Hall v. Burroughs

159 Misc. 2d 481
CourtCivil Court of the City of New York
DecidedSeptember 29, 1993
StatusPublished
Cited by2 cases

This text of 159 Misc. 2d 481 (Hall v. Burroughs) is published on Counsel Stack Legal Research, covering Civil Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hall v. Burroughs, 159 Misc. 2d 481 (N.Y. Super. Ct. 1993).

Opinion

OPINION OF THE COURT

Bruce J. Gould, J.

Respondents, on a month-to-month occupancy, move to dismiss this summary nonpayment proceeding pursuant to CPLR [482]*4823211 (a) (2) and (7). Respondents acknowledge that there is a valid certificate of occupancy for this two-family house, but contend that the occupancy is by four households requiring dismissal of the proceeding. Petitioner concedes occupancy by respondents on the basement and parlor floors, a caretaker and renter on the second floor who share a bathroom but have no kitchen facilities, and another tenant on the third floor. Petitioner maintains that rent may be collected.

The issue before this court is whether failure to allege filing of a multiple dwelling registration and lack of a multiple dwelling certificate of occupancy mandates dismissal at this stage of the proceeding.

The court believes that dismissal is not required (Rosgro Realty Co. v Braynen, 70 Misc 2d 808 [App Term, 1st Dept]).

A petitioner landlord of a multiple dwelling in a summary nonpayment proceeding must allege and prove specified multiple dwelling registration information: "In any action to recover possession under section seven hundred eleven of the real property actions and proceedings law, the owner shall set forth his or her registration number issued by the department, and shall allege that he or she has filed a statement of registration” (Housing Maintenance Code [HMC; Administrative Code of City of NY] § 27-2107 [b]).

The petition’s specific language allegation is embodied in 22 NYCRR 208.42. This provision is taken from the Rules and Regulations of the Housing and Development Administration, Department of Rent and Housing Maintenance, effective September 8, 1969, which was issued to implement the provisions of Multiple Dwelling Law § 325 and title D of chapter 26 of the former Administrative Code of the City of New York, pursuant to the agency’s power "to promulgate such regulations as it may consider necessary or convenient to interpret or carry out any of the provisions of this code.” (HMC § 27-2090.)

HMC § 27-2107 (b) further provides that: "An owner who is required to file a statement of registration under this article and who fails to file as required shall be denied the right to recover possession of the premises for nonpayment of rent during the period of noncompliance, and shall, in the discretion of the court, suffer a stay of proceedings to recover rents, during such period.” (Emphasis added.)

The Revisors’ Notes to the Proposed New York City Housing Maintenance Code (Legislative Drafting Research Fund of [483]*483Columbia Univ, Jan. 31, 1967, at 70), which accompanied the introduction of proposed Local Law No. 339, noted: "In the case of a multiple dwelling, the obligation of an owner to register with the department dates back to the tenement house law and was continued in MDL § 325 and MDC § D263.1.”

As to the proposed provision1 for failure to register (former Administrative Code § D26-41.21) the Revisors’ Notes read (at 71): "Subsection (b) denies the right to sue for recovery of the premises for non-payment of rent to any owner who fails to register, for as long as his non-compliance continues. In addition, it allows the court, in its discretion, to withhold the rent, or to abate the rent during the period of non-compliance. * * * This provision is analogous to the provision of the multiple dwelling law with respect to the consequences of failing to obtain a certificate of occupancy.” (Emphasis added.)

Earlier, the January 20, 1967 Revisor’s Notes to the first draft concluded the above paragraph with the additional cautionary two sentences: "To include this provision in local law, special state enabling legislation is probably necessary. It is included in the [draft] code on the assumption that such enabling legislation will be granted, or that the entire code will be passed by the state legislature.”

The Housing Maintenance Code was approved by the Mayor on July 14, 1967. The next year that expressed concern was met when the City secured State enactment of chapter 864 of the Laws of 1968, which added Multiple Dwelling Law § 325 (2): "In any city of over one million which, by local law, requires the registration of owners of multiple dwellings and which prescribes penalties, remedies, and sanctions to be imposed for the violation of such local registration requirements, no rent shall be recovered by the owner of a multiple dwelling who fails to comply with such registration requirements until he complies with such requirements. If a resident of an unregistered dwelling voluntarily pays rent or an installment of rent when he had a right to withhold the same under this subdivision, he shall not thereafter have any claim or cause of action to recover back the rent or installment of [484]*484rent so paid. A voluntary payment within the meaning of this subdivision means payment other than one made pursuant to judgment in an action or special proceeding.”

The recent decision of the Appellate Term, Second Department, in Carcione v Rizzo (154 Misc 2d 13, 14 [1992]) held that Multiple Dwelling Law § 325 (2): "merely prevents a resident from recovering voluntary rent payments because the owner of the multiple dwelling failed to comply with the registration requirements of the Multiple Dwelling Law.”

This pithily describes the thrust of Multiple Dwelling Law § 325 (2), that it was enacted to assure that the failure to register could be treated similarly to the "consequences of failing to obtain a certificate of occupancy.” (Revisor’s Notes, op. cit., at 71.) It is no bar to the court choosing whether or not to exercise its discretion to suffer a stay of proceedings to recover rents, during a period of nonregistration (HMC § 27-2107 [b]).

The court’s discretionary powers under HMC § 27-2107 (b) generally have been ignored, with Multiple Dwelling Law § 325 (2) viewed as a bar to a nonpossessory rent judgment during nonregistration. The court concludes, on a close reading of the statute, that that is not the case.

Multiple Dwelling Law § 302 (1) (b) similarly has been found to prevent recovery in the Housing Court in the absence of a certificate of occupancy providing for the building’s actual usage. (But see, Stanley Assocs. v Marrero, 87 Misc 2d 1011 [Civ Ct, Queens County].) That statute reads: "No rent shall be recovered by the owner of such premises [a multiple dwelling occupied without a certificate of occupancy] for said period, and no action or special proceeding shall be maintained therefor, or for possession of said premises for nonpayment of rent.”

As the history of Multiple Dwelling Law § 325 (2) reveals, it assured discretionary power to the court to determine whether to allow recovery of rents during noncompliance.

As to the City’s legislative powers to choose other housing compliance techniques and approaches, the State unshackled its grip: "In the enforcement and administration of this chapter [Multiple Dwelling Law] * * * the penalties, sanctions and remedies enacted by local law may be applied, notwithstanding their inconsistency with this chapter, or the provisions of this chapter.” (Multiple Dwelling Law § 3 [4] [a].)

In the instant proceeding, the certificate of occupancy pro[485]

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Bluebook (online)
159 Misc. 2d 481, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hall-v-burroughs-nycivct-1993.