1 SH 2 WO 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9 Luis Gutierrez-Valencia, No. CV 20-00376-PHX-JAT (DMF) 10 Plaintiff, 11 v. ORDER 12 Charles L. Ryan, et al., 13 Defendants.
14 15 Plaintiff Luis Gutierrez-Valencia, who is currently confined in the Arizona State 16 Prison Complex (ASPC)-Eyman, Special Management Unit in Florence, Arizona, brought 17 this civil rights case pursuant to 42 U.S.C. § 1983. (Doc. 16.) Defendants move for 18 summary judgment, and Plaintiff opposes.1 (Docs. 187, 206.) 19 I. Background 20 On screening Plaintiff’s First Amended Complaint (Doc. 16) under 28 U.S.C. 21 § 1915A(a), the Court determined that Plaintiff stated Eighth Amendment medical care 22 claims against former Arizona Department of Corrections (ADC) Director Charles Ryan 23 (in his individual capacity), current ADC Director David Shinn (in his official capacity), 24 ADC Deputy Director Richard Pratt (in his individual capacity), and ADC’s contracted 25 healthcare provider Corizon based on their alleged failure to treat Plaintiff’s hernias. (Doc. 26 17.) The Court directed these defendants to answer and dismissed the remaining claims 27
28 1 The Court provided notice to Plaintiff pursuant to Rand v. Rowland, 154 F.3d 952, 962 (9th Cir. 1998) (en banc), regarding the requirements of a response. (Doc. 190.) 1 and Defendants. (Id.) Thereafter, the parties stipulated to the dismissal of Defendant 2 Shinn, and the Court granted the stipulation. (Docs. 189, 191.) The remaining Defendants 3 now move for summary judgment. (Doc. 187.) 4 II. Summary Judgment Standard 5 A court must grant summary judgment “if the movant shows that there is no genuine 6 dispute as to any material fact and the movant is entitled to judgment as a matter of law.” 7 Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). The 8 movant bears the initial responsibility of presenting the basis for its motion and identifying 9 those portions of the record, together with affidavits, if any, that it believes demonstrate 10 the absence of a genuine issue of material fact. Celotex, 477 U.S. at 323. 11 If the movant fails to carry its initial burden of production, the nonmovant need not 12 produce anything. Nissan Fire & Marine Ins. Co., Ltd. v. Fritz Co., Inc., 210 F.3d 1099, 13 1102-03 (9th Cir. 2000). But if the movant meets its initial responsibility, the burden shifts 14 to the nonmovant to demonstrate the existence of a factual dispute and that the fact in 15 contention is material, i.e., a fact that might affect the outcome of the suit under the 16 governing law, and that the dispute is genuine, i.e., the evidence is such that a reasonable 17 jury could return a verdict for the nonmovant. Anderson v. Liberty Lobby, Inc., 477 U.S. 18 242, 248, 250 (1986); see Triton Energy Corp. v. Square D. Co., 68 F.3d 1216, 1221 (9th 19 Cir. 1995). The nonmovant need not establish a material issue of fact conclusively in its 20 favor, First Nat’l Bank of Ariz. v. Cities Serv. Co., 391 U.S. 253, 288-89 (1968); however, 21 it must “come forward with specific facts showing that there is a genuine issue for trial.” 22 Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (internal 23 citation omitted); see Fed. R. Civ. P. 56(c)(1). 24 At summary judgment, the judge’s function is not to weigh the evidence and 25 determine the truth but to determine whether there is a genuine issue for trial. Anderson, 26 477 U.S. at 249. In its analysis, the court must believe the nonmovant’s evidence and draw 27 all inferences in the nonmovant’s favor. Id. at 255. The court need consider only the cited 28 materials, but it may consider any other materials in the record. Fed. R. Civ. P. 56(c)(3). 1 III. Eighth Amendment Standard 2 To prevail on an Eighth Amendment medical claim, a prisoner must demonstrate 3 “deliberate indifference to serious medical needs.” Jett v. Penner, 439 F.3d 1091, 1096 4 (9th Cir. 2006) (citing Estelle v. Gamble, 429 U.S. 97, 104 (1976)). There are two prongs 5 to this analysis: an objective prong and a subjective prong. First, as to the objective prong, 6 a prisoner must show a “serious medical need.” Jett, 439 F.3d at 1096 (citations omitted). 7 A “‘serious’ medical need exists if the failure to treat a prisoner’s condition could result in 8 further significant injury or the ‘unnecessary and wanton infliction of pain.’” McGuckin 9 v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other grounds, WMX Techs., 10 Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc) (internal citation omitted). 