1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 JUAN GUTIERREZ, Case No.: 20-cv-01836-BAS-WVG 11 CDCR #F-02975, ORDER DISMISSING CASE 12 Plaintiff, WITHOUT PREJUDICE FOR v. FAILURE TO PROSECUTE 13 R.C. JOHNSON, et al., 14 Defendants. 15 16 Plaintiff filed this civil rights action on September 16, 2020 alleging various 17 violations arising from his incarceration in state prison. (ECF No. 1.) However, following 18 several orders of the Court, Plaintiff has not taken any action to move this case forward. 19 Accordingly, for the reasons discussed below, the Court exercises its inherent authority to 20 dismiss Plaintiff’s action. 21 I. BACKGROUND 22 Plaintiff filed this action on September 16, 2020. (ECF No. 1.) After permitting 23 Plaintiff to proceed without prepayment of the filing fee, the Court dismissed Plaintiff’s 24 Complaint for failing to state claims for relief and granted him 60 days leave to file an 25 amended pleading fixing the noted deficiencies. (ECF No. 5.) Thus, Plaintiff’s deadline 26 to amend, accounting for the weekend, was set for December 14, 2020. 27 Three days after this deadline, Plaintiff moved for a 45-day extension of time to file 28 an amended complaint, which the Court granted. (ECF Nos. 7, 8.) Again, three days after 1 the new deadline of February 5, 2021 passed, Plaintiff moved for a second extension of 2 time to February 19, 2021, which was also granted. (ECF Nos. 10, 11.) 3 After receiving no filings from Plaintiff by the deadline, the Court then issued an 4 Order to Show Cause (“OSC”) why Plaintiff’s action should not be dismissed for his failure 5 to prosecute the action. (ECF No. 12.) After Plaintiff filed a nonresponsive declaration 6 (ECF No. 14)—his first filing in the case after two months of inactivity—and the Court 7 granted Plaintiff a final opportunity to file an amended complaint by April 27, 2021. (ECF 8 No. 15.) Plaintiff was warned that no additional extensions of time to file an amended 9 complaint would be granted and that failure to timely file an amended complaint would 10 result in dismissal. (Id.) As of the date of this Order, Plaintiff has not filed an amended 11 complaint. 12 II. LEGAL STANDARD 13 “District courts have the inherent power to control their dockets and, ‘[i]n the 14 exercise of that power, they may impose sanctions including, where appropriate . . . 15 dismissal of a case.’” Ferdik v. Bonzelet, 963 F.2d 1258, 1260 (9th Cir. 1992) (quoting 16 Thompson v. Hous. Auth. of L.A., 782 F.2d 829, 831 (9th Cir.), cert. denied, 475 U.S. 829 17 (1986); accord Link v. Wabash, R.R. Co., 370 U.S. 626, 630–31 (1962) (holding courts are 18 vested with an inherent power “to manage their own affairs so as to achieve the orderly and 19 expeditious disposition of cases.”) Although due process generally requires that the party 20 have notice and the opportunity to be heard before dismissal, when a party may be said to 21 have knowledge of the consequences of his failure to act, the court may dispense with the 22 necessity for advance notice and a hearing. Link, 370 U.S. at 630–32. 23 “Despite this authority, dismissal is a harsh penalty and, therefore, it should only be 24 imposed in extreme circumstances.” Ferdik, 963 F.2d at 1260. Therefore, to determine 25 whether dismissal under its inherent authority is appropriate, “the district court must weigh 26 five factors, including: (1) the public’s interest in expeditious resolution of litigation; (2) 27 the court’s need to manage its docket; (3) the risk of prejudice to the defendants; (4) the 28 public policy favoring disposition of cases on their merits; and (5) the availability of less 1 drastic alternatives.” Id. at 1260–61 (internal quotations omitted). Generally, these five 2 factors weigh in favor of sua sponte dismissal where a plaintiff has failed to prosecute a 3 case or comply with an order of the court. See Eldridge v. Block, 832 F.2d 1132, 1136 (9th 4 Cir. 1987); Hells Canyon Preservation Council v. U.S. Forest Serv., 403 F.3d 683, 689 (9th 5 Cir. 2005). 