Guardianship of Jacquelyn Anne Faircloth v. Main Street Entertainment, Inc., etc.

Supreme Court of Florida·Decided March 7, 2024·No. SC2022-0910·Published

Opinion

Supreme Court of Florida

No. SC2022-0910

GUARDIANSHIP OF JACQUELYN ANNE FAIRCLOTH, Petitioner,

vs.

MAIN STREET ENTERTAINMENT, INC., etc., Respondent.

March 7, 2024

MUÑIZ, C.J.

We accepted jurisdiction to review the decision of the First District Court of Appeal in Main Street Entertainment, Inc. v. Faircloth, 342 So. 3d 232 (Fla. 1st DCA 2022). There the district court passed on and certified the following question as one of great public importance:

Whether the comparative fault statute, section 768.81, Florida Statutes, applies to tort actions involving the dram-shop exception contained in section 768.125, Florida Statutes, against a vendor who willfully and unlawfully sold alcohol to an underage patron, resulting in the patron’s intoxication and related injury?

Id. at 249.

To unpack the certified question, we note that section 768.81 1 says that percentage-of-fault-based liability, rather than joint and several liability, governs a “negligence action.” § 768.81, Fla. Stat. In turn, section 768.125 permits liability when a person “willfully and unlawfully” provides alcohol to an underage patron and intoxication and injury ensue. § 768.125, Fla. Stat. The issue is whether the action permitted by section 768.125 is a “negligence action,” even though the statute requires willful misconduct.

Without approving all the district court’s reasoning, we agree that the answer to the certified question is yes: the action permitted by the underage drinker exception in section 768.125 is a negligence action for purposes of the comparative fault statute, section 768.81.

I

Late one night in November 2014, a speeding pickup truck struck 18-year-old Jacquelyn Faircloth as she crossed a street on foot. The driver of the truck was Devon Dwyer, age 20. Both Dwyer

1. All statutory citations in this opinion refer to the 2014 edition of the Florida Statutes, the year the accident occurred.

and Faircloth were intoxicated at the time of the collision. Tragically, Faircloth suffered catastrophic and permanent injuries.

Faircloth’s guardianship later sued Potbelly’s and Cantina 101, two Tallahassee bars, seeking money damages. Without explicitly invoking section 768.125, the complaint alleged that Potbelly’s and Cantina 101 had “willfully and unlawfully” served alcoholic beverages to Dwyer and Faircloth, respectively. The complaint said that each of the underage drinkers then became intoxicated, and that their intoxication caused the accident. Dwyer’s intoxication impaired his driving, the complaint said, and Faircloth’s intoxication led her to step into the street in front of Dwyer’s oncoming truck.

Potbelly’s responded with a comparative fault defense, arguing that any fault attributable to Faircloth should reduce the bar’s liability. But the trial court rejected that defense before trial. The court decided that, since section 768.125 requires willful misconduct, the guardianship’s lawsuit was not a “negligence action” for purposes of the comparative fault statute. Indeed, the trial court ruled that the lawsuit was based on an intentional tort.

Potbelly’s stipulated at trial that it had willfully and unlawfully served alcoholic beverages to Dwyer. The bar’s defense focused on the causation element of the guardianship’s claim. Potbelly’s argued that Dwyer was not intoxicated at the time of the accident— and that, even if he was, his intoxication did not cause the collision. Potbelly’s maintained that the accident was unavoidable once Faircloth darted in front of Dwyer’s oncoming truck.

The jury rejected Potbelly’s’ arguments and found the bar liable. So the trial court entered final judgment for $28.6 million against Potbelly’s and Cantina 101, jointly and severally. Cantina 101 had defaulted and did not appear at trial.

Over a dissent, the First District reversed the judgment on appeal. The district court held that the trial court should have allowed Potbelly’s to assert a comparative fault defense under section 768.81. After reviewing the background of section 768.125 and this Court’s precedents, the district court concluded: “Following the statute’s enactment, selling or furnishing alcohol to a minor must be done willfully for the vendor to be liable, but the vendor is liable in negligence, not an intentional tort.” Main St. Ent., Inc., 342 So. 3d at 235.

The First District then decided how fault could be allocated in this case: “We hold that Potbelly’s may raise a comparative negligence defense between itself and, ultimately, Cantina 101 as derivatively liable entities; not between Potbelly’s and its underage patron [Dwyer]; and not between Potbelly’s and Cantina 101’s underage patron [Faircloth].” Id. at 237. The court reasoned that, as “derivatively liable” entities, each bar was responsible for all the fault attributable to the underage drinker it had served. Id. at 236- 37.

We agree with the First District that the underage drinker exception in section 768.125 permits a negligence action. But we neither approve nor disapprove the district court’s “derivative liability” analysis and its conclusion that liability cannot be apportioned between a selling bar and the underage drinker who becomes intoxicated and injures himself or others. The latter issues are outside the scope of the certified question, and we will not address them further.

II

Everyone agrees that the underage drinker exception in section 768.125 includes a willfulness requirement. The

guardianship insists this means that the action permitted by section 768.125 is not a negligence action. We disagree.

A

The common law traditionally held that “a commercial vendor of alcoholic beverages could not be liable for the negligent sale of those beverages when either the purchaser or third persons were injured as a result of their consumption.” Ellis v. N.G.N. of Tampa, Inc., 586 So. 2d 1042, 1044 (Fla. 1991). Courts usually reasoned that the drinker—rather than the alcohol provider—should be liable. But seminal decisions in 1959 by the New Jersey Supreme Court and the U.S. Court of Appeals for the Seventh Circuit kicked off a national trend toward expanded common law liability in this area.

By 1967, Florida courts had set aside the common law’s no-

liability-for-providers rule when injuries stemmed from the illegal sale of alcohol to underage drinkers. First, in Davis v. Shiappacossee, 155 So. 2d 365 (Fla. 1963), our Court found a bar liable to the parents of a 16-year-old boy who had purchased alcohol from the bar, become intoxicated, driven his car into an oak tree, and died. Then, in Prevatt v. McLennan, 201 So. 2d 780 (Fla.

2d DCA 1967), the Second District Court of Appeal found a tavern liable to a third party shot by an underage drinker to whom the tavern had sold alcohol.

The courts in Davis and Prevatt grounded liability on a theory of negligence per se. Davis, 155 So. 2d at 367; Prevatt, 201 So. 2d at 781. That theory derives a governing standard of care from statutes that do not on their face create tort liability. A “plaintiff who claims that the defendant was negligent per se in violating a safety statute is not claiming a new species of tort but simply asserting an ordinary negligence claim.” Dan B. Dobbs et al., The Law of Torts § 148, at 467 (2d ed. 2011). Like Potbelly’s here, the defendant bars in Davis and Prevatt had violated section 562.11, Florida Statutes, which makes it a misdemeanor to provide alcoholic beverages to underage persons.

Establishing negligence per se satisfies only one element of the plaintiff’s negligence cause of action—the breach element. The plaintiff must also establish “1) that he is of a class the statute was intended to protect; 2) that he suffered injury of the type the statute was designed to prevent; and 3) that violation of the statute was the

proximate cause of the injury.” Bryant v. Jax Liquors, 352 So. 2d 542, 544 (Fla. 1st DCA 1977).

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Guardianship of Jacquelyn Anne Faircloth v. Main Street Entertainment, Inc., etc., (Fla. 2024).

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