11 Second, as to the subjective prong, a prisoner must show that the defendant’s 12 response to that need was deliberately indifferent. Jett, 439 F.3d at 1096. An official acts 13 with deliberate indifference if he “knows of and disregards an excessive risk to inmate 14 health or safety.” Farmer, 511 U.S. at 837. To satisfy the knowledge component, the 15 official must both “be aware of facts from which the inference could be drawn that a 16 substantial risk of serious harm exists, and he must also draw the inference.” Id. “Prison 17 officials are deliberately indifferent to a prisoner’s serious medical needs when they deny, 18 delay, or intentionally interfere with medical treatment,” Hallett v. Morgan, 296 F.3d 732, 19 744 (9th Cir.2002) (internal citations and quotation marks omitted), or when they fail to 20 respond to a prisoner’s pain or possible medical need. Jett, 439 F.3d at 1096. But the 21 deliberate-indifference doctrine is limited; an inadvertent failure to provide adequate 22 medical care or negligence in diagnosing or treating a medical condition does not support 23 an Eighth Amendment claim. Wilhelm v. Rotman, 680 F.3d 1113, 1122 (9th Cir. 2012) 24 (citations omitted); see Estelle, 429 U.S. at 106 (negligence does not rise to the level of a 25 constitutional violation). Further, a mere difference in medical opinion does not establish 26 deliberate indifference. Jackson v. McIntosh, 90 F.3d 330, 332 (9th Cir. 1996). 27 Finally, even if deliberate indifference is shown, to support an Eighth Amendment 28 claim, the prisoner must demonstrate harm caused by the indifference. Jett, 439 F.3d at 1 1096; see Hunt v. Dental Dep’t, 865 F.2d 198, 200 (9th Cir.
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1 SH 2 WO 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9 Luis Gutierrez-Valencia, No. CV 20-00376-PHX-JAT (DMF) 10 Plaintiff, 11 v. ORDER 12 Charles L. Ryan, et al., 13 Defendants.
14 15 Plaintiff Luis Gutierrez-Valencia, who is currently confined in the Arizona State 16 Prison Complex (ASPC)-Eyman, Special Management Unit in Florence, Arizona, brought 17 this civil rights case pursuant to 42 U.S.C. § 1983. (Doc. 16.) Defendants move for 18 summary judgment, and Plaintiff opposes.1 (Docs. 187, 206.) 19 I. Background 20 On screening Plaintiff’s First Amended Complaint (Doc. 16) under 28 U.S.C. 21 § 1915A(a), the Court determined that Plaintiff stated Eighth Amendment medical care 22 claims against former Arizona Department of Corrections (ADC) Director Charles Ryan 23 (in his individual capacity), current ADC Director David Shinn (in his official capacity), 24 ADC Deputy Director Richard Pratt (in his individual capacity), and ADC’s contracted 25 healthcare provider Corizon based on their alleged failure to treat Plaintiff’s hernias. (Doc. 26 17.) The Court directed these defendants to answer and dismissed the remaining claims 27
28 1 The Court provided notice to Plaintiff pursuant to Rand v. Rowland, 154 F.3d 952, 962 (9th Cir. 1998) (en banc), regarding the requirements of a response. (Doc. 190.) 1 and Defendants. (Id.) Thereafter, the parties stipulated to the dismissal of Defendant 2 Shinn, and the Court granted the stipulation. (Docs. 189, 191.) The remaining Defendants 3 now move for summary judgment. (Doc. 187.) 4 II. Summary Judgment Standard 5 A court must grant summary judgment “if the movant shows that there is no genuine 6 dispute as to any material fact and the movant is entitled to judgment as a matter of law.” 7 Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). The 8 movant bears the initial responsibility of presenting the basis for its motion and identifying 9 those portions of the record, together with affidavits, if any, that it believes demonstrate 10 the absence of a genuine issue of material fact. Celotex, 477 U.S. at 323. 11 If the movant fails to carry its initial burden of production, the nonmovant need not 12 produce anything. Nissan Fire & Marine Ins. Co., Ltd. v. Fritz Co., Inc., 210 F.3d 1099, 13 1102-03 (9th Cir. 2000). But if the movant meets its initial responsibility, the burden shifts 14 to the nonmovant to demonstrate the existence of a factual dispute and that the fact in 15 contention is material, i.e., a fact that might affect the outcome of the suit under the 16 governing law, and that the dispute is genuine, i.e., the evidence is such that a reasonable 17 jury could return a verdict for the nonmovant. Anderson v. Liberty Lobby, Inc., 477 U.S. 18 242, 248, 250 (1986); see Triton Energy Corp. v. Square D. Co., 68 F.3d 1216, 1221 (9th 19 Cir. 1995). The nonmovant need not establish a material issue of fact conclusively in its 20 favor, First Nat’l Bank of Ariz. v. Cities Serv. Co., 391 U.S. 253, 288-89 (1968); however, 21 it must “come forward with specific facts showing that there is a genuine issue for trial.” 