ORDER DISMISSING PETITION FOR WRIT OF HABEAS CORPUS
SPENCER WILLIAMS, District Judge.
Petitioner, Preston Hall, is before this court in
forma pauperis
and
in pro per
seeking relief pursuant to 28 U.S.C. § 2254(b)(c). He claims he was denied effective assistance of counsel at trial. In support of this petition, petitioner alleges ten specific errors or omissions of his defense counsel.
Respondent contends that on eight of the claims, petitioner has failed to exhaust remedies available in the state courts and thus his petition cannot be considered in this court. On the remaining two claims, the State admits exhaustion but argues the claims lack merit. The court finds petitioner has exhausted his state remedies and considers his petition on the merits. However, his claims of ineffective assistance of counsel are rejected.
FACTUAL BACKGROUND
In early December, 1974, petitioner allegedly kidnapped and assaulted Shirley Wilson, petitioner’s long-time girlfriend. She subsequently brought charges against him. In January, 1975, petitioner was charged with intimidation of a witness— Shirley Wilson. In March, 1975, petitioner was charged with a second assault on Shirley Wilson, which allegedly occurred on January 29, 1975. He was also charged with the following violations said to have occurred on February 9, 1975: the murder of Shirley Wilson; assault with intent to commit murder and attempted murder of Curtis Boyd, Wilson’s nephew; burglary with intent to commit murder and possession of a concealed weapon by a convicted felon. All of the charges were consolidated for trial.
The actual trial commenced on October 6, 1975 and lasted twelve days. The jury reached a verdict of guilty on all charges except the charge of assault with intent to commit murder, on which they reached no decision.
Before addressing the merits of the petition, this court must first address respondent’s argument that petitioner has failed to exhaust state remedies.
Exhaustion of available state remedies.
Respondent contends that all but two of petitioner’s claims have not been fully adjudicated in state court. Petitioner presented
his case through the entire appeals process, but did not utilize state habeas corpus proceedings. However, the Ninth Circuit has found that in California, the issue of ineffective assistance of counsel may be presented on appeal.
Petitioner is not required to show that he sought collateral review in state court before becoming eligible to present his petition for habeas corpus relief in federal court.
Respondent contends a claim is not raised unless the alleged facts giving rise to the claim appear in the trial record. This is not true; the court may also look to the appeals record to determine whether petitioner has presented his claims to the state court.
In
Smith v. Digmon,
the United States Supreme Court found that claims raised in the appellate briefs satisfied the exhaustion requirement:
It is too obvious to merit extended discussion that whether the exhaustion requirement of 28 U.S.C. § 2254(b) has been satisfied cannot turn upon whether a state appellate court chooses to ignore in its opinion a federal constitutional claim squarely raised in petitioner’s brief in the state court, and, indeed, in this case, vigorously opposed in the State’s brief. It is equally obvious that a district court commits plain error in assuming that a habeas petitioner must have failed to raise in the state courts a meritorious claim that he is incarcerated in violation of the Constitution if the state appellate court’s opinion contains no reference to the claim.
Furthermore, the Ninth Circuit has held that the exact claims presented in the habeas corpus petition need not have been raised in the state proceedings:
The question ... is whether any of the contentions made in the present petition are the
substantial equivalent
of contentions presented by petitioner to the state courts upon his appeal from conviction. [Footnote omitted]. If so, they should here be considered on the merits. [Emphasis added].
As recognized by the United States Supreme Court in
Wilwording v. Swenson,
the exhaustion requirement was “merely ... designed to give the State an initial ‘opportunity to pass upon and correct’ alleged violations of its prisoners’ federal rights.”
The need for exhaustion of state remedies is a matter of comity, not a limitation on the power nor a limitation on the jurisdiction of the federal courts.
Under these principles, the court examines each of petitioner’s claims and finds they were raised sufficiently to satisfy the exhaustion requirement. The specific references evidencing where and how these claims were raised are set out in a footnote.
Ineffective assistance of counsel.
The test for ineffective assistance of counsel was set out by the Ninth Circuit, sitting
en banc,
in
Cooper v.
Fitzharris:
Defense counsel’s errors or omissions must reflect a failure to exercise the skill, judgment, or diligence of a reasonably competent criminal defense attorney— they must be errors a reasonably competent attorney acting as a diligent conscientious advocate would not have made....
Furthermore, when such a claim “rests upon specific acts and omissions of counsel at trial ... relief will be granted only if it appears that the defendant was prejudiced by counsel’s conduct”.
In this case, petitioner’s claim of ineffective assistance of counsel rests upon ten specific acts and/or omissions of defense counsel during both the pre-trial and trial proceedings. This court, after reading the entire record
, finds that petitioner was not prejudiced by defense counsel’s conduct and his claim for relief must be denied.
