Gustafson v. Smith

492 P.2d 711, 16 Ariz. App. 215, 1972 Ariz. App. LEXIS 489
CourtCourt of Appeals of Arizona
DecidedJanuary 18, 1972
DocketNo. 1 CA-CIV 1474
StatusPublished

This text of 492 P.2d 711 (Gustafson v. Smith) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gustafson v. Smith, 492 P.2d 711, 16 Ariz. App. 215, 1972 Ariz. App. LEXIS 489 (Ark. Ct. App. 1972).

Opinion

STEVENS, Presiding Judge.

B. L. Gustafson, as plaintiff, filed an action in the Superior Court naming numerous defendants including James M. Smith and Winnie E. Smith, his wife. Mr. and Mrs. Smith are herein collectively referred to as Smith, it not appearing that Mrs. Smith was active in any of the matters affecting this cause, except that she affixed her signature to a deed and to a trust agreement.

Gustafson’s complaint charged that the defendants, including Smith, were guilty of acts and conduct which he urges entitled him to recover his contract price from the defendants and further urges that his remedy was not limited to foreclosing the improvement liens.

In the Superior Court Smith filed a motion to dismiss under Rule 12(c), Rules of Civil Procedure, 16 A.R.S. The motion was treated as a motion for summary j udgment pursuant to Rule 56. The trial court granted the Smith motion, entering a formal written order with a Rule 54(b) provision. This appeal followed.

[216]*216After the appeal was lodged in this Court, there was a suggestion as to Mr. Smith’s death which was followed by an order substituting his co-executors as parties. This Court has elected to retain the original caption.

Gustafson is a qualified and duly licensed contractor. He entered into a contract with Improvement District No. 126, Mohave County, Arizona, to install certain paving and water lines in a Mohave County subdivision known as Gateway Acres. The contract price was $300,000. The contract was performed and accepted by the improvement district. Improvement bonds were issued to Gustafson in payment of the contract. Various property owners within the improvement district refused to pay their assessments and urged misrepresentation as to the quality and cost of the improvements at the time their signatures were solicited leading up to the formation of the improvement district. They urge that the finished product was inferior to the improvements promised and that the cost of the improvements was approximately three times the prospective cost as represented to them at the time their signatures were solicited. Gustafson could not sell the bonds. There is no indication that Gustafson joined in or knew of any of the representations which led up to the formation of the improvement district. There is no indication that Gustafson did not fulfill his contract. There is no indication that there was any legal defect in the formation of the improvement district or that the statutes were not fully observed in the letting of the contract and the issuance of the bonds. See A.R.S. §§ 11-701 to 11-759.

In the matter now before us we are not called upon to determine the truth of the allegations as to the acts and representations of defendants, other than Smith, and nothing in this- opinion shall be considered as a decision by this Court in relation to those issues. For the purposes of this opinion we assume that there were acts of wrongdoing by persons other than Smith leading up to the formation of the improvement district and our concern is whether the record discloses that these acts could be charged to Smith.

A summary judgment may not be granted unless there is no genuine issue as to any material fact. Rule 56(c). In relation to motions for summary judgment, Rule 56(e) provides in part that:

“Supporting and opposing affidavits shall be made on personal knowledge, shall set forth such facts as would be admissible in evidence and shall show affirmatively that the affiant is competent to testify to the matters stated therein.”

The Smith motion for summary judgment was based upon documents, affidavits and depositions presented by both sides. While the complaint was verified, it was verified on information and belief by one of the attorneys for the plaintiff and the complaint does not show on its face that it meets the test of the above-quoted portion of Rule 56(e). Under these circumstances we do not consider the allegations of the complaint as being matters in opposition to the motion for summary judgment. Rule 56(e) further provides that:

“When a motion for summary judgment is made and supported as provided in this rule, an adverse party may not rest upon the mere allegations or denials of his pleading, but his response, by affidavits or otherwise provided in this rule, must set forth specific facts showing that there is a genuine issue for trial.”

We set forth the factual background most favorable to Gustafson, the losing party on the motion for summary judgment. Hensley v. Town of Peoria, 14 Ariz.App. 581, 485 P.2d 570 (1971).

BACKGROUND

Gateway Acres had been platted as a Mohave County subdivision with five-acre lots and dedicated streets some time prior to 1944. In 1944 or 1945 Smith bought the subdivision and other acreage in Mohave County for forty cents an acre. We assume that he derived his title through delinquent taxes. He and his sons put the [217]*217land to use as grazing land. He sank a well which was dependable and produced water for the livestock.

Some years later a corporation named the Arizona Newspapers, Inc., attempted to launch a daily newspaper in the Phoenix area and began publishing the Arizona Journal. The paper was not a financial success and Smith and another man became interested in attempting to save it. A new corporation, the Central Arizona Newspapers, Inc., was formed on 19 June 1963. The new corporation took over the paper and Smith was active in the management of the paper until 26 December 1963. In the meantime he had invested and lost some $600,000 in the venture, no part of which was recovered by him. On 15 January 1964 a stock sale prospectus for the Central Arizona Newspapers, Inc., was published, seeking further capital to save the Arizona Journal. Smith was still a corporate officer. One feature of the prospectus was the right to convert the Central Arizona Newspapers, Inc., stock into land at Gateway Acres at the face value of the investment in the stock. Before long the Arizona Journal ceased publication.

Smith caused an appraisal to be made of Gateway Acres with the result that the appraised value was $582 per acre. There were substantially no improvements on the land. On 20 May 1964 Smith and other members of his family entered into trust agreement number 4699 with the then Phoenix Title & Trust Company which is now the Transamerica Title Insurance Company as trustee. Smith and his family were the first beneficiaries and Fidelity Land Corporation was the second beneficiary. Gateway Acres was deeded to the title company as trustee. On Smith’s request, that portion of the trust agreement which would authorize Smith to sue for the unpaid purchase price was deleted. As a result of this action, in the event of default by Fidelity Land, Smith’s sole remedy was that of forfeiture. The original purchase price which was close to $1,000,000, was later reduced. The original purchase price figure was based upon the number of acres involved at the appraised figure of $582 per acre. We quote portions of Section III and Section V of the trust. Section III is part of the printed form and Section V is a typed insert.

“SECTION III
“A.

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Related

Massei v. Lettunich
248 Cal. App. 2d 68 (California Court of Appeal, 1967)
Hensley v. Town of Peoria
485 P.2d 570 (Court of Appeals of Arizona, 1971)
Russell v. Golden Rule Mining Co.
159 P.2d 776 (Arizona Supreme Court, 1945)

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Bluebook (online)
492 P.2d 711, 16 Ariz. App. 215, 1972 Ariz. App. LEXIS 489, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gustafson-v-smith-arizctapp-1972.