22 Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (internal 23 citation omitted); see Fed. R. Civ. P. 56(c)(1). 24 At summary judgment, the judge’s function is not to weigh the evidence and 25 determine the truth but to determine whether there is a genuine issue for trial. Anderson, 26 477 U.S. at 249. In its analysis, the court must believe the nonmovant’s evidence and draw 27 all inferences in the nonmovant’s favor. Id. at 255. The court need consider only the cited 28 materials, but it may consider any other materials in the record. Fed. R. Civ. P. 56(c)(3). 1 III. Eighth Amendment Standard 2 To prevail on an Eighth Amendment medical claim, a prisoner must demonstrate 3 “deliberate indifference to serious medical needs.” Jett v. Penner, 439 F.3d 1091, 1096 4 (9th Cir. 2006) (citing Estelle v. Gamble, 429 U.S. 97, 104 (1976)). There are two prongs 5 to this analysis: an objective prong and a subjective prong. First, as to the objective prong, 6 a prisoner must show a “serious medical need.” Jett, 439 F.3d at 1096 (citations omitted). 7 A “‘serious’ medical need exists if the failure to treat a prisoner’s condition could result in 8 further significant injury or the ‘unnecessary and wanton infliction of pain.’” McGuckin 9 v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other grounds, WMX Techs., 10 Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc) (internal citation omitted). 11 Second, as to the subjective prong, a prisoner must show that the defendant’s 12 response to that need was deliberately indifferent. Jett, 439 F.3d at 1096. An official acts 13 with deliberate indifference if he “knows of and disregards an excessive risk to inmate 14 health or safety.” Farmer, 511 U.S. at 837. To satisfy the knowledge component, the 15 official must both “be aware of facts from which the inference could be drawn that a 16 substantial risk of serious harm exists, and he must also draw the inference.” Id. “Prison 17 officials are deliberately indifferent to a prisoner’s serious medical needs when they deny, 18 delay, or intentionally interfere with medical treatment,” Hallett v. Morgan, 296 F.3d 732, 19 744 (9th Cir.2002) (internal citations and quotation marks omitted), or when they fail to 20 respond to a prisoner’s pain or possible medical need. Jett, 439 F.3d at 1096. But the 21 deliberate-indifference doctrine is limited; an inadvertent failure to provide adequate 22 medical care or negligence in diagnosing or treating a medical condition does not support 23 an Eighth Amendment claim. Wilhelm v. Rotman, 680 F.3d 1113, 1122 (9th Cir. 2012) 24 (citations omitted); see Estelle, 429 U.S. at 106 (negligence does not rise to the level of a 25 constitutional violation). Further, a mere difference in medical opinion does not establish 26 deliberate indifference. Jackson v. McIntosh, 90 F.3d 330, 332 (9th Cir. 1996). 27 Finally, even if deliberate indifference is shown, to support an Eighth Amendment 28 claim, the prisoner must demonstrate harm caused by the indifference. Jett, 439 F.3d at 1 1096; see Hunt v. Dental Dep’t, 865 F.2d 198, 200 (9th Cir. 1989) (delay in providing 2 medical treatment does not constitute Eighth Amendment violation unless delay was 3 harmful). 4 IV. Relevant Facts 5 Plaintiff began experiencing pain in his groin and abdomen in September 2017. 6 (Doc. 207 at 8.) Plaintiff was seen by Registered Nurse (RN) Goff on September 11, 2017 7 and was assessed with alteration in comfort and referred to the provider. (Id.) 8 On September 24, 2017, Plaintiff requested to be seen by a doctor for stomach pain 9 and a lump in his stomach. (Id. at 9.) On September 26, 2017, Plaintiff was seen by Nurse 10 Practitioner (NP) Weigel, and NP Weigel noted “right upper quadrant has a solid non- 11 movable mass about 1.0cm in size, tender.” (Id.) NP Weigel ordered labs and submitted 12 a consult request that same day for either an MRI ultrasound or CAT scan. (Id.) NP 13 Weigel’s consult request was denied by Corizon Utilization Management on October 6, 14 2017. (Id.) 15 On November 4, 2017, Plaintiff was seen by NP Gay for abdominal and groin pain 16 and complaints of possible hernia. (Id. at 2, 10.) NP Gay diagnosed Plaintiff with two 17 hernias—“one right upper quadrant hernia and second hernia right inguinal, lower 18 abdomen.” (Id.) NP Gay issued a Special Needs