In discussing each of the alleged errors of petitioner’s trial counsel
, the following
Free access — add to your briefcase to read the full text and ask questions with AI
ORDER DISMISSING PETITION FOR WRIT OF HABEAS CORPUS
SPENCER WILLIAMS, District Judge.
Petitioner, Preston Hall, is before this court in
forma pauperis
and
in pro per
seeking relief pursuant to 28 U.S.C. § 2254(b)(c). He claims he was denied effective assistance of counsel at trial. In support of this petition, petitioner alleges ten specific errors or omissions of his defense counsel.
Respondent contends that on eight of the claims, petitioner has failed to exhaust remedies available in the state courts and thus his petition cannot be considered in this court. On the remaining two claims, the State admits exhaustion but argues the claims lack merit. The court finds petitioner has exhausted his state remedies and considers his petition on the merits. However, his claims of ineffective assistance of counsel are rejected.
FACTUAL BACKGROUND
In early December, 1974, petitioner allegedly kidnapped and assaulted Shirley Wilson, petitioner’s long-time girlfriend. She subsequently brought charges against him. In January, 1975, petitioner was charged with intimidation of a witness— Shirley Wilson. In March, 1975, petitioner was charged with a second assault on Shirley Wilson, which allegedly occurred on January 29, 1975. He was also charged with the following violations said to have occurred on February 9, 1975: the murder of Shirley Wilson; assault with intent to commit murder and attempted murder of Curtis Boyd, Wilson’s nephew; burglary with intent to commit murder and possession of a concealed weapon by a convicted felon. All of the charges were consolidated for trial.
The actual trial commenced on October 6, 1975 and lasted twelve days. The jury reached a verdict of guilty on all charges except the charge of assault with intent to commit murder, on which they reached no decision.
Before addressing the merits of the petition, this court must first address respondent’s argument that petitioner has failed to exhaust state remedies.
Exhaustion of available state remedies.
Respondent contends that all but two of petitioner’s claims have not been fully adjudicated in state court. Petitioner presented
his case through the entire appeals process, but did not utilize state habeas corpus proceedings. However, the Ninth Circuit has found that in California, the issue of ineffective assistance of counsel may be presented on appeal.
Petitioner is not required to show that he sought collateral review in state court before becoming eligible to present his petition for habeas corpus relief in federal court.
Respondent contends a claim is not raised unless the alleged facts giving rise to the claim appear in the trial record. This is not true; the court may also look to the appeals record to determine whether petitioner has presented his claims to the state court.
In
Smith v. Digmon,
the United States Supreme Court found that claims raised in the appellate briefs satisfied the exhaustion requirement:
It is too obvious to merit extended discussion that whether the exhaustion requirement of 28 U.S.C. § 2254(b) has been satisfied cannot turn upon whether a state appellate court chooses to ignore in its opinion a federal constitutional claim squarely raised in petitioner’s brief in the state court, and, indeed, in this case, vigorously opposed in the State’s brief. It is equally obvious that a district court commits plain error in assuming that a habeas petitioner must have failed to raise in the state courts a meritorious claim that he is incarcerated in violation of the Constitution if the state appellate court’s opinion contains no reference to the claim.
Furthermore, the Ninth Circuit has held that the exact claims presented in the habeas corpus petition need not have been raised in the state proceedings:
The question ... is whether any of the contentions made in the present petition are the
substantial equivalent
of contentions presented by petitioner to the state courts upon his appeal from conviction. [Footnote omitted]. If so, they should here be considered on the merits. [Emphasis added].
As recognized by the United States Supreme Court in
Wilwording v. Swenson,
the exhaustion requirement was “merely ... designed to give the State an initial ‘opportunity to pass upon and correct’ alleged violations of its prisoners’ federal rights.”
The need for exhaustion of state remedies is a matter of comity, not a limitation on the power nor a limitation on the jurisdiction of the federal courts.
Under these principles, the court examines each of petitioner’s claims and finds they were raised sufficiently to satisfy the exhaustion requirement. The specific references evidencing where and how these claims were raised are set out in a footnote.
Ineffective assistance of counsel.
The test for ineffective assistance of counsel was set out by the Ninth Circuit, sitting
en banc,
in
Cooper v.
Fitzharris:
Defense counsel’s errors or omissions must reflect a failure to exercise the skill, judgment, or diligence of a reasonably competent criminal defense attorney— they must be errors a reasonably competent attorney acting as a diligent conscientious advocate would not have made....
Furthermore, when such a claim “rests upon specific acts and omissions of counsel at trial ... relief will be granted only if it appears that the defendant was prejudiced by counsel’s conduct”.
In this case, petitioner’s claim of ineffective assistance of counsel rests upon ten specific acts and/or omissions of defense counsel during both the pre-trial and trial proceedings. This court, after reading the entire record
, finds that petitioner was not prejudiced by defense counsel’s conduct and his claim for relief must be denied.
