H. RAY BADEN v. STEVEN CHRISTOPHER BADEN

CourtDistrict Court of Appeal of Florida
DecidedNovember 14, 2018
Docket18-1726
StatusPublished

This text of H. RAY BADEN v. STEVEN CHRISTOPHER BADEN (H. RAY BADEN v. STEVEN CHRISTOPHER BADEN) is published on Counsel Stack Legal Research, covering District Court of Appeal of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
H. RAY BADEN v. STEVEN CHRISTOPHER BADEN, (Fla. Ct. App. 2018).

Opinion

NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION AND, IF FILED, DETERMINED

IN THE DISTRICT COURT OF APPEAL

OF FLORIDA

SECOND DISTRICT

H. RAY BADEN, ) ) Petitioner, ) ) v. ) Case No. 2D18-1726 ) STEVEN CHRISTOPHER BADEN, ) individually and as cotrustee ) of the Baden Irrevocable Trust ) 2012; VIRGINIA BADEN, individually ) and as cotrustee of the Baden ) Irrevocable Trust 2012; ) JOANNA BADEN, ) individually and as cotrustee of the ) Baden Irrevocable Trust 2012; ) ANNE-MARIE GROOMS; CORY RAY ) BADEN; ELIZABETH BADEN ) KNOWLES; ) JAMES ALBERT KNOWLES; ) MATTHEW BADEN RUGGERIO and ) SARAY, INC., a Florida Corporation, ) ) Respondents. ) )

Opinion filed November 14, 2018.

Petition for Writ of Prohibition to the Circuit Court for Manatee County; Gilbert A. Smith, Jr., Judge.

Gregory J. Porges and Mary R. Hawk of Porges, Hamlin, Knowles & Hawk, P.A., Bradenton, for Petitioner. Heather A. Degrave of Walters, Levine & Lozano, Tampa, for Respondents Virginia and Joanna Baden.

No appearance for remaining Respondents.

BADALAMENTI, Judge.

H. Ray Baden seeks a writ of prohibition to prevent the trial court from

further acting without jurisdiction in a lawsuit he filed involving the Baden Irrevocable

Trust-2012 (the Trust), an irrevocable trust he settled with his now deceased wife. The

trial court struck as a nullity his notice of voluntary dismissal filed pursuant to Florida

Rule of Civil Procedure 1.420(a)(1). We grant the petition and quash the trial court's

order striking his notice of voluntary dismissal because Mr. Baden's filing of the notice of

voluntary dismissal divested the trial court of jurisdiction to issue orders or otherwise

proceed with the underlying case initiated by Mr. Baden.

Mr. Baden and his late wife were settlors of the Trust. Under the terms of

the original Trust, each of their three adult children was a thirty percent beneficiary and

cotrustee. Mr. Baden's grandchildren were also beneficiaries, making up the remaining

ten percent. Since the establishment of the Trust, two of Mr. Baden's children ("the

daughters"), respondents here, have been disputing with Mr. Baden and their brother

over the handling of the Trust's assets.

Two years after settling the Trust, Mr. Baden filed a seven-count amended

complaint. All counts relating to the Trust in Mr. Baden's operative complaint were

resolved by the parties by a stipulated agreement reached in late 2014. The remaining

three counts were unrelated to the Trust. Those remaining counts alleged that each of

-2- Mr. Baden's three children had neglected to repay him for various monies he had

loaned to them.

As part of the parties' stipulated agreement to resolve Mr. Baden's Trust-

related claims, Mr. Baden's three children agreed to be replaced by a successor trustee.

That successor trustee has since been replaced by a second successor trustee. In all

events, on December 12, 2014, the trial court accepted the parties' stipulation in its

entirety and rendered an order titled "Partial Final Judgment for Judicial Modification of

the Baden Irrevocable Trust-2012." The trial court concluded the partial final judgment

with this statement: "The [c]ourt shall retain continuing jurisdiction to supervise the

[Trust] pursuant to [section] 736.0201[, Florida Statutes, 2017]." The only counts

remaining from Mr. Baden's operative complaint were those related to loans his three

children allegedly failed to repay him.

But this stipulation disposing of all Trust-related counts in Mr. Baden's

operative complaint did not put a stop to the Trust-related litigation. Rather than

initiating a new case in the trial court, the successor trustee filed several motions in the

underlying case initiated by Mr. Baden. Since the establishment of the 2012 Trust, the

assets have steadily depleted. Based on the limited record before us, the Trust has

cash assets of somewhere between $269,000 and $400,000, all of which were

deposited into a bank account by the second successor trustee. Most recently, the

daughters have urged the second successor trustee to bring an action against Mr.

Baden—again, within the still-open case he initiated—concerning certain intellectual

property of which the status as a trust asset is disputed by the parties. But the second

successor trustee has been reluctant to do so. Consequently, the daughters instead

-3- asked the trial court to order the second successor trustee to do something the second

successor trustee already advised them he would not do.

In what seems to have been an attempt to extricate himself from further

litigation in the case he initiated and is currently before us, Mr. Baden filed a notice of

voluntary dismissal of the operative complaint's remaining three counts (for the debts

his three children had not yet repaid him) pursuant to Florida Rule of Civil Procedure

1.420(a)(1). But his attempt to voluntarily dismiss what was left in the case he initiated

was to no avail. Specifically, the trial court entered a sua sponte order rejecting Mr.

Baden's notice of voluntary dismissal, ruling that it was a "legal nullity." In rejecting Mr.

Baden's notice of voluntarily dismissal, the trial court first noted that it had retained

jurisdiction pursuant to section 736.0201 to supervise the Trust in the partial final

judgment it entered on December 12, 2014, where the parties agreed to dismiss all of

the Trust-related counts set forth in Mr. Baden's operative complaint. The trial court

further ruled that it maintained jurisdiction over the Trust pursuant to Florida Rule of Civil

Procedure 1.420(a)(1) because the second successor trustee of the Trust is "under [its]

direction, supervision and control," and the funds deposited by the second successor

trustee in a bank account are therefore "in the custody of the Court." Mr. Baden's

petition for writ of prohibition followed.

We start with a determination of our jurisdiction in this original proceeding.

"Prohibition is an extraordinary writ by which a superior court may prevent an inferior

court or tribunal, over which it has appellate and supervisory jurisdiction, from acting

outside its jurisdiction." Mandico v. Taos Constr., Inc., 605 So. 2d 850, 853 (Fla. 1992).

As explained by the Fourth District, prohibition is the appropriate vehicle for challenging,

-4- as was done here, the trial court's jurisdiction to continue to exercise jurisdiction over a

case after the plaintiff has filed a notice of voluntary dismissal pursuant to rule

1.420(a)(1):

[T]he issue is whether the trial judge, after the voluntary dismissal in this case, still has the power to preside over this particular dispute between the parties. . . . [T]he word "jurisdiction" ordinarily refers to "subject matter" or "personal" jurisdiction, but there is a third meaning ("case" jurisdiction) which involves the power of the court over a particular case that is within its subject matter jurisdiction. "Case" jurisdiction is involved here because the trial court clearly has jurisdiction over the subject matter. A writ of prohibition is the proper claim for relief in this case.

Tobkin v. State, 777 So. 2d 1160, 1163 (Fla. 4th DCA 2001) (citation omitted).1

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H. RAY BADEN v. STEVEN CHRISTOPHER BADEN, Counsel Stack Legal Research, https://law.counselstack.com/opinion/h-ray-baden-v-steven-christopher-baden-fladistctapp-2018.