Guice-Mills v. Forbes

21 Misc. 3d 599
CourtNew York Supreme Court
DecidedSeptember 4, 2008
StatusPublished
Cited by1 cases

This text of 21 Misc. 3d 599 (Guice-Mills v. Forbes) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Guice-Mills v. Forbes, 21 Misc. 3d 599 (N.Y. Super. Ct. 2008).

Opinion

OPINION OF THE COURT

Walter B. Tolub, J.

The motions presented for resolution before this court require the consideration of two interesting issues. The first is whether plaintiff may maintain a claim of breach of fiduciary duty against one of the (former) ministers of her church. The second, and by far the more unique issue, is whether the distribution of information disclosing plaintiffs criminal record to a religious congregation, alleged to have been orchestrated and carried out by the defendants, constitutes “extreme and outrageous behavior” thereby allowing plaintiff to maintain a prima facie cause of action for intentional infliction of emotional distress.

Plaintiff, Constance Guice-Mills, has enjoyed a relationship with the Riverside Church in Manhattan since 1973 (plaintiffs affidavit in opposition 11 2). Between the mid-1980s and the end of 2002, plaintiff had taken a more active role in the church, and was involved in many of its activities. In 1989, defendant Dr. James A. Forbes, Jr. was hired by the church as its principal minister. Plaintiff claims that she became friends with defendant Forbes, and later, because of her background in psychiatry, defendant Forbes sought advice from her on church and personal matters (plaintiffs affidavit in opposition 1i 11). It was during these private conversations that plaintiff claims that she shared information concerning her personal life, and her strategies for dealing with her own personal challenges (id. 1Í 12). Plaintiff characterizes defendant Forbes as being her “friend, confidant, as well as [her] Pastor and spiritual counselor” (id. H 12).

[601]*601In 1997, plaintiff, in an unrelated matter, was convicted of criminal mischief. During the two-year course of her criminal proceeding, defendant Forbes counseled plaintiff and attended court with her in his capacity as friend and pastor.

In 2002, plaintiff claims that copies of her conviction record were circulated throughout the church staff and congregation in an deliberate attempt to humiliate her and intimidate her from further criticizing defendant Forbes’ management of the church.1 Plaintiff contends that this information was intentionally disseminated by defendant Forbes and defendant Frank Boone, a church employee.

On November 19, 2002, plaintiff commenced this action. The complaint, comprising two causes of action, seeks to recover as against both defendants for intentional infliction of emotional distress, and for breach of fiduciary duty as against defendant Forbes. By this motion, defendant Forbes moves for summary judgment and dismissal of plaintiff’s complaint. Defendant Boone cross-moves for similar relief.

Discussion

Motions for summary judgment limit this court’s role to finding issues, and not resolving them. To succeed, it is therefore incumbent upon the movant to provide the court with admissible evidence sufficient to demonstrate an absence of any triable issues of fact, thereby demonstrating entitlement to judgment as a matter of law (Sillman v Twentieth Century-Fox Film Corp., 3 NY2d 395 [1957]; Winegrad v New York Univ. Med. Ctr., 64 NY2d 851, 853 [1985]; see generally 2 Barr, Altman, Lipshie, and Gerstman, New York Civil Practice Before Trial § 37:91-37:92 [James Publ 2007]). The opposing party bears the burden of producing evidentiary proof in admissible form that is sufficient to establish the existence of material issues of fact requiring trial. Mere conclusions, expressions of hope, or unsubstantiated allegations are insufficient for this purpose (Zuckerman v City of New York, 49 NY2d 557 [1980]), and, if there is any doubt that triable issues of fact exist, summary judgment will not be granted.

[602]*602As a preliminary matter, contrary to defendant Forbes’ lengthy characterization in his motion papers,2 the only causes of action contained within plaintiffs complaint are those giving rise to claims of intentional infliction of emotional distress and breach of fiduciary duty. There are no causes of action sounding in intentional tort, defamation, or otherwise, and this court will not entertain an analysis of those areas of law.

Secondly, counsel for defendant Forbes, although not expressing this desire in the notice of motion for summary judgment, additionally seeks dismissal of this action predicated upon the claim that applicable statutes of limitations were violated, and, to some extent, for failure to properly effectuate service of the summons and complaint upon his client. Both of these arguments are without merit. Not only was the action timely commenced as to both asserted causes of action,3 defendant Forbes answered plaintiff’s complaint in September of 2003. Said answer, which does not include a jurisdictional defense, constitutes an appearance under CPLR 320 (a) (see Urena v NYNEX, Inc., 223 AD2d 442 [1st Dept 1996]). Simply put, defendant Forbes cannot now, in 2008, argue that he was somehow improperly served in this action.

Breach of Fiduciary Claim

Whether formal or informal, a fiduciary relationship is one which is “founded upon trust or confidence reposed in one person in the integrity and fidelity of another” (Apple Records v Capitol Records, 137 AD2d 50, 57 [1st Dept 1988], citing Cody v Gallow, 28 Misc 2d 373 [1961]). It only exists however, when one of the parties is “under a duty to act for or to give advice for the benefit of another upon matters within the scope of the relation” (Marmelstein v Kehillat New Hempstead: The Rav Aron Jofen Community Synagogue, 11 NY3d 15, 21 [2008], quoting EBC I, Inc. v Goldman, Sachs & Co., 5 NY3d 11, 19 [2005] [citations omitted]). The inquiry into whether such a relation[603]*603ship exists is therefore fact-specific, and focuses largely on whether there exists reliance, de facto control and dominance within the relationship (Marmelstein, 11 NY3d 15, 21 [2008]; AG Capital Funding Partners, L.P. v State St. Bank & Trust Co., 11 NY3d 146 [2008]; Northeast Gen. Corp. v Wellington Adv., 82 NY2d 158, 173 [1993]).

While courts may decide secular disputes involving religious institutions on neutral principles of law (see Vione v Tewell, 12 Misc 3d 973 [Sup Ct, NY County 2006]; Avitzur v Avitzur, 58 NY2d 108 [1983]; Park Slope Jewish Ctr. v Congregation B’nai Jacob, 90 NY2d 517 [1997]; Berger v Temple Beth-El of Great Neck, 303 AD2d 346 [2d Dept 2003]), to date, the Court of Appeals has left open the question as to whether a viable claim for breach of fiduciary duty may independently exist as against a member of the clergy.4 The Court’s reluctance is derived from the concern over the fact that the very nature of this type of claim would likely require the interpretation of religious doctrine, thereby creating troubling constitutional implications under the First Amendment (see Lightman v Flaum, 97 NY2d 128, 137 [2001]; Marmelstein, 11 NY3d 15, 21 [2008]; Wende C. v United Methodist Church, N.Y. W. Area, 4 NY3d 293 [2005], cert denied 546 US 818 [2005]).

This is not to say that a claim for breach of fiduciary duty as against a member of the clergy is destined to fail in this state. Success based on prevailing case law however, requires the plaintiff to reach an exacting standard. As set forth by the Marmelstein Court,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
21 Misc. 3d 599, Counsel Stack Legal Research, https://law.counselstack.com/opinion/guice-mills-v-forbes-nysupct-2008.