In discussing each of the alleged errors of petitioner’s trial counsel
, the following
determinations must be made: first, was defense counsel’s conduct within the range of competence demanded of criminal defense attorneys, and, if not, was petitioner prejudiced by the defense counsel’s conduct — whether the alleged errors are considered singly, or in combination?
Four of petitioner’s ten allegations are either flatly contradicted by the record or not supported by a sufficient factual basis and therefore are not discussed in detail. These are set out in a footnote with the relevant references to the record where appropriate.
All but two of the remaining errors alleged can be characterized as tactical decisions or fall well within the standard of competence demanded by
Cooper.
The last two errors, however, raise serious questions concerning the competency of counsel at trial. All six are discussed in more detail below.
At the outset, several points should be emphasized. First, “[t]he Constitution does not guarantee representation that is infallible. The accused ‘assumes the risk of ordinary error in either his or his attorney’s assessment of the law and facts... ’.”
Second, this court will not attempt to second-guess the choice of trial tactics made by counsel at the trial level. In this regard, the observations made by
the U.S. Court of Appeals in
United States v.
Bosch
apply:
Even the most skillful criminal attorneys make errors during a trial. The myriad of decisions which must be made by defense counsel quickly and in the pressure cooker of the courtroom makes errorless representation improbable, if not impossible. This is particularly so since the determination of whether there have been errors is made by a court far removed from the heat of trial combat and with the time necessary to make a reasoned judgment.
Thus, a choice between trial tactics, which appears unwise only in hindsight, does not constitute constitutionally-deficient representation under the reasonably competent assistance standard.
[Emphasis added].
With the foregoing in mind, the court finds that the following allegations fall within the parameters of tactical decisions, none of which amount to ineffective assistance of counsel:
(1)
Defense counsel’s attempt to waive petitioner’s first preliminary hearing.
On the morning of petitioner’s first preliminary hearing in December, defense counsel entered a waiver of petitioner’s right to the preliminary hearing.
That afternoon, the court denied the defense counsel’s motion for a continuance, and the preliminary examination was then conducted.
Although counsel’s tactical decision, motivated by his lack of preparation at that stage
, may have been an error in judgment, such conduct does not amount to ineffective assistance of counsel. The municipal court found “ample evidence to hold the defendant to answer on both counts.”
Moreover, petitioner was not precluded thereafter from calling witnesses at the time of trial to address these counts before the trier of facts.
(2)
Defense counsel’s stipulation to petitioner’s prior felony convictions.
Near the end of trial, the defense announced that the parties would enter into a stipulation regarding two prior convictions of the petitioner.
The court immediately inquired of the defendant whether he was intending to waive certain of his rights regarding self-incrimination. The record indicates defense counsel had not discussed such a stipulation with the petitioner prior to this time
Despite counsel’s initial — and perhaps hasty — statement stipulating to the prior convictions, the decision itself appears to be a tactical one
, and cannot be viewed as outside the range of competence expected of criminal attorneys.
(3)
Defense counsel’s failure to subject petitioner to a timely psychological examination so that a proper plea of insanity could have been raised.
The record reveals that defense counsel made a reasoned decision not to
have the defendant go through psychological testing in the early stages of his investigation.
Moreover, the court notes that the petitioner was eventually given such an exam, and that defense counsel never moved to renew his motion to change petitioner’s plea once he received the results of that exam. Under the circumstances, this court finds no error in this tactical decision, since the results of the exam are not part of the record.
(4)
Defense counsel’s failure to pursue a potential defense of diminished capacity based upon the alcohol content found in petitioner’s bloodstream just after the shooting incident.
Both sides entered into a stipulation during the trial that when Hall was taken to the hospital with a bullet wound on February 9, 1975, his blood contained .15% alcohol.
Petitioner claims the defense counsel’s failure to present specific defense evidence — e. g., expert testimony — and pursue a potential defense of diminished capacity resulted in ineffective assistance of counsel. The court does not agree.
Counsel for the defense is not required to present expert testimony on all possible defenses in a case. This is particularly true when, as in this case, counsel has access to a limited amount of resources.
The record indicates that the strategy of the defense was to concentrate on the physical evidence — e. g., the number of shots fired and the manner in which they occurred — in order to create a reasonable doubt surrounding the prosecution’s theory of premeditated murder. In pursuit of this strategy, the defense presented expert testimony of a criminologist who had been hired by the defense to do an extensive analysis of the physical evidence, including the bullets, guns and damage in the apartment where the shooting occurred.
Given the defense strategy, counsel’s decision not to present expert testimony on the effects of a particular level of blood alcohol was reasonable.
Further, the court notes that while the defense did not produce any of its own evidence on this issue, defense counsel — through cross-examination — was able to elicit enough information to make an argument before the jury regarding diminished capacity.