6 III. ANALYSIS 7 After weighing the five factors below, the Court finds that dismissal of this action is 8 warranted because Plaintiff has not demonstrated compliance with this Court’s OSC. 9 A. Public’s Interest In Expeditious Resolution 10 “[T]he public’s interest in expeditious resolution of litigation always favors 11 dismissal.” Yourish v. Cal. Amplifier, 191 F.3d 983, 990 (9th Cir. 1999). In this case, 12 Plaintiff’s inaction has undermined expeditious resolution. First, this case has been pending 13 for over seven months since the Court issued its initial order granting leave to amend. The 14 Court cannot await indefinitely Plaintiff to take the necessary unilateral action to move his 15 own case past the screening stage. Thus, the Court finds that this factor weighs in favor of 16 dismissal. 17 B. Court’s Need to Manage its Docket 18 A district court is in the best position to determine whether the delay in a particular 19 case interferes with docket management and the public interest. Ash v. Cuetkov, 739 F.2d 20 493, 496 (9th Cir. 1984). Plaintiff’s failure to complete basic measures to move this action 21 forward has resulted in continued delays in the prosecution of this case and has 22 “impermissibly allowed [P]laintiff to control the pace of the docket rather than the [C]ourt.” 23 See Smith v. Cty. Of Riverside Sheriff Dep’t, No. ED CV 17-1969 DSF (SP), 2019 WL 24 7865170, at *3 (C.D. Cal. Nov. 18, 2019) (citing Pagtalunan v. Galaza, 291 F.3d 639, 642 25 (9th Cir. 2002) (“It is incumbent upon the Court to manage its docket without being subject 26 to routine noncompliance of litigants.”)). Consequently, this factor also weighs in favor of 27 dismissal. 28 1 C. Prejudice to the Defendants 2 “To prove prejudice, a defendant must establish that plaintiff’s actions impaired 3 defendant’s ability to proceed to trial or threatened to interfere with the rightful decision of 4 the case.” Pagtalunan, 291 F.3d at 642 (citing Malone v. U.S. Postal Serv., 833 F.2d 128, 5 131 (9th Cir. 1987)). “[T]he pendency of the lawsuit is not sufficiently prejudicial itself to 6 warrant dismissal.” Yourish, 191 F.3d at 991; accord Ash, 739 F.2d at 496. However, 7 “even in the absence of a showing of actual prejudice to the defendant,” prejudice is 8 presumed from unreasonable delay. In re Eisen, 31 F.3d 1447, 1452–53 (9th Cir. 1994). 9 “Whether prejudice is sufficient to support an order of dismissal is in part judged with 10 reference to the strength of the plaintiff's excuse for the default.” Malone, 833 F.2d at 131. 11 Plaintiff has neither filed an amended complaint nor responded to the OSC and has 12 therefore offered no justification for failing to comply with court orders. In these 13 circumstances, the prejudice to the opposing parties is sufficient to favor dismissal. See 14 Clark v. Paramo, No. CV 17-8381 RGK (SS), 2018 WL 7133708, at *3 (C.D. Cal. Dec.
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 JUAN GUTIERREZ, Case No.: 20-cv-01836-BAS-WVG 11 CDCR #F-02975, ORDER DISMISSING CASE 12 Plaintiff, WITHOUT PREJUDICE FOR v. FAILURE TO PROSECUTE 13 R.C. JOHNSON, et al., 14 Defendants. 15 16 Plaintiff filed this civil rights action on September 16, 2020 alleging various 17 violations arising from his incarceration in state prison. (ECF No. 1.) However, following 18 several orders of the Court, Plaintiff has not taken any action to move this case forward. 19 Accordingly, for the reasons discussed below, the Court exercises its inherent authority to 20 dismiss Plaintiff’s action. 21 I. BACKGROUND 22 Plaintiff filed this action on September 16, 2020. (ECF No. 1.) After permitting 23 Plaintiff to proceed without prepayment of the filing fee, the Court dismissed Plaintiff’s 24 Complaint for failing to state claims for relief and granted him 60 days leave to file an 25 amended pleading fixing the noted deficiencies. (ECF No. 5.) Thus, Plaintiff’s deadline 26 to amend, accounting for the weekend, was set for December 14, 2020. 27 Three days after this deadline, Plaintiff moved for a 45-day extension of time to file 28 an amended complaint, which the Court granted. (ECF Nos. 7, 8.) Again, three days after 1 the new deadline of February 5, 2021 passed, Plaintiff moved for a second extension of 2 time to February 19, 2021, which was also granted. (ECF Nos. 10, 11.) 