Haltigan v. Drake

CourtDistrict Court, N.D. California
DecidedJanuary 12, 2024
Docket5:23-cv-02437
StatusUnknown

This text of Haltigan v. Drake (Haltigan v. Drake) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Haltigan v. Drake, (N.D. Cal. 2024).

Opinion

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 SAN JOSE DIVISION 7 8 JOHN D. HALTIGAN, Case No. 5:23-cv-02437-EJD

9 Plaintiff, ORDER GRANTING MOTION TO DISMISS 10 v.

11 MICHAEL V. DRAKE, et al., Re: ECF No. 23 Defendants. 12

13 Plaintiff John D. Haltigan brings this action against Defendants university officers to 14 challenge the diversity, equity, and inclusion (“DEI”) statements required from prospective faculty 15 candidates by the University of California, Santa Cruz. Plaintiff contends that the University’s 16 DEI statement requirement and guidance violate First Amendment principles of academic 17 freedom. Defendants filed a Rule 12(b)(1) motion to dismiss for lack of standing and a Rule 18 12(b)(6) motion for failure to state a claim, which are fully briefed. ECF Nos. 23 (“Mot.”), 29 19 (“Opp.”), 33 (“Reply”). The Court heard oral arguments on November 9, 2023. 20 Based on the parties’ written submission and oral arguments, the Court GRANTS 21 Defendants’ Rule 12(b)(1) motion and DISMISSES the Complaint WITH LEAVE TO AMEND. 22 I. BACKGROUND 23 A. Parties 24 Plaintiff John D. Haltigan holds a Ph.D. in Developmental Psychology from the University 25 of Miami and was previously an Assistant Professor in the Department of Psychiatry at the 26 University of Toronto. Am. Compl. (“Compl.”) ¶ 7, ECF No. 13. Plaintiff has also served as a 27 postdoctoral fellow at the University of Illinois, Urbana-Champaign; the University of North 1 Carolina, Greensboro; and the University of Ottawa. Id. ¶ 59. As of the Complaint’s filing, he is 2 seeking employment in psychology departments across the country. Id. ¶¶ 7, 65. 3 Defendants Michael V. Drake, Cynthia K. Larive, Benjamin C. Storm, and Katharyne 4 Mitchell are all sued in their official capacities at the University of California (the “University”) or 5 the University of California, Santa Cruz (“UC Santa Cruz”). Compl. ¶¶ 8–11. 6 B. Diversity, Equity, and Inclusion (“DEI”) Statements at UC Santa Cruz 7 Around 2016, the University of California established the Advancing Faculty Diversity 8 (“AFD”) program to support projects that increase racial and gender balance on the University 9 campuses. Compl. ¶¶ 18–19. The AFD-funded pilot program at UC Santa Cruz encouraged 10 search committees to use DEI statements in the faculty selection process and engage in more in- 11 depth discussion with applicants about their statements. Id. ¶ 29. The Complaint alleges that, 12 over time, UC Santa Cruz began to place more emphasis on faculty candidates’ diversity 13 statements (which the Complaint refers to as the “Initial Screening Requirement”) and 14 promulgated detailed rubrics for evaluating diversity statements. Id. ¶¶ 33–34. 15 The UC Santa Cruz Office of Academic Personnel (“APO”) publishes information to 16 candidates about how DEI statements are evaluated. Compl. ¶¶ 36–37. Specifically, APO 17 evaluates DEI statements under three broad categories: (1) awareness, (2) experience, and (3) 18 future plans at UC Santa Cruz. Id. ¶ 39. The Complaint also alleges that APO publishes a 19 “starting rubric” that purportedly assigns high scores for applicants’ DEI statements that express 20 certain sociopolitical ideas and low scores for those that express otherwise. Id. ¶¶ 42–46. The 21 APO’s website also provides a list of “common myths” about DEI faculty recruitment and a page 22 for Resources on Antiracism. Id. ¶¶ 47–51. These requirements apply to every faculty job 23 opening at UC Santa Cruz. Id. ¶ 55. 24 Plaintiff alleges that the combined result of the DEI statement requirement and the Initial 25 Screening Requirement is that “applicants who fail to demonstrate conformity with the beliefs and 26 ideology represented on the APO website know that their application is futile.” Compl. ¶¶ 56–57. 