Petitioner’s remaining allegations present closer questions. First, petitioner claims that defense counsel failed to make the proper objection — on Fourth Amendment grounds (“fruit of the poisonous tree”) — to a statement made by Hall during his arrest to an officer concerning a shotgun in his car.
At trial, the prosecution called Officer Martin to testify as to this admission by Hall. Defense counsel object
ed to this testimony on grounds of irrelevancy and non-compliance with an outstanding discovery order.
Petitioner contends'this damaging information would not have come in had defense counsel made the proper objection. The government contends had the objection been made, it would not have properly been sustained because the statement had been sufficiently purged of the primary taint; thus the failure to press a Fourth Amendment claim as a basis for his objection was not error.
It is clear that defense counsel did not want the evidence to come in; it is not clear why an illegal search and seizure objection was not made. The facts surrounding the statement were so ambiguous that a reasonably diligent and competent defense attorney should have raised an objection on that ground. The court need not decide, however, whether such an objection would have been sustained, for even if the evidence was inadmissible, its admission into evidence was not prejudicial under the Ninth Circuit standard discussed
infra.
Finally, petitioner claims that defense counsel committed prejudicial error by failing to oppose the prosecution’s motion on March 18, 1975, to consolidate all of the charges against him. Defense counsel had opposed an earlier motion by the prosecution, on February 3, 1975, to consolidate the charges pending against Hall at that time
on grounds of potential prejudice to the defense.
The motion was granted and those charges were consolidated. On March 18, 1975, the prosecution moved to consolidate two additional sets of charges against Hall.
This motion was granted unopposed by defense counsel.
It was not until the morning of the trial (September 30, 1975) that defense counsel made a motion to sever the charges — requesting that at least the murder charge be tried separately. His argument for severance was based upon the excessive prejudice he feared would develop from the earlier assault and kidnapping charges.
An examination of the record reveals that the reason defense counsel did not oppose the motion on March 18th was because he was unprepared at. that time.
While this may be true, the court questions defense counsel’s delay until the morning of trial to bring the motion to sever.
Defense counsel’s failure to oppose the motion on March 18th does not, by itself, constitute ineffective assistance of counsel. However, it was incumbent upon counsel, given the number and gravity of the charges involved, to bring a motion to sever as soon as practicable, that is, as soon as he was prepared on the issue. The prosecution was ready to try the case in May or June of 1975
and had prepared the case with the charges consolidated. Under these circumstances, it does not appear that defense counsel was diligent in this matter.
The question remains whether any of the above errors were prejudicial.
Prejudice to the defense.
The Ninth Circuit
has been clear only as to what prejudice does
not
mean: “[T]he requirement that prejudice appear does not mean that relief is available only if the defendant would have been acquitted but for counsel’s blunders.”
Subsequent Ninth Circuit case law has failed to offer a clear definition of what constitutes prejudice.
The dissent in
Cooper
urges that the Chapman
standard, announced by the U.S. Supreme Court, be applied
— i. e., that the error(s) be harmless beyond a reasonable doubt. At least one district court, however, has fashioned a standard between the majority and the dissent in
Cooper.
In
McNulty v.
Olim
, the District Court of Hawaii found the proper standard was: “Absent the errors, or [rather], with a reasonably competent defense attorney (and reasonably competent does not mean perfect), is it more likely than not that the jury would have reached a different result, i. e., acquittal or conviction on a lesser charge.”
For the reasons stated below, this court finds that petitioner’s defense was not prejudiced by counsel’s conduct under either standard.
This court has already held that eight of petitioner’s allegations did not meet the first part of the
Cooper
test. Thus, the inquiry as to the prejudicial effect of the deficiencies of defense counsel will be on the final two allegations discussed above.
The court believes counsel’s failure to object to the admission of petitioner’s statement regarding the shotgun in his car re-suited in no appreciable prejudice to the defense. The statement was not crucial to any element of any of the charges against the defendant, it was a collateral piece of evidence concerning the presence of guns throughout this case. Its effect, if anything, was cumulative in nature.
The effect of counsel’s failure to oppose the motion to consolidate all of the charges, and his subsequent untimely motion to sever, was also not prejudicial. In this regard, the court notes that a substantial portion of the evidence that was presented in the earlier charges (e. g., to prove the kidnapping and assault charges) would be admissible to prove motive, intent, deliberation, etc. with respect to the murder charge.
Since multiple errors have been alleged, this court is also required to consider whether prejudice may have resulted from the cumulative impact of the multiple deficiencies.
After reviewing the entire record, the court is satisfied that no such prejudicial impact has occurred.
Accordingly, for the foregoing reasons, the petition for writ of habeas corpus is hereby DENIED.
IT IS SO ORDERED.