Guiles v. Simser

9 Misc. 3d 1083, 2005 NY Slip Op 25408, 804 N.Y.S.2d 904, 2005 N.Y. Misc. LEXIS 2192
CourtNew York Supreme Court
DecidedAugust 23, 2005
StatusPublished
Cited by3 cases

This text of 9 Misc. 3d 1083 (Guiles v. Simser) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Guiles v. Simser, 9 Misc. 3d 1083, 2005 NY Slip Op 25408, 804 N.Y.S.2d 904, 2005 N.Y. Misc. LEXIS 2192 (N.Y. Super. Ct. 2005).

Opinion

OPINION OF THE COURT

Walter J. Relihan, Jr., J.

[1084]*1084The plaintiffs complaint asserts a plethora of claims, including: battery, fraud, fraudulent concealment, intentional infliction of mental distress, negligent misrepresentation and breach of fiduciary duty. The salient facts are set forth in the April 25, 2005 decision of this court which dismissed claims against the defendant’s supervising lawyer, Carman Garufi, Esq. Succinctly restated, the plaintiff and Simser engaged in sexual relations on two occasions during the course of Simser’s retainer by plaintiff in a domestic relations matter.

The intentional infliction of mental distress remedy has been carefully and narrowly limited in our law to include only such conduct as can be characterized as “so outrageous . . . and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized community” (Restatement [Second] of Torts § 46 [1], Comment d; see also Howell v New York Post Co., 81 NY2d 115, 122 [1993]; Murphy v American Home Prods. Corp., 58 NY2d 293, 303 [1983]). The American Law Institute position has been approved and adopted by the Court of Appeals (Freihofer v Hearst Corp., 65 NY2d 135, 143 [1985]).

There is no credible evidence that Simser intended to inflict severe emotional distress upon the plaintiff, had reason to know that his conduct was reasonably certain to have that effect, or did, in fact, commit the tort. The two sexual encounters, in the course of a fully consensual relationship characterized by an exchange of many expressions of loving endearments, fall far short of the required threshold (Zephir v Inemer, 305 AD2d 170 [2003]).

The elements necessary to recover damages for the negligent infliction of emotional distress include a showing of bodily harm or an endangerment of the plaintiffs physical safety (Restatement [Second] of Torts § 436A; and see Hecht v Kaplan, 221 AD2d 100, 105 [1996]). No such evidence exists to support the plaintiffs claim in this regard.

Finally, the emotional damages claimed (i.e., embarrassment, humiliation, etc.) are not supported by competent medical evidence. Glendora v Walsh (227 AD2d 377 [1996]) affirmed the dismissal of emotional distress claims which were supported only by conclusory allegations and which lacked medical verification. A similar result is seen in Callas v Eisenberg (192 AD2d 349, 350 [1993]). The only support for plaintiff’s claims of emotional distress appeared belatedly, and after repeated discovery demands were ignored, in an affidavit submitted by a [1085]*1085social worker in opposition to defendant’s motion and in support of plaintiffs cross motion. The affiant is not a medical doctor, a psychiatrist, a clinical psychologist or a qualified psychiatric social worker. Her opinion was based upon the plaintiff’s own self-serving complaints (see plaintiffs mem of law at 12) with no mention of what accepted objective tests, or other psychosocial criteria, were applied to the plaintiffs complaints. In sum, her qualifications, if any, to make a diagnosis of posttraumatic emotional distress or to render an expert opinion on the matter are exiguous if not totally absent. Opinion testimony from this source would be unreliable and inadmissible.

The punitive damages claim is unsustainable. The affair, while brief, was a joint enterprise. The plaintiffs deposition testimony is ample proof that the “electricity” between the parties was generated with equal enthusiasm by both (Guiles’ deposition at 65). The conduct of defendant in wooing the plaintiff, who fully reciprocated, does not demonstrate conduct punishable by an award of punitive damages (Rocanova v Equitable Life Assur. Socy. of U.S., 83 NY2d 603 [1994]). Similarly, the battery complaint must fail since the sexual relationship, plainly, was consensual (Restatement [Second] of Torts § 13, Comment d).

Stripped of these redundancies, the complaint states a cause of action for legal malpractice based upon a breach of fiduciary duty owed by defendant Christopher Simser, Esq., to the plaintiff Janine Guiles, resulting in damages due to emotional distress (Coppersmith v Gold, 172 AD2d 982, 984 [1991]; Brainard v Brown, 91 AD2d 287 [1983]).

The fraud allegations of the complaint claim did not arise from an intentional tort, separate and distinct from his violation of accepted standards of practice in matrimonial cases. Accordingly, these claims fail to state a cause of action in addition to the alleged malpractice (Golia v Health Ins. Plan of Greater N.Y., 7 NY2d 931, 932 [1960]; Coopersmith v Gold, supra at 984; LaBrake v Enzien, 167 AD2d 709 [1990]; Brainard v Brown, supra).

Indeed, all of the lawyer misconduct in this case arose in the course of counseling the client. Hence, no meaningful distinction can be drawn between a claim for breach of fiduciary duty and legal malpractice (Wende C. v United Methodist Church, N.Y. W. Area, 6 AD3d 1047, 1050 [2004] [a position left undisturbed by the Court of Appeals in 4 NY3d 293, 299 (2005)]; cf. Langford v Roman Catholic Diocese of Brooklyn, 177 Misc 2d 897, 898 n 4 [1998]). As noted by the Langford court, all of the [1086]*1086plaintiffs varied causes of action “depend for their vitality on the claim of breach of fiduciary duty.”

The malpractice claim (i.e., breach of fiduciary duty) is based upon the theory that plaintiffs will to resist the defendant’s blandishments was overcome by his aura of legal sapience and quasi-pastoral concern (he had been a lay helper for several local churches) and by her own disabling marital stress. Her sworn testimony, however, suggests a very different scenario: she testified that she and Simser, on visits to his law office, would connive to prevent their fondlings from becoming known to Mr. Garufi, his employer and supervising lawyer. “It was almost a game. It was like we were little kids trying not to get caught doing something. We knew we were doing something we weren’t supposed to be doing” (Guiles’ deposition at 71). It is an inescapable conclusion from these revelations that plaintiff was not a hapless victim of Simser’s manipulative conduct.

The defendant’s conduct, however, clearly violated Code of Professional Responsibility DR 5-111 (b) (3) (22 NYCRR 1200.29-a [b] [3]). Simser was terminated by his supervising lawyer and was reported to the Committee on Professional Standards. The decision of the Committee was not published but, both counsel agree, a private censure was issued and, thereupon, the case was closed.

A violation of a disciplinary rule does not, itself, generate a cause of action in favor of the affected client (Mergler v Crystal Props. Assoc., 179 AD2d 177 [1992]; Brainard v Brown, supra). As emphasized in Mergler (at 183), “the Code of Professional Responsibility was promulgated to establish an ethical standard and to vindicate society’s rights with respect to the conduct of licensed attorneys, not to delineate substantive rules for the adjudication of the private rights, inter se, of parties.” The latest iteration of the ABA Model Rules of Professional Conduct (Preamble and Scope [5th ed 2004]) takes a similar position, stating that “[violation of a Rule should not itself

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9 Misc. 3d 1083, 2005 NY Slip Op 25408, 804 N.Y.S.2d 904, 2005 N.Y. Misc. LEXIS 2192, Counsel Stack Legal Research, https://law.counselstack.com/opinion/guiles-v-simser-nysupct-2005.