3 After receiving no filings from Plaintiff by the deadline, the Court then issued an 4 Order to Show Cause (“OSC”) why Plaintiff’s action should not be dismissed for his failure 5 to prosecute the action. (ECF No. 12.) After Plaintiff filed a nonresponsive declaration 6 (ECF No. 14)—his first filing in the case after two months of inactivity—and the Court 7 granted Plaintiff a final opportunity to file an amended complaint by April 27, 2021. (ECF 8 No. 15.) Plaintiff was warned that no additional extensions of time to file an amended 9 complaint would be granted and that failure to timely file an amended complaint would 10 result in dismissal. (Id.) As of the date of this Order, Plaintiff has not filed an amended 11 complaint. 12 II. LEGAL STANDARD 13 “District courts have the inherent power to control their dockets and, ‘[i]n the 14 exercise of that power, they may impose sanctions including, where appropriate . . . 15 dismissal of a case.’” Ferdik v. Bonzelet, 963 F.2d 1258, 1260 (9th Cir. 1992) (quoting 16 Thompson v. Hous. Auth. of L.A., 782 F.2d 829, 831 (9th Cir.), cert. denied, 475 U.S. 829 17 (1986); accord Link v. Wabash, R.R. Co., 370 U.S. 626, 630–31 (1962) (holding courts are 18 vested with an inherent power “to manage their own affairs so as to achieve the orderly and 19 expeditious disposition of cases.”) Although due process generally requires that the party 20 have notice and the opportunity to be heard before dismissal, when a party may be said to 21 have knowledge of the consequences of his failure to act, the court may dispense with the 22 necessity for advance notice and a hearing. Link, 370 U.S. at 630–32. 23 “Despite this authority, dismissal is a harsh penalty and, therefore, it should only be 24 imposed in extreme circumstances.” Ferdik, 963 F.2d at 1260. Therefore, to determine 25 whether dismissal under its inherent authority is appropriate, “the district court must weigh 26 five factors, including: (1) the public’s interest in expeditious resolution of litigation; (2) 27 the court’s need to manage its docket; (3) the risk of prejudice to the defendants; (4) the 28 public policy favoring disposition of cases on their merits; and (5) the availability of less 1 drastic alternatives.” Id. at 1260–61 (internal quotations omitted). Generally, these five 2 factors weigh in favor of sua sponte dismissal where a plaintiff has failed to prosecute a 3 case or comply with an order of the court. See Eldridge v. Block, 832 F.2d 1132, 1136 (9th 4 Cir. 1987); Hells Canyon Preservation Council v. U.S. Forest Serv., 403 F.3d 683, 689 (9th 5 Cir. 2005). 6 III. ANALYSIS 7 After weighing the five factors below, the Court finds that dismissal of this action is 8 warranted because Plaintiff has not demonstrated compliance with this Court’s OSC. 9 A. Public’s Interest In Expeditious Resolution 10 “[T]he public’s interest in expeditious resolution of litigation always favors 11 dismissal.” Yourish v. Cal. Amplifier, 191 F.3d 983, 990 (9th Cir. 1999). In this case, 12 Plaintiff’s inaction has undermined expeditious resolution. First, this case has been pending 13 for over seven months since the Court issued its initial order granting leave to amend. The 14 Court cannot await indefinitely Plaintiff to take the necessary unilateral action to move his 15 own case past the screening stage. Thus, the Court finds that this factor weighs in favor of 16 dismissal. 17 B. Court’s Need to Manage its Docket 18 A district court is in the best position to determine whether the delay in a particular 19 case interferes with docket management and the public interest. Ash v. Cuetkov, 739 F.2d 20 493, 496 (9th Cir. 1984). Plaintiff’s failure to complete basic measures to move this action 21 forward has resulted in continued delays in the prosecution of this case and has 22 “impermissibly allowed [P]laintiff to control the pace of the docket rather than the [C]ourt.” 23 See Smith v. Cty. Of Riverside Sheriff Dep’t, No. ED CV 17-1969 DSF (SP), 2019 WL 24 7865170, at *3 (C.D. Cal. Nov. 18, 2019) (citing Pagtalunan v. Galaza, 291 F.3d 639, 642 25 (9th Cir. 2002) (“It is incumbent upon the Court to manage its docket without being subject 26 to routine noncompliance of litigants.”)). Consequently, this factor also weighs in favor of 27 dismissal. 