Order (SNO) for a hernia belt. (Id. at 19 10.) NP Gay told Plaintiff that “Corizon will not approve surgery unless the hernia is 20 strangulated or bust [sic] through into the scrotum sack no matter the pain or other 21 symptoms.” (Id.) 22 On November 10, 2017, Plaintiff was seen by NP Weigel, and she also assessed 23 Plaintiff with inguinal hernia and ventral hernia. (Id. at 11.) NP Weigel ordered a hernia 24 belt and informed Plaintiff it would arrive in a couple of days. (Id.) NP Weigel told 25 Plaintiff that “Corizon wont [sic] approve surgery unless the hernia becomes strangulated 26 or drops into [Plaintiff’s] scrotum.” (Id.) 27 On December 7, 2017, Plaintiff submitted a Health Needs Request (HNR) 28 complaining of stomach pain when he sits up and when he lays down. (Id. at 12.) The 1 following day, Plaintiff was seen by RN Popovski for stomach pain. (Id.) Plaintiff inquired 2 about the status of his hernia belt, and RN Popovski said she would look into it. (Id.) RN 3 Popovski also ordered an abdominal x-ray, but Corizon denied it, and stool softener was 4 ordered instead. (Id.) 5 On December 12, 2017, NP Weigel saw Plaintiff for stomach pain. (Id.) NP Weigel 6 assessed Plaintiff with abdominal pain, ordered labs and antacid, and advised Plaintiff to 7 drink more water. (Id.) 8 On January 9, 2018, Plaintiff submitted an HNR complaining that he still had not 9 received a hernia belt and continued to have sharp stomach pains. (Id.) 10 On or about January 10, 2018, Plaintiff submitted an HNR complaining of sharp 11 pains and asking for a hernia belt, which he still had not received. (Doc. 188 (Defs.’ 12 Statement of Facts) ¶ 1; Doc. 207 at 1.) 13 On January 18, 2018, Plaintiff was seen on the provider line for hernia belt and 14 abdominal binder request. (Doc. 188 ¶ 2.) Plaintiff denied any increased pain or 15 discomfort at the visit. (Id.) RN Popovski diagnosed Plaintiff with hernias again and noted 16 that the hernia belt had not arrived. (Doc. 207 at 13.) 17 On January 30, 2018, an Incident Command System (ICS) was activated due to 18 Plaintiff’s hernia pain, which he reported was so bad it was causing him chest pains; 19 Plaintiff was prescribed Mylanta and sent back to his cell. (Id. at 13, 14.) 20 On February 5, 2018, Plaintiff requested Tramadol, Gabapentin and Baclofen daily. 21 (Doc. 188 ¶ 3.) It was noted that his requests were not for hernia-related pain, and he was 22 educated about the medical necessity of these drugs. (Id.) Plaintiff was prescribed 23 Venlafaxine (muscle relaxer). (Id.) NP Gay again informed Plaintiff that Corizon would 24 not approve hernia surgery unless the hernia was strangulated. (Doc. 207 at 14.) 25 On March 20, 2018, Plaintiff received a response to a grievance he filed regarding 26 his hernia, which stated, in part, that “[b]ased on current practice, hernia repair is 27 considered elective unless the hernia is not reducible or unless the hernia extends into the 28 1 scrotal sac and interferes with activities of daily living . . . a surgical consultation is not 2 recommended at this time.” (Id. at 16.) 3 On April 9, 2018, Plaintiff received a hernia belt and abdominal binder. (Doc. 188 4 ¶ 4.) 5 On April 19, 2018, Plaintiff requested to speak to a doctor; at sick call, he reported 6 his back was out and was given a Toradol injection for pain. (Doc. 188 ¶¶ 5–6.) 7 On September 2, 2018, Plaintiff submitted an HNR complaining of residual pain 8 from a gunshot wound and requested Gabapentin for relief. (Id. ¶ 7.) He was referred to 9 the provider line. (Id.) On September 17, 2018, Plaintiff submitted an HNR requesting his 10 TENS unit and SNOs be renewed; the plan was to renew his abdominal binder and hernia 11 aid until April 20, 2020. (Id. ¶ 8.) 12 On December 9, 2018, an ICS was activated when Plaintiff began experiencing 13 “severe abdominal pain,” and Plaintiff was taken to the medical unit in a wheelchair. (Doc. 14 207 at 4.) Plaintiff complained of abdominal pain. (Doc. 188 ¶ 9.) He was given 600 mg 15 of ibuprofen. (Id.) 16 On December 10, 2018, Plaintiff was seen for complaints of abdominal pain and 17 inguinal hernia. (Id. ¶ 10.) Plaintiff was assessed with possible inguinal hernia and 18 abdominal hernia. (Id. at 64.) Plaintiff was given Docusate 100mg twice a day as needed, 19 Methocarbamol 750mg twice per day as needed, and SNOs (abdominal binder, hernia aid, 20 TENS Unit) issued for one year. (Id. ¶ 10.) 21 On January 4, 2019, Plaintiff submitted an HNR for pain management, and asked 22 for pain medication. (Id. ¶ 11.) 