27 1 C. UC Santa Cruz July 2022 Open Position 2 On July 21, 2022, UC Santa Cruz posted an open hiring announcement for a tenure-track 3 position in Developmental Psychology. Compl. ¶ 66. The Psychology Department requires a DEI 4 statement in order to apply and “urges” candidate to review the scoring rubric published by APO. 5 Id. ¶ 67. The position also indicated that an “initial screening of candidates will be performed 6 using only the DEI statement and a research statement.” Id. ¶ 68. 7 Plaintiff alleges that he “desires a position at the University” but that the DEI statement 8 requirement makes his application futile, due to his views on “colorblind inclusivity,” “viewpoint 9 diversity,” and “merit-based evaluation.” Id. ¶ 69. Plaintiff further alleges that, if he were to 10 apply for the July 2022 opening or any other openings at UC Santa Cruz, he would be “compelled 11 to alter his behavior and either remain silent . . . or recant his views to conform to the dictates of 12 the University administration.” Id. ¶ 70. Plaintiff does not allege that he applied or prepared any 13 application materials for the July 2022 opening. 14 D. Procedural History 15 Plaintiff filed his initial complaint on May 18, 2023. ECF No. 1. That complaint alleged 16 that the July 2022 position was an “open position” and sought preliminary injunctive relief to 17 enjoin the University from enforcing the DEI statement requirement against Plaintiff. Id. at 12. 18 On June 19, 2023, Plaintiff filed the present Amended Complaint, omitting the allegations that the 19 position was open and referencing the July 2022 position only as an example. Compl. ¶ 66. 20 On August 7, 2023, Defendants filed the instant motion to dismiss for lack of standing 21 under Rule 12(b)(1) and for failure to state a claim under Rule 12(b)(6). Mot. 1. The Court heard 22 oral arguments on November 9, 2023. 23 II. LEGAL STANDARD 24 A. Rule 12(b)(1) 25 “Federal courts are courts of limited jurisdiction; they are authorized only to exercise 26 jurisdiction pursuant to Article III of the U.S. Constitution and federal laws enacted thereunder.” 27 Am. Fed’n of Teachers v. DeVos, 484 F. Supp. 3d 731, 741 (N.D. Cal. 2020); see also Henderson 1 ex rel. Henderson v. Shinseki, 562 U.S. 428, 434 (2011) (“[F]ederal courts have an independent 2 obligation to ensure that they do not exceed the scope of their jurisdiction”). To establish Article 3 III standing, a plaintiff must show “(i) that he suffered an injury in fact that is concrete, 4 particularized, and actual or imminent; (ii) that the injury was likely caused by the defendant; and 5 (iii) that the injury would likely be redressed by judicial relief.” TransUnion LLC v. Ramirez, 141 6 S. Ct. 2190, 2203 (2021) (citing Lujan v. Defs. of Wildlife, 504 U.S. 555, 560–61 (1992)). 7 To contest a plaintiff’s showing of subject matter jurisdiction, a defendant may file a Rule 8 12(b)(1) motion. Fed. R. Civ. P. 12(b)(1). A defendant may challenge jurisdiction “facially” by 9 arguing the complaint “on its face” lacks jurisdiction or “factually” by presenting extrinsic 10 evidence demonstrating the lack of jurisdiction on the facts of the case. Wolfe v. Strankman, 392 11 F.3d 358, 362 (9th Cir. 2004); Safe Air for Everyone v. Meyer, 373 F.3d 1035, 1039 (9th Cir. 12 2004). “In a facial attack, the challenger asserts that the allegations contained in a complaint are 13 insufficient on their face to invoke federal jurisdiction. By contrast, in a factual attack, the 14 challenger disputes the truth of the allegations that, by themselves, would otherwise invoke federal 15 jurisdiction.” Id. In resolving a factual attack on jurisdiction, the Court “need not presume the 16 truthfulness of the plaintiff’s allegations.” Safe Air, 373 F.3d at 1039. 17 III.

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Haltigan v. Drake, Counsel Stack Legal Research, https://law.counselstack.com/opinion/haltigan-v-drake-cand-2024.