Guzman v. 4030 Bronx Boulevard Associates L.L.C.

54 A.D.3d 42, 861 N.Y.S.2d 298
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJune 19, 2008
StatusPublished
Cited by29 cases

This text of 54 A.D.3d 42 (Guzman v. 4030 Bronx Boulevard Associates L.L.C.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Guzman v. 4030 Bronx Boulevard Associates L.L.C., 54 A.D.3d 42, 861 N.Y.S.2d 298 (N.Y. Ct. App. 2008).

Opinions

OPINION OF THE COURT

Tom, J.P.

This appeal concerns the trial court’s role as “gatekeeper” in determining the qualifications of an expert, a neuropsychologist, to render a medical opinion and the adequacy of the foundation upon which that opinion is based. While plaintiffs’ expert is [44]*44qualified to render an opinion on the extent of plaintiff Tyrone Guzman’s neurological deficits and may testify that those deficits are consistent with a history of head trauma, plaintiffs have failed to identify any evidentiary basis for the opinion sought to be elicited from the expert as to which of several accidents is the proximate cause of such deficits. Thus, his testimony as to this isolated point was properly precluded. However, we conclude that the trial court erred in dismissing this action without affording plaintiffs the opportunity to retain another expert witness to establish the nature of Tyrone Guzman’s physical injury and its cause, and we remand this matter for further proceedings.

Tyrone Guzman, the infant plaintiff (plaintiff), has a history of head trauma. In the year 2000, he was struck in and above the left eye by a baseball when he was tagged while sliding headlong into first base. He apparently was not treated for this injury. On June 16, 2001, a portion of a bathroom ceiling fell, striking plaintiff in the head and neck. An ambulance report states that he was found, semiconscious, on the floor by his mother and complained that his “neck & back hurt.” He was taken to Our Lady of Mercy Medical Center’s emergency room, where bruising was noted around the neck and back. A head CT scan was negative. On May 15, 2002, plaintiff was struck in the head by a basketball. He was seen at the emergency room of North General Hospital, where he was diagnosed with contusions of the face, scalp and neck. On September 8, 2004, plaintiff was a back-seat passenger, secured by a lap belt, in an automobile that rolled over at least three times, according to witnesses. He was transported by ambulance to Lehigh Valley Hospital, where a CT scan of the head and X rays of the chest, lumbar spine and left knee were negative. The ambulance report and hospital record differ on whether plaintiff experienced a brief period of unresponsiveness. On October 13, 2004, plaintiff was again seen at Lehigh Valley Hospital in connection with an unspecified motor vehicle accident. He complained of headache and dizziness over the preceding three days, shaking of the legs upon awakening that morning and decreased appetite. His condition was diagnosed as acute viral illness and post-concussion syndrome.

This action seeks damages arising out of injuries allegedly sustained by plaintiff in the apartment owned and maintained by defendant when the bathroom ceiling partially collapsed. Insofar as relevant to this appeal, the complaint, as supple[45]*45mented by plaintiffs’ verified bill of particulars, claims that plaintiff experiences post-traumatic headaches as a result of a head injury with loss of consciousness. Plaintiffs’ supplemental verified bill of particulars additionally claims that he suffers from various impairments “consistent with a history of head trauma.”

Following the exchange of expert witness information, defendant was informed that plaintiffs would offer testimony from Elkhonon Goldberg, Ph.D., an expert in neuropsychology, “as to the effects of the accident of June 16, 2001 upon Tyrese [sic] Guzman’s intellectual and cognitive ability, particularly as to the diminution of Mr. Guzman’s cognitive and intellectual abilities.” The notice indicates that the witness will compare preaccident and post-accident abilities and educational achievement and “will testify that Mr. Guzman’s post-accident cognitive functioning is significantly diminished from its preaccident state.” The notice does not identify the basis for comparison of pre-accident and post-accident abilities. Plaintiffs did not identify any other expert witness who would be produced.

Following jury selection, defendant interposed the instant motion in limine to preclude the proposed testimony of plaintiffs’ neuropsychologist. Dr. Goldberg concluded, in two reports he submitted, that plaintiff sustained a traumatic brain injury (TBI) as a result of the ceiling collapse. Defendant argued, inter alia, that: (1) Dr. Goldberg’s opinion that plaintiffs injuries were the result of the June 16, 2001 incident was insufficient to establish causation because it was not based on any objective medical evidence in the record; (2) Dr. Goldberg’s examinations of plaintiff were flawed because he did not review plaintiffs counseling records and/or school records prior to the issuance of his reports, which indicated that the problems Dr. Goldberg claimed plaintiff suffered as a result of the accident already existed; (3) Dr. Goldberg’s two reports failed to take into consideration that plaintiff had a prior accident where he was hit in the left eye with a baseball, and a subsequent accident where he was hit in the head with a basketball, and failed to mention that the CT scan that was conducted on plaintiff on the day of the injury came back negative; and (4) Dr. Goldberg failed to consider that plaintiff was in a car accident, a CT scan came back negative, and only five weeks later he returned to the hospital because he had the shakes, headaches and dizziness, and a new CT scan again came back negative. Thus, de[46]*46fendant concluded, the witness should be precluded from giving testimony relating “his psychological test findings to a medical diagnosis of brain injury.”

In opposition, plaintiffs argued that while Dr. Goldberg is not a medical doctor, “[tjhere is no magic to the MD degree aside from automatically qualifying by study alone.” They noted that a psychologist has been found qualified to testify concerning the limitations resulting from TBI (citing Hernandez v City of New York, 156 AD2d 641 [1989]) and that the diagnosis of mental disorders and the treatment of associated mental, emotional and behavioral symptoms have been held to be “within the scope of practice of the professions of psychology” (quoting People v R.R., 12 Misc 3d 161, 202 [2005]; see also Matter of Nicole V., 71 NY2d 112, 121 [1987] [social worker’s testimony that child suffered from sexually abused child syndrome properly received to corroborate child’s out-of-court statements]).

Following oral argument, Supreme Court granted defendant’s motion in limine, ruling that while a neuropsychologist is permitted to give testimony concerning a TBI, the absence of evidence by the qualified expert to make the “critical connection” between the psychologist’s testimony and the TBI renders the testimony “useless.” Plaintiffs then moved for a continuance, since Dr. Goldberg was the only medical expert scheduled to testify on behalf of plaintiffs, and defendant cross-moved for a directed verdict dismissing the complaint. The court denied plaintiffs’ motion and granted defendant’s motion for a directed verdict.

On appeal, the parties offer arguments based on divergent evidentiary criteria. Plaintiffs purport to offer authority for the proposition that a neuropsychologist is a competent witness to give evidence concerning the effects—and even the cause—of neurological impairments. Defendant, on the other hand, argues that plaintiffs were unable to establish a foundation for the evidence they sought to elicit from their expert witness.

Before accepting expert testimony, a trial court is required to conduct a two-step analysis.

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Bluebook (online)
54 A.D.3d 42, 861 N.Y.S.2d 298, Counsel Stack Legal Research, https://law.counselstack.com/opinion/guzman-v-4030-bronx-boulevard-associates-llc-nyappdiv-2008.