23 On April 4, 2019, Plaintiff submitted an HNR complaining about his hernia. (Id. 24 ¶ 12.) Plaintiff stated that ADC had lost or taken his hernia belt and that he needed another 25 one. (Id.; Doc. 207 at 5.) He was placed on the provider line. (Doc. 188 ¶ 12.) 26 On April 20, 2019, Plaintiff was diagnosed with a non-reducible inguinal hernia. 27 (Id. ¶ 13.) He was referred for an outside consult for general surgery that same day. (Id.) 28 Plaintiff had still not received a replacement hernia belt. (Doc. 207 at 6.) 1 On May 1, 2019, Plaintiff submitted another HNR about getting a hernia surgery. 2 (Doc. 188 ¶ 14.) Approval for the surgery consult was still in progress. (Id.) 3 On May 24, 2019, Plaintiff saw general surgeon Dr. Whitman for a hernia consult; 4 surgery was recommended, and Plaintiff was scheduled for surgery for July 15, 2019. (Id. 5 ¶ 15.) Dr. Whitman told Plaintiff he should have had surgery a year-and-a-half ago. (Doc. 6 207 at 21.) Dr. Whitman noted that Plaintiff had an “abdominal wall bulge” that was “soft 7 and tender” and that there was an “obvious right inguinal hernia, partially reducible[.]” 8 (Doc. 207-4 at 10.) Dr. Whitman concluded that Plaintiff “needs abdominal wall hernia 9 repair with mesh and right inguinal hernia repair with prolene mesh[.]” (Id.) 10 On May 29, 2019, Plaintiff was assessed following his outside general surgery 11 consult. (Doc. 188 ¶ 16.) He was prescribed Gabapentin 300 mg once a day in the evening. 12 (Id.) Follow up after surgery was recommended. (Id.) 13 On July 19, 2019, Plaintiff received surgery for excision of abdominal wall mass 14 and right inguinal hernia repair with mesh. (Id. ¶ 18; Doc. 207-4 at 12.) 15 Plaintiff asserts that, while awaiting proper hernia care, he wrote to Defendant Ryan 16 directly for help, but Defendant Ryan failed to respond or act, despite the fact that Plaintiff 17 was suffering extreme pain. (Id. 3–4.) Plaintiff asserts ADC and Corizon have a policy, 18 practice, and custom of failing to provide adequate medical care, delaying or denying 19 medical care, and acting with negligence because they will not provide consultations and 20 surgery for inmates suffering from painful hernias, except in emergency situations, 21 regardless of the prisoner’s severe daily pain. (Id. at 10.) Plaintiff asserts Defendants 22 allowed medical care in ADC to deteriorate so they could reduce their costs and increase 23 their profits. (Id.) 24 V. Procedural Issues 25 Defendants assert that Plaintiff’s allegations in the First Amended Complaint are 26 limited to the medical care he received 2018 and after, and therefore, any evidence Plaintiff 27 has presented that precedes 2018 should be disregarded. (Doc. 214 at 7.) Defendants also 28 argue that Plaintiff did not disclose an Initial Disclosure Statement and that, in his response 1 to the summary judgment motion, Plaintiff presented various medical records that he failed 2 to disclose to Defendants, including the expert opinion of Dr. Nicholas Namias. (Id. at 6, 3 7.) 4 First, Plaintiff’s claim is not limited to events that occurred in and after 2018. The 5 Court notes that the complaint’s factual allegations may be refined in Plaintiff's subsequent 6 filings. See Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per curiam) (pro se petitioner 7 could “bolster[] his claim by making more specific allegations . . . in later filings”); Alvarez 8 v. Hill, 518 F.3d 1152, 1157–58 (9th Cir. 2008) (pro se litigant may refine claims and legal 9 theories in later filings). 10 With respect to any undisclosed medical records, pro se prisoner actions are exempt 11 from Rule 26 initial disclosure requirements. Fed. R. Civ. P. 26(a)(1)(B)(iv); see Doc. 29 12 at 1 (Court’s Scheduling Order stating that an initial disclosure statement is not required). 13 Moreover, to the extent that Plaintiff failed to proffer any medical records, the Court finds 14 that failure to be harmless because all of the medical evidence Plaintiff cites in his response 15 are Defendants’ records to which they had access. See Fonseca v. Sysco Food Servs. of 16 Ariz., Inc., 374 F.3d 840, 846 (9th Cir. 2004) (late disclosure of evidence was harmless 17 because the defendant had knowledge of the evidence). 18 However, the Court will disregard Dr. Namias’ expert opinions and report. Dr. 19 Namias’ declaration and expert opinion concern an unrelated case he testified in before the 20 United States District Court for the Northern District of Florida. (Doc. 207-3.) There is 21 no evidence that Dr. Namias personally examined or treated Plaintiff or that he reviewed 22 any of Plaintiff’s medical records in order to determine whether Plaintiff received proper 23 medical treatment for his hernia. Thus, Dr. Namias’ opinions regarding an unrelated case 24 are irrelevant to the instant action and will be disregarded. 