Gusler v. Wilkinson

18 P.3d 702, 199 Ariz. 391, 2001 Ariz. LEXIS 33
CourtArizona Supreme Court
DecidedMarch 2, 2001
DocketCV-00-0089-SA
StatusPublished
Cited by16 cases

This text of 18 P.3d 702 (Gusler v. Wilkinson) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gusler v. Wilkinson, 18 P.3d 702, 199 Ariz. 391, 2001 Ariz. LEXIS 33 (Ark. 2001).

Opinion

OPINION

McGREGOR, Justice.

¶ 1 The issue presented is whether the state can retry the defendant on a manslaughter charge as to which the jury may have indicated, in a note signed by its foreperson, that it had reached a not guilty verdict. We hold that although the note cannot conclusively be construed as a verdict, the defendant may not be retried on the manslaughter charge because the trial judge prematurely granted the state’s motion for mistrial. We further hold that the state is not estopped from retrying the remaining charges against the defendant.

I.

¶2 The defendant, while driving on the freeway, lost control of her vehicle, crossed the median, and traveled into the path of two oncoming cars. The first car carried six young women, one of whom sustained injury when the ear swerved to avoid the defendant. The defendant hit the second ear, instantly killing the driver, its only occupant. This collision also caused injury to defendant’s passenger.

¶ 3 A grand jury indicted the defendant on nine separate counts. The first count charged the defendant with manslaughter for the death of the driver of the second car. Two counts of aggravated assault resulted from the injuries to the woman in the first car and to the defendant’s passenger. The five counts of reckless endangerment related to the potential injury to the five remaining women in the first car. Finally, the defendant faced a single count of possession of marijuana.

¶ 4 When instructing the jury with respect to count one, the manslaughter charge, the trial judge told the jury it also could consider negligent homicide, a lesser-included offense. The trial judge explained, “You may find the defendant guilty of the less serious crime only if you find unanimously the State has failed to prove the more serious crime beyond a reasonable doubt but has proved the less serious crime beyond a reasonable doubt, or if, after reasonable efforts, you’re unable to reach a verdict as to the more serious offense.”

¶ 5 During the course of deliberations, the jury submitted a series of notes to the court. After deliberating approximately four hours, the jury sent the following note, signed by the foreperson: ‘We are deadlocked 7-5— Count 1 Talked about crucial issue for 2 hours — no movement Not guilty on manslaughter Deadlocked on negligent homicide — -What do we.do?”

¶ 6 The trial judge met with counsel to discuss the note. To avoid disclosing the status of the jury’s deliberations, however, the trial judge told counsel only that the note stated, “We are deadlocked, Count 1. Talked about crucial issue for two hours, no movement. Deadlocked. What do we do?”

¶ 7 After discussing various options with counsel, the judge brought the jury into the courtroom. Cautioning the jury against revealing the state of its deliberations, the judge asked whether it had reached a verdict on any of the counts. The foreman an *393 swered, “On the marijuana issue.” The judge then asked, “Any other counts? “Yes’ or ‘No’ is all I need.” The foreman responded, “No .” After determining that none of the jurors thought additional deliberation would produce verdicts on the other counts, the judge sent the jury back to decide whether additional evidence, argument or instructions would help them reach any additional verdicts and asked the jury to “give [the court] any verdict you’ve reached already.”

¶8 The jurors subsequently returned a verdict on the possession of marijuana charge, accompanied by another note asking for additional definitions of “substantial risk, unjustifiable risk, impairment.” After meeting with counsel, the judge sent a note to the jury, instructing them to consult the definitions they previously had been provided. In the same note, the court asked again whether the jury would be able to reach a decision on the remaining counts. When the jury indicated that it remained at an impasse, the judge brought the jurors back into the courtroom. The court formally accepted the guilty verdict on the drug possession charge and declared a mistrial with respect to the eight remaining counts.

¶ 9 Only after he discharged the jury did the judge advise the lawyers of the full content of the crucial jury note indicating a possible verdict on the manslaughter charge. Defense counsel immediately asserted that the court should have entered a not guilty verdict on that charge; counsel repeated his argument in post-trial motions, which the court denied.

¶ 10 The defendant then filed a petition for special action with the court of appeals, which accepted jurisdiction but denied relief. We granted review and exercise jurisdiction pursuant to Article VI, section 5.3 of the Arizona Constitution.

II.

¶ 11 The defendant asserts that the jury’s note indicated it had reached a verdict on the manslaughter charge, and that retrial of that charge would constitute double jeopardy. Defendant’s argument implicates the fundamental constitutional guarantee that a person cannot be brought into jeopardy more than once for the same offense. U.S. Const. amend. V; Benton v. Maryland, 395 U.S. 784, 89 S.Ct. 2056, 23 L.Ed.2d 707 (1969). The underlying principle prohibiting double jeopardy instructs “that the State with all its resources and power should not be allowed to make repeated attempts to convict an individual for an alleged offense, thereby subjecting him to embarrassment, expense and ordeal and compelling him to live in a continuing state of anxiety and insecurity.” Benton, 395 U.S. at 796, 89 S.Ct. 2056 (quoting Green v. United States, 355 U.S. 184, 187-188, 78 S.Ct. 221, 2 L.Ed.2d 199 (1957)).

A.

¶ 12 The defendant argues that the note at issue qualifies as a verdict under Rule 23.1 of the Arizona Rules of Criminal Procedure. It clearly does not. Rule 23.1.a dictates that a verdict must be written, signed by the foreperson, and delivered in open court. As the defendant recognizes, the note cannot meet the last of Rule 23.1’s requirements because no verdict as to manslaughter was ever delivered in open court. Requiring the verdict to be delivered in open court is more than a formality. Delivering the verdict in the presence of the jury “enable[s] the court and the parties to ascertain with certainty that a unanimous verdict has in fact been reached and that no juror has been coerced or induced to agree to a verdict to which he has not fully assented.” Miranda v. United States, 255 F.2d 9, 17 (1st Cir.1958); see also State v. Webb, 186 Ariz. 560, 563, 925 P.2d 701, 704 (App.1996); State v. Kiper, 181 Ariz. 62, 68, 887 P.2d 592, 598 (App.1994). We cannot simply ignore this requirement of the rule.

¶ 13 We also recognize, however, that in this instance the judge’s decision not to reveal the full content of the note made compliance with Rule 23.1 impossible. We therefore next consider whether, under the facts of this case, we should consider the note a verdict despite its failure to comply with Rule 23.1.

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Cite This Page — Counsel Stack

Bluebook (online)
18 P.3d 702, 199 Ariz. 391, 2001 Ariz. LEXIS 33, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gusler-v-wilkinson-ariz-2001.