407
CourtCourt of Appeals for the First Circuit
DecidedJanuary 12, 2018
Docket12-2313P
StatusPublished
Cited by14 cases

This text of 879 F.3d 407 (Hamilton v. Partners Healthcare System, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hamilton v. Partners Healthcare System, Inc., 879 F.3d 407 (1st Cir. 2018).

Opinions

LYNCH, Circuit Judge.

This is an appeal from a purported denial of a motion for leave to amend a complaint after certain court proceedings. We affirm, on the particular facts of this case, concluding that the district court did not abuse its discretion. Our reasons are best understood from our recitation of the facts.

I.

In September 2009, Diane Hamilton, Lynne P. Cunningham, and Claire Kane (“plaintiffs”) filed suit in the District of Massachusetts against a group of healthcare entities allegedly affiliated with Partners Healthcare System, Inc. (“defendants”),1 alleging that the defendants’ compensation practices violated the Fair Labor Standards Act (“FLSA”), 29 U.S.C. § 201 et seq., the Employee Retirement Income Security Act (“ERISA”), 29 U.S.C. § 1001 et seq., and the Racketeer Influenced and Corrupt Organizations Act (“RICO”), 18 U.S.C. § 1961 et seq.2 This was one of at least twenty-nine such cases filed by plaintiffs’ counsel across the country, including four other cases filed in the District of Massachusetts, all involving virtually identical complaints.3 It purported to be brought as a class action.4

The complaint stated that the plaintiffs were “[a]t all relevant times ... employees under the FLSA, employed within this District and residing] within this District,” but did not describe which of the defen-' dants actually employed the named plaintiffs and failed to state whether the plaintiffs worked more than forty hours per week, In total, plaintiffs’ complaint listed twenty-seven healthcare facilities associated with the named defendants and more than 100 “affiliated” healthcare facilities.

In October 2009, defendants filed an answer to plaintiffs’ complaint, along with a motion to dismiss plaintiffs’ RICO claim. After briefing on the motion to dismiss, but before the district court , ruled on the motion, the parties notified the district court that they had 'entered into a structured mediation process. The mediation resulted in two successive motions for preliminary approval of class and collective action settlements,- which were heard by the district court. On December 27, 2010, the district court rejected the first proposed settlement, stating,- inter alia, that there was potential for “fairly substantial conflict among class members” because the contemplated settlement could not account for potential disparities in the damages suffered by class members. Several months later, the district court rejected an amended settlement proposal on March 9, 2011, reiterating its concern regarding class conflict and stating that it could not find the proposed settlement to be fair, adequate, and reasonable. The plaintiffs were thus on notice of potential problems as to the certification of a putative class based on their pleadings. Settlement negotiations broke down after the district court’s second ruling.

On April 1, 2011, defense counsel sent a letter to plaintiffs’ counsel with a number of requests, three of which related to plaintiffs’ federal claims as stated in their complaint. First, defense counsel insisted that plaintiffs’ counsel dismiss all defendants, remove references in the complaint to “Health Centers” and “Affiliates” that did not employ any of the named' plaintiffs, and file an amended complaint containing allegations sufficient to establish employment relationships between the named plaintiffs and each defendant. To support this request, defense counsel cited Manning v. Boston Medical Center Corp. (“Manning I”), No. 09-11463, 2011 WL 796505 (D. Mass. Feb. 28, 2011), aff'd in part, vacated in part, remanded, 725 F.3d 34 (1st Cir. 2013),5 which dismissed a virtually identical complaint based in part on its failure to identify which defendant the named plaintiffs worked for, id. at *1. Defense counsel also cited Nakahata v. New York-Presbyterian Healthcare System, Inc., No. 10 Civ. 2661, 2011 WL 321186 (S.D.N.Y. Jan. 28, 2011), aff'd in part, vacated in part, remanded, 723 F.3d 192 (2d Cir. 2013),6 which found another substantially similar complaint to be deficient because of its “failure to specify which entity, among the many named defendants, employed the respective plaintiffs,” id. at *4.

Second, the letter urged plaintiffs’ counsel to dismiss their RICO and ERISA claims, which defense counsel contended were “unfounded.” As support, defense counsel cited seven district court cases dismissing identical RICO .claims, including three District of Massachusetts cases, and two district court cases dismissing identical ERISA claims, including Manning I, in which the court found that the plaintiffs’ ERISA claims “fail[edj as a matter of law,” 2011 WL 796505, at *2.

Third, the letter requested that plaintiffs’ counsel amend and replead the FLSA claims to comply with Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007), and Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009). Defense counsel warned plaintiffs’ counsel that other district courts had dismissed nearly identical claims, citing Manning I, which described the dismissed complaint as an “aggregation of conclusory statements and general allegations,” 2011 WL 796505, at *2; Pruell v. Caritas Christi (“Pruell I”), No. 09-11466, 2010 WL 3789318 (D. Mass. Sept. 27, 2010), which dismissed the plaintiffs’ FLSA claims for failing to allege the plaintiffs’ weekly wages and hours worked or even that the plaintiffs worked more than forty hours per week, id. at *3; and DeSilva v. North Shore-Long Island Jewish Health System, Inc., 770 F.Supp.2d 497 (E.D.N.Y. 2011), which dismissed the plaintiffs’ FLSA claims for failing to satisfy the “minimal burden” of providing “some approximation of the overtime hours that [plaintiffs] worked,” and for failing to identify the type and nature of the purportedly unpaid work or training, id. at 510.

Despite the letter, plaintiffs’ counsel informed defense counsel on April 12, 2011 that they had no intention of repleading any of their claims or providing any more specificity prior to a status conference. Given plaintiffs’ statement that they would not seek to replead, defendants filed a motion for judgment on the pleadings addressed to all of plaintiffs’ claims on April 19, 2011. Plaintiffs opposed the motion and, in their memorandum in opposition, included a request to replead “[s]hould the Court grant defendants’ motion.”

Months later, the district court held a scheduling conference on June 9, 2011. By this time, the district court had reviewed a total of 58 pages of pleadings and disposi-tive motions, 145 pages of briefing associated with the dispositive motions, 125 pages of motions to approve settlement proposals, and 612 pages of relevant exhibits.7 During the -conference, the following exchange' occurred between the district court and plaintiffs’ counsel:

THE COURT: ... You should understand I’m not going to permit amended pleadings in this matter.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
879 F.3d 407, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hamilton-v-partners-healthcare-system-inc-ca1-2018.