25 VI. Medical Care Claim 26 A. Serious Medical Need 27 Defendants present no argument that Plaintiff’s condition did not constitute a 28 serious medical need, and the record is sufficient to support that Plaintiff’s hernia was 1 “worthy of comment or treatment[,]” to satisfy the objective prong of the deliberate 2 indifference analysis. See McGuckin, 974 F.2d at 1059-60. The Court will therefore 3 consider whether Defendants’ actions amounted to deliberate indifference. 4 B. Deliberate Indifference 5 1. Defendants Ryan and Pratt 6 The record does not support Eighth Amendment claims against Defendants Ryan 7 and Pratt. Because Defendants Ryan and Pratt are sued in their individual capacities only 8 (see Doc. 17 at 7), Plaintiff must show that he suffered a specific injury as a result of 9 Defendants’ conduct and must show an affirmative link between his injury and Defendants’ 10 actions. Rizzo v. Goode, 423 U.S. 362, 371-72, 377 (1976). 11 Plaintiff asserts that he wrote to Defendant Ryan directly for help, but Defendant 12 Ryan failed to respond or act, and that Defendant Pratt continued to renew Defendant 13 Corizon’s contract despite knowing Corizon was failing to provide adequate medical care. 14 (Doc. 16 at 3–4, 5.) But no evidence has been presented regarding exactly when Plaintiff 15 sent the communication to Defendant Ryan or exactly what it said, and other than 16 Plaintiff’s unsupported statements, there is no evidence that Defendant Ryan actually 17 received the communication or was aware of Plaintiff’s medical issues. Similarly, there is 18 no evidence that Defendant Pratt personally participated in Plaintiff’s medical care, that he 19 was responsible for making treatment decisions regarding Plaintiff’s medical condition, or 20 that he directly acted in any way to deny Plaintiff’s access to treatment for his hernia. 21 Absent any evidence that Defendants Ryan and Pratt were personally involved in Plaintiff’s 22 medical care or that they were aware of, and disregarded, Plaintiff’s serious medical need, 23 Plaintiff’s claim against Defendants Ryan and Pratt fails as a matter of law and must be 24 dismissed. 25 2. Defendant Corizon 26 a. Monell Standard 27 To prevail on a claim against Corizon as a private entity serving a traditional public 28 function, Plaintiff must meet the test articulated in Monell v. Dep’t of Social Services of 1 City of New York, 436 U.S. 658, 690-94 (1978). See also Tsao v. Desert Palace, Inc., 698 2 F.3d 1128, 1139 (9th Cir. 2012) (applying Monell to private entities acting under color of 3 state law). Accordingly, Plaintiff must show that an official policy or custom caused the 4 constitutional violation. Monell, 436 U.S. at 694. To make this showing, he must 5 demonstrate that (1) he was deprived of a constitutional right; (2) Corizon had a policy or 6 custom; (3) the policy or custom amounted to deliberate indifference to Plaintiff’s 7 constitutional right; and (4) the policy or custom was the moving force behind the 8 constitutional violation. Mabe v. San Bernardino Cnty., Dep’t of Pub. Soc. Servs., 237 9 F.3d 1101, 1110-11 (9th Cir. 2001). Further, if the policy or custom in question is an 10 unwritten one, the plaintiff must show that it is so “persistent and widespread” that it 11 constitutes a “permanent and well settled” practice. Monell, 436 U.S. at 691 (quoting 12 Adickes v. S.H. Kress & Co., 398 U.S. 144, 167-68 (1970)). 13 “Liability for improper custom may not be predicated on isolated or sporadic 14 incidents; it must be founded upon practices of sufficient duration, frequency and 15 consistency that the conduct has become a traditional method of carrying out policy.” 