28 1 C. Prejudice to the Defendants 2 “To prove prejudice, a defendant must establish that plaintiff’s actions impaired 3 defendant’s ability to proceed to trial or threatened to interfere with the rightful decision of 4 the case.” Pagtalunan, 291 F.3d at 642 (citing Malone v. U.S. Postal Serv., 833 F.2d 128, 5 131 (9th Cir. 1987)). “[T]he pendency of the lawsuit is not sufficiently prejudicial itself to 6 warrant dismissal.” Yourish, 191 F.3d at 991; accord Ash, 739 F.2d at 496. However, 7 “even in the absence of a showing of actual prejudice to the defendant,” prejudice is 8 presumed from unreasonable delay. In re Eisen, 31 F.3d 1447, 1452–53 (9th Cir. 1994). 9 “Whether prejudice is sufficient to support an order of dismissal is in part judged with 10 reference to the strength of the plaintiff's excuse for the default.” Malone, 833 F.2d at 131. 11 Plaintiff has neither filed an amended complaint nor responded to the OSC and has 12 therefore offered no justification for failing to comply with court orders. In these 13 circumstances, the prejudice to the opposing parties is sufficient to favor dismissal. See 14 Clark v. Paramo, No. CV 17-8381 RGK (SS), 2018 WL 7133708, at *3 (C.D. Cal. Dec. 6, 15 2018) (“Where a party offers a poor excuse (or no excuse) for failing to comply with a 16 court's order, the prejudice to the opposing party is sufficient to favor dismissal.”) (citing 17 Yourish, 191 F.3d at 991–92); see also Little v. Upland Police Dep’t, No. 5:19-CV-01055- 18 VAP-MAA, 2019 WL 7285298, at *3 (C.D. Cal. Nov. 7, 2019) (finding prejudice where 19 plaintiff did not respond to an OSC or file an amended complaint). 20 This factor therefore also weighs in favor of dismissal. 21 D. Public Policy 22 Public policy favors disposition of cases on the merits. Pagtalunan, 291 F.3d at 643. 23 The Court recognizes that this factor weighs against dismissal. 24 E. Availability of Less Drastic Alternatives 25 This factor examines whether less drastic alternatives to dismissal are feasible given 26 the circumstances of the case. In re Eisen, 31 F.3d at 1455. “[A] district court’s warning 27 to a party that [its] failure to obey the court’s order will result in dismissal can satisfy the 28 ‘consideration of alternatives’ requirement.” Ferdik, 963 F.2d at 1262. 1 First, as stated previously, the Court warned Plaintiff that his failure to timely 2 ||respond to the OSC would result in dismissal. Further, the Court has granted Plaintifi 3 || multiple extensions and two additional opportunities to file a belated amended pleading 4 || In light of this, the Court finds that less drastic alternatives to dismissal are not available ir 5 || these circumstances. See Little, 2019 WL 7285298, at *3 (“Alternatives to dismissal dc 6 || not appear to be appropriate given Plaintiffs failure to participate in his own lawsuit.”’) 7 || As such, this factor weighs in favor of dismissal. 8 On balance, four out of five factors weigh in favor of dismissal. Accordingly, the 9 || Court exercises its inherent authority to dismiss Plaintiff's complaint without prejudice 10 || See Rio Props., Inc. v. Rio Int’! Interlink, 284 F.3d 1007, 1022 (9th Cir. 2002) (“While the 11 || public policy favoring disposition of cases on their merits weighs against [dismissal], tha’ 12 || single factor is not enough to preclude imposition of this sanction when the other fou 13 || factors weigh in its favor.”); see also Bolden v. Ponce, No. 2:20-CV-04392-JFW-MAA. 14 || 2021 WL 50851, at *3 (C.D. Cal. Jan. 6, 2021) (dismissing for failure to comply with OSC). 15 || Shakar R. v. Saul, No. 5:19-01716 FMO (ADS), 2020 WL 2319877, at *1 (C.D. Cal. May 16 || 11, 2020) (same). 17 || IV. CONCLUSION AND ORDER 18 Accordingly, the Court DISMISSES WITHOUT PREJUDICE this civil action ir 19 entirety based on Plaintiffs failure to prosecute pursuant to Fed. R. Civ. P. 41(b). The 20 || Clerk is directed to close this case. 21 IT IS SO ORDERED. 22 , [| 23 || DATED: May 11, 2021 Cif yu li A! Hohe □□ □ 24 United States District Judge 25 26 27 28 5.