Haltigan v. Drake

District Court, N.D. California·Decided January 12, 2024·No. 5:23-cv-02437·Unknown

Opinion

JOHN D. HALTIGAN, Case No. 5:23-cv-02437-EJD

Plaintiff, ORDER GRANTING MOTION TO DISMISS v.

MICHAEL V. DRAKE, et al., Re: ECF No. 23 Defendants.

Plaintiff John D. Haltigan brings this action against Defendants university officers to challenge the diversity, equity, and inclusion (“DEI”) statements required from prospective faculty candidates by the University of California, Santa Cruz. Plaintiff contends that the University’s DEI statement requirement and guidance violate First Amendment principles of academic freedom. Defendants filed a Rule 12(b)(1) motion to dismiss for lack of standing and a Rule 12(b)(6) motion for failure to state a claim, which are fully briefed. ECF Nos. 23 (“Mot.”), 29 (“Opp.”), 33 (“Reply”). The Court heard oral arguments on November 9, 2023. Based on the parties’ written submission and oral arguments, the Court GRANTS Defendants’ Rule 12(b)(1) motion and DISMISSES the Complaint WITH LEAVE TO AMEND. A. Parties Plaintiff John D. Haltigan holds a Ph.D. in Developmental Psychology from the University of Miami and was previously an Assistant Professor in the Department of Psychiatry at the University of Toronto. Am. Compl. (“Compl.”) ¶ 7, ECF No. 13. Plaintiff has also served as a postdoctoral fellow at the University of Illinois, Urbana-Champaign; the University of North Carolina, Greensboro; and the University of Ottawa. Id. ¶ 59. As of the Complaint’s filing, he is seeking employment in psychology departments across the country. Id. ¶¶ 7, 65. Defendants Michael V. Drake, Cynthia K. Larive, Benjamin C. Storm, and Katharyne Mitchell are all sued in their official capacities at the University of California (the “University”) or the University of California, Santa Cruz (“UC Santa Cruz”). Compl. ¶¶ 8–11. B. Diversity, Equity, and Inclusion (“DEI”) Statements at UC Santa Cruz Around 2016, the University of California established the Advancing Faculty Diversity (“AFD”) program to support projects that increase racial and gender balance on the University campuses. Compl. ¶¶ 18–19. The AFD-funded pilot program at UC Santa Cruz encouraged search committees to use DEI statements in the faculty selection process and engage in more in- depth discussion with applicants about their statements. Id. ¶ 29. The Complaint alleges that, over time, UC Santa Cruz began to place more emphasis on faculty candidates’ diversity statements (which the Complaint refers to as the “Initial Screening Requirement”) and promulgated detailed rubrics for evaluating diversity statements. Id. ¶¶ 33–34. The UC Santa Cruz Office of Academic Personnel (“APO”) publishes information to candidates about how DEI statements are evaluated. Compl. ¶¶ 36–37. Specifically, APO evaluates DEI statements under three broad categories: (1) awareness, (2) experience, and (3) future plans at UC Santa Cruz. Id. ¶ 39. The Complaint also alleges that APO publishes a “starting rubric” that purportedly assigns high scores for applicants’ DEI statements that express certain sociopolitical ideas and low scores for those that express otherwise. Id. ¶¶ 42–46. The APO’s website also provides a list of “common myths” about DEI faculty recruitment and a page for Resources on Antiracism. Id. ¶¶ 47–51. These requirements apply to every faculty job opening at UC Santa Cruz. Id. ¶ 55. Plaintiff alleges that the combined result of the DEI statement requirement and the Initial Screening Requirement is that “applicants who fail to demonstrate conformity with the beliefs and ideology represented on the APO website know that their application is futile.” Compl. ¶¶ 56–57. C. UC Santa Cruz July 2022 Open Position On July 21, 2022, UC Santa Cruz posted an open hiring announcement for a tenure-track position in Developmental Psychology. Compl. ¶ 66. The Psychology Department requires a DEI statement in order