16 Trevino v. Gates, 99 F.3d 911, 918 (9th Cir. 1996). While one or two incidents are 17 insufficient to establish a custom or practice, the Ninth Circuit has not established what 18 number of similar incidents would be sufficient to constitute a custom or policy. See 19 Oyenik v. Corizon Health Inc., No. 15-16850, 2017 WL 2628901, at *2 (9th Cir. June 19, 20 2017) (a reasonable jury could conclude that at least a dozen instances of defendant Corizon 21 denying or delaying consultations and radiation treatment for cancer patient over a year 22 amounts to a custom or practice of deliberate indifference) (citing Oviatt By & Through 23 Waugh v. Pearce, 954 F.2d 1470, 1478 (9th Cir. 1992)). But “[t]here is no case law 24 indicating that a custom cannot be inferred from a pattern of behavior toward a single 25 individual.” Id. 26 b. Constitutional Violation 27 The evidence shows that on September 24, 2017, Plaintiff’s treating provider NP 28 Weigel submitted a consult request for either an MRI ultrasound or a CAT scan after 1 observing that Plaintiff’s “right upper quadrant ha[d] a solid non-movable mass about 2 1.0cm in size, tender.” (Doc. 207 at 9.) It is undisputed that Corizon Utilization 3 Management denied the request on October 6, 2017. (Id.) Similarly, the record shows RN 4 Popovski ordered an abdominal x-ray on December 7, 2017 after Plaintiff continued to 5 complain of stomach pain, and Corizon also denied this request. (Id. at 12.) The record 6 also shows that Plaintiff was issued an SNO for a hernia belt on November 4, 2017, but he 7 did not receive it until five months later on April 9, 2018. (Id. at 10; Doc. 188 ¶ 4.) Plaintiff 8 was finally referred for a surgical consult on April 20, 2019 and underwent hernia surgery 9 on July 19, 2019. (Doc. 188 ¶¶ 13, 18; Doc. 207-4 at 12.) While he awaited the arrival of 10 his hernia belt and approval for surgery, Plaintiff continued to be assessed with inguinal 11 hernia, repeatedly complained of abdominal and groin pain, and sought updates on the 12 status of his hernia belt. (Doc. 207 at 12–14; Doc. 188 ¶ 1–2.) On these facts, a reasonable 13 jury could find that Corizon’s failure to follow the providers’ recommendations to seek 14 diagnostic imaging for Plaintiff, the delay in providing Plaintiff with a hernia belt, and the 15 delay in providing hernia surgery despite Plaintiff’s continued complaints of abdominal 16 and groin pain and multiple diagnoses of inguinal hernia by the medical staff amounted to 17 deliberate indifference. Thus, there is a genuine material issue of fact whether Plaintiff’s 18 medical care amounted to a constitutional violation. 19 c. Existence of Policy or Custom 20 The record also supports the existence of a policy or custom. Construing the facts 21 in Plaintiff’s favor, during Plaintiff’s November 4, 2017 encounter with NP Gay, NP Gay 22 informed Plaintiff that “Corizon will not approve surgery unless the hernia is strangulated 23 or bust [sic] through into the scrotum sack no matter the pain or other symptoms.” (Doc. 24 207 at 10.) A few days later, NP Weigel similarly advised Plaintiff that “Corizon wont 25 [sic] approve surgery unless the hernia becomes strangulated or drops into [Plaintiff’s] 26 scrotum.” (Id. at 11.) During another encounter with NP Gay on February 5, 2018, NP 27 Gay reiterated that Corizon would not approve hernia surgery unless the hernia was 28 strangulated. (Id. at 14.) Notably, on March 20, 2018, in response to an administrative 1 grievance Plaintiff filed regarding treatment for his hernia, Plaintiff was advised that 2 “[b]ased on current practice, hernia repair is considered elective unless the hernia is not 3 reducible or unless the hernia extends into the scrotal sac and interferes with activities of 4 daily living . . . a surgical consultation is not recommended at this time.” (Id. at 16.) This 5 was despite Plaintiff’s numerous documented complaints of pain, resulting in two ICS 6 calls, from which a reasonable jury could infer Plaintiff’s hernias interfered with the 7 activities of daily living. On these facts, a jury could determine that Corizon has a policy 8 of limiting hernia repair surgeries to prisoners who are diagnosed with non-reducible 9 hernias or whose hernias extend into the scrotal sac and interfere with activities of daily 10 living and otherwise refusing outside surgical consults, even for prisoners who suffer 11 extreme pain. There is also a question of fact whether Corizon has a practice or custom of 12 delaying the fulfillment of SNOs based on the five-month delay Plaintiff experienced in 13 receiving his hernia belt despite repeatedly bringing the delay to the attention of multiple 14 members of the Corizon medical staff during that time. Oyenik, 2017 WL 2628901, at *2 15 (“There is no case law indicating that a custom cannot be inferred from a pattern of 16 behavior toward a single individual”); Henry v. Cnty. of Shasta, 132 F.3d 512, 521 (9th 17 Cir. 1997) (finding a policy or “widespread pattern of abuse” more likely where multiple 18 employees were involved in the constitutional violation). 