Guy v. Vieth

754 S.W.2d 601, 1988 Tenn. LEXIS 130
CourtTennessee Supreme Court
DecidedJune 27, 1988
StatusPublished
Cited by20 cases

This text of 754 S.W.2d 601 (Guy v. Vieth) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Guy v. Vieth, 754 S.W.2d 601, 1988 Tenn. LEXIS 130 (Tenn. 1988).

Opinion

OPINION

COOPER, Justice.

This is a medical malpractice case in which the plaintiffs brought suit against five defendants for the wrongful death of their daughter. The issue presented concerns whether allegedly improper contact between the trial judge and the jury requires a reversal of the jury verdict in favor of Dr. Vieth.

There is nothing in the trial transcript to indicate any contact between the judge and the jury without the attorneys and the court reporter being present. Paragraph 6(d) of the plaintiffs’ Motion for new Trial, however, does raise the issue, as follows:

During the course of the deliberations on the part of the jury, the jurors informed the bailiff that they had a question. At this time the trial judge entered the jury room alone and closed the door and remained behind closed doors with the jury outside the presence of anyone else including plaintiffs’ counsel, defendants’ counsel and the court reporter, making it impossible for any record to be made of the proceedings which took place behind such closed doors between the trial judge and the jurors. This action by the trial judge was highly improper. Plaintiffs say that words spoken during those minutes could have been prejudicial to the plaintiffs and could have affected the jury verdict in this case and that because of those actions a new trial should be granted.

In support of this ground for new trial the plaintiffs filed the affidavits of their three attorneys. All were to the effect that at some undesignated time during the deliberations the jurors had informed the bailiff that they had a question. Without the parties’ counsel or a court reporter accompanying him, the trial judge entered the jury room alone for approximately two minutes. The door of the jury room was closed during this time. When the judge came out, he stated that the jurors wanted to go to lunch; and the jurors then went to lunch. (Though the time of the occurrence is not set forth specifically in the affidavits, [602]*602it must have occurred on the second day of the jury’s deliberations.)

There is no transcript of the hearing on the motion for new trial. The defendant, Dr. Vieth, filed no counter affidavits regarding the allegations set forth in the affidavits of plaintiffs’ attorneys. The motion was overruled by an order stating simply that the trial court had reviewed the motion, the supporting affidavits and the affidavit of Dr. Vieth’s attorney on another issue and had considered argument of counsel in reaching its decision.

On appeal the plaintiffs raised the issue of the trial judge’s misconduct in entering the jury room alone and in remaining behind closed doors with the jury outside the presence of counsel or the court reporter. When it appeared that this issue seemed “significant” to the Court of Appeals at oral argument, Dr. Vieth moved under Rule 24 T.R.A.P. to supplement the record with the affidavit of the trial judge, Samuel H. Payne.

In his affidavit Judge Payne stated that he did not “recall any such entry in the jury room.” If there had been one, he stated, it was only to excuse the jury for lunch or to take some other break. If the door had shut, the judge continued, it was only momentarily and by accident.

Judge Payne also stated that this allegation was not presented in argument on the motion for new trial, and was not otherwise called to his attention. Judge Payne also noted that nothing in the record reflected that the alleged “meeting” had been brought to his attention and objected to when it had occurred although [as is shown by the affidavits] any irregularity must have been known to all of plaintiffs’ attorneys at the time. Judge Payne concluded his affidavit by saying that nothing improper had occurred and that counsel and the court reporters were present whenever he spoke with the jury with the “possible exception of a single time that they were apparently excused for a recess.”

The Court of Appeals noted that it was improper for it to consider Judge Payne’s affidavit since a statement by the trial judge should have been entered into the record at the hearing on the motion for new trial and not after argument of the case on appeal. Nevertheless, for the purpose of disposing of the issue, the court assumed that the facts stated in the trial court’s affidavit had been properly made a part of the record below.

Dr. Vieth argues that the affidavits of plaintiffs’ counsel are insufficient to raise the issue of judicial misconduct because they do not rest on personal knowledge of the affiants. There is no merit in this argument. The affidavit of attorney James F. Schaeffer specifically states that he saw the trial judge leaving the jury room after being inside for about one minute. At that time plaintiffs’ counsel made no objection to the judge’s contact with the jury, nor did he complain at any time prior to the reception of the verdict of the jury. As pointed out by counsel for the defendant, counsel for the plaintiffs seems to have been “waiting around to see how things came out and then trying to ambush the trial judge.”

What was the effect of plaintiffs’ failure to timely object to the judge’s contact with the jury? Did it constitute a waiver of the right to complain? A case directly on point is Truscott v. Chaplin, 403 F.2d 644 (3d Cir.1968). There, after the jury had been deliberating an hour and a half, the trial judge sent them a message asking if they were close to a decision. This was done without prior consultation with and in the absence of counsel. Counsel, however, did learn of the inquiry before the jury returned to the courtroom to announce their verdict. Neither counsel raised any objection.

While condemning the actions of the trial court, the court found that no reversible error had occurred because counsel, “knowing that the inquiry had been made, failed to object or to make any motions prior to the reception of the verdict.” Footnote 2 to the opinion cited authority supporting this conclusion:

In Cleary v. Indiana Beach, Inc. 275 F.2d 543 (7 Cir.1960), the trial judge interrupted the deliberation of a jury at an early hour of the morning and directed [603]*603them to return in the afternoon to resume deliberations. Counsel for the plaintiff was not present at the time the jury was dispersed, but he learned of it later, and made no objection prior to the reception of the verdict. On appeal, the court observed:
“No objection was then made to the dispersal or to the resumption of deliberation. Instead, counsel took his chances, went on about his business and raised his voice in protest against the procedure for the first time after the verdict was in and the issues had been determined adversely to his client. Under those circumstances plaintiff is not in a position to complain.”
See also Smith v. Ellerman Lines, Ltd., 247 F.2d 761 (3 Cir.1957).

In another case involving similar facts, Thornton v. Stewart, 240 S.W. 502 (Mo.App.1922), the court stated:

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Cite This Page — Counsel Stack

Bluebook (online)
754 S.W.2d 601, 1988 Tenn. LEXIS 130, Counsel Stack Legal Research, https://law.counselstack.com/opinion/guy-v-vieth-tenn-1988.