to apply and “urges” candidate to review the scoring rubric published by APO. Id. ¶ 67. The position also indicated that an “initial screening of candidates will be performed using only the DEI statement and a research statement.” Id. ¶ 68. Plaintiff alleges that he “desires a position at the University” but that the DEI statement requirement makes his application futile, due to his views on “colorblind inclusivity,” “viewpoint diversity,” and “merit-based evaluation.” Id. ¶ 69. Plaintiff further alleges that, if he were to apply for the July 2022 opening or any other openings at UC Santa Cruz, he would be “compelled to alter his behavior and either remain silent . . . or recant his views to conform to the dictates of the University administration.” Id. ¶ 70. Plaintiff does not allege that he applied or prepared any application materials for the July 2022 opening. D. Procedural History Plaintiff filed his initial complaint on May 18, 2023. ECF No. 1. That complaint alleged that the July 2022 position was an “open position” and sought preliminary injunctive relief to enjoin the University from enforcing the DEI statement requirement against Plaintiff. Id. at 12. On June 19, 2023, Plaintiff filed the present Amended Complaint, omitting the allegations that the position was open and referencing the July 2022 position only as an example. Compl. ¶ 66. On August 7, 2023, Defendants filed the instant motion to dismiss for lack of standing under Rule 12(b)(1) and for failure to state a claim under Rule 12(b)(6). Mot. 1. The Court heard oral arguments on November 9, 2023. A. Rule 12(b)(1) “Federal courts are courts of limited jurisdiction; they are authorized only to exercise jurisdiction pursuant to Article III of the U.S. Constitution and federal laws enacted thereunder.” Am. Fed’n of Teachers v. DeVos, 484 F. Supp. 3d 731, 741 (N.D. Cal. 2020); see also Henderson ex rel. Henderson v. Shinseki, 562 U.S. 428, 434 (2011) (“[F]ederal courts have an independent obligation to ensure that they do not exceed the scope of their jurisdiction”). To establish Article III standing, a plaintiff must show “(i) that he suffered an injury in fact that is concrete, particularized, and actual or imminent; (ii) that the injury was likely caused by the defendant; and (iii) that the injury would likely be redressed by judicial relief.” TransUnion LLC v. Ramirez, 141 S. Ct. 2190, 2203 (2021) (citing Lujan v. Defs. of Wildlife, 504 U.S. 555, 560–61 (1992)). To contest a plaintiff’s showing of subject matter jurisdiction, a defendant may file a Rule 12(b)(1) motion. Fed. R. Civ. P. 12(b)(1). A defendant may challenge jurisdiction “facially” by arguing the complaint “on its face” lacks jurisdiction or “factually” by presenting extrinsic evidence demonstrating the lack of jurisdiction on the facts of the case. Wolfe v. Strankman, 392 F.3d 358, 362 (9th Cir. 2004); Safe Air for Everyone v. Meyer, 373 F.3d 1035, 1039 (9th Cir. 2004). “In a facial attack, the challenger asserts that the allegations contained in a complaint are insufficient on their face to invoke federal jurisdiction. By contrast, in a factual attack, the challenger disputes the truth of the allegations that, by themselves, would otherwise invoke federal jurisdiction.” Id. In resolving a factual attack on jurisdiction, the Court “need not presume the truthfulness of the plaintiff’s allegations.” Safe Air, 373 F.3d at 1039. The Complaint asserts two First Amendment claims, one for unconstitutional conditions and the other for viewpoint discrimination. Compl. ¶¶ 71–85. In their Rule 12(b)(1) motion to dismiss, Defendants assert a facial attack on Plaintiff’s standing to bring either of his two claims. Mot. 7–12. Because “[s]tanding is a threshold matter of jurisdiction,” the Court must first assure itself that Plaintiff has “standing and that jurisdiction otherwise exists before [it

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