19 d. Policy or Custom Amounting to Deliberate Indifference 20 A policy or custom is deliberately indifferent when its inadequacy is obvious and 21 likely to result in the violation of a constitutional right. City of Canton v. Harris, 489 U.S. 22 378, 390 (1989). Whether an entity has a policy of deliberate indifference is generally a 23 jury question. Gibson v. Cnty. of Washoe, 290 F.3d 1175, 1194–95 (9th Cir. 2002). 24 Because deliberate indifference is exhibited where prison officials deny or delay 25 medical treatment and harm results, see Wood v. Housewright, 900 F.2d 1332, 1334 (9th 26 Cir. 1990), and Hunt, 865 F.2d at 200, an ongoing policy or practice that denies or delays 27 treatment for serious medical needs and thereby causes injury would constitute a 28 deliberately indifferent policy. Here, Corizon’s policy or practice of unnecessarily 1 delaying the fulfillment of prisoners’ SNOs for medical devices and/or equipment is clearly 2 inadequate and likely to result in the violation of a constitutional right. 3 Likewise, a policy limiting hernia repair surgery to prisoners with non-reducible 4 hernias or whose hernias have extended into the scrotal sac is very restrictive. This type 5 of policy results in medical decisions that do not take into account individual prisoners’ 6 pain levels, unique circumstances, or specific medical needs. See Colwell v. Bannister, 7 763 F.3d 1060, 1069 (9th Cir. 2014) (denying summary judgment where prison officials 8 relied on the opinions of non-treating medical officials who made decisions based on an 9 administrative policy). Additionally, such a policy may require prisoners to wait for their 10 hernias to worsen to the point where they eventually meet Corizon’s criteria for surgical 11 intervention, while experiencing significant pain and/or decrease in activities of daily 12 living in the meantime. A reasonable jury could find that such a policy is obviously 13 inadequate to address individual prisoners’ various medical needs, and that restricting 14 hernia repair surgery pursuant to this policy could result in the violation of prisoners’ 15 constitutional rights. 16 Accordingly, there exists a triable issue of fact on this element. 17 e. Moving Force Behind Constitutional Injury 18 To demonstrate that a policy was the moving force, a plaintiff must show that the 19 defendant’s policy was “closely related to the ultimate injury.” City of Canton, 489 U.S. 20 at 391. Plaintiff asserts Defendant Corizon’s hernia policy prevented or delayed his 21 surgery for almost two years, during which he was in terrible pain, his condition worsened, 22 his complications and health risks increased, and his daily living was restricted. (Doc. 16 23 at 6-7, 11.) During this time, routine activities such as walking, running, lifting, coughing, 24 urinating, defecating, or sitting up “caused the tissue to bulge out of [his] abdom[inal] wall 25 and/or groin area[,] causing intense [and] excruciating pain.” (Id. at 7.) The record shows 26 that Plaintiff did not receive hernia surgery until he met Corizon’s limited criteria for 27 receiving that surgery, and when Plaintiff finally had a consult with Dr. Whitman, Dr. 28 Whitman informed Plaintiff that he should have had surgery a year-and-a-half ago. (Doc. 1 | 207 at 21.) The record also shows that Plaintiff continued to experience abdominal and groin pain while waiting for his hernia belt to arrive. On this evidence, there is a question of fact whether Corizon policies or customs led to the delays in Plaintiff receiving a hernia 4 belt and being approved for hernia surgery and were the “moving force” behind his ultimate injury. 6 Accordingly, with respect to Plaintiff's claim against Corizon, summary judgment 7 will be denied. 8| ITIS ORDERED 9 (1) Thereference to the Magistrate Judge is withdrawn as to Defendants’ Motion 10| for Summary Judgment (Doc. 187). 11 (2) Defendants’ Motion for Summary Judgment (Doc. 187) is granted as to 12| Plaintiff's claims against Defendants Ryan and Pratt, and the Motion is denied as to 13 | Plaintiff's claim against Defendant Corizon. 14 (3) Defendants Ryan and Pratt are dismissed with prejudice. 15 (4) This action is referred to Magistrate Judge Michael T. Morrissey (selected by random draw) to conduct a settlement conference as to Plaintiff's remaining claim 17 | against Corizon. 18 (5) | Defense counsel shall arrange for the relevant parties to jointly call Magistrate Judge Morrissey’s chambers at (602) 322-7680 within 7 days to schedule a date 20 | for the settlement conference. 21 Dated this 13th day of July, 2022. 22 23 | 24 James A. Teilborg 25 Senior United States District Judge 26 27 28