Guadalupe Lugo v. Regions Bank, Ginger Lott, Temporary Guardian of the Person and Estate Pending Contest and Marissa Garcia, Guardian Ad Litem

CourtCourt of Appeals of Texas
DecidedJune 6, 2024
Docket01-22-00438-CV
StatusPublished

This text of Guadalupe Lugo v. Regions Bank, Ginger Lott, Temporary Guardian of the Person and Estate Pending Contest and Marissa Garcia, Guardian Ad Litem (Guadalupe Lugo v. Regions Bank, Ginger Lott, Temporary Guardian of the Person and Estate Pending Contest and Marissa Garcia, Guardian Ad Litem) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Guadalupe Lugo v. Regions Bank, Ginger Lott, Temporary Guardian of the Person and Estate Pending Contest and Marissa Garcia, Guardian Ad Litem, (Tex. Ct. App. 2024).

Opinion

Opinion issued June 6, 2024

In The

Court of Appeals For The

First District of Texas ———————————— NO. 01-22-00438-CV ——————————— IN THE GUARDIANSHIP OF SAMANTHA LUGO, AN INCAPACITATED PERSON

On Appeal from Probate Court No. 4 Harris County, Texas Trial Court Case No. 382193

MEMORANDUM OPINION

Appellant, Guadalupe Lugo (“Guadalupe”), the mother of Samantha Lugo, an

incapacitated person (“Samantha”), challenges the trial court’s order granting the

amended motion in limine of appellee, Regions Bank, the Trustee of the Section

1301 Management Trust for Samantha (the “Bank”), and finding that Guadalupe had

an interest adverse to Samantha such that she had no standing to participate in the guardianship proceeding. In three issues, Guadalupe contends that the trial court

erred in granting her counsel’s motion to withdraw without giving her time to find

new counsel to defend against the Bank’s motion in limine and in appointing

appellee, Ginger Lott, as successor third-party private professional guardian of

Samantha’s person.1

We reverse and remand.

Background

Samantha, in infancy, suffered a brain injury which left her permanently

incapacitated, and the settlement of a medical malpractice lawsuit filed by

Samantha’s parents led to the creation of a trust for her care.

In 2016, Samantha’s sister, Guadalupe Leticia Lugo (“Tish”), was appointed

as the guardian of Samantha’s person. Four years later, in June 2020, the Bank filed

an application to remove Tish as guardian. Among other things, the Bank alleged

that Tish had “create[d] unnecessary costs and financial drain on [Samantha’s]

finances,” citing various conflicts between Tish and the Bank.2 Eventually, the Bank

agreed not to pursue Tish’s removal in exchange for her resignation as guardian of

Samantha’s person. After Tish’s resignation as guardian, the trial court heard

1 See TEX. EST. CODE ANN. § 1055.001. 2 The history of this dispute is set forth in detail in our previous opinion in In re Guardianship of Lugo, No. 01-21-00403-CV, 2022 WL 17835520, at *1–5 (Tex. App.—Houston [1st Dist.] Dec. 22, 2022, no pet.) (mem. op.).

2 testimony concerning the appointment of Guadalupe as her daughter’s guardian of

the person but made no ruling at that time as to whether Guadalupe should be

appointed successor guardian. It appointed Marissa Garcia to serve as Samantha’s

guardian ad litem pending contest.

On May 14, 2021, Guadalupe filed a written application for appointment as

guardian of Samantha’s person.3 She alleged that she “ha[d] been providing daily

care and life decisions” for Samantha, who lived with her, since Samantha was an

infant. Guadalupe also pointed out that under the Texas Estates Code, she was

qualified to accept letters of guardianship and had priority over other applicants to

serve as Samantha’s guardian.4

On February 11, 2022, the Bank filed an amended motion in limine

challenging Guadalupe’s interest in the guardianship proceeding. The Bank

acknowledged that Guadalupe “ha[d] lovingly cared for her daughter, Samantha, for

years, and continue[d] to do so.” But the Bank alleged that “[Guadalupe] and Tish

[we]re one and the same” and that “[t]hrough her attorney and [Guadalupe], Tish

continue[d] to create drama and unnecessary expense.” And the Bank argued that

Guadalupe had an interest adverse to Samantha because “of her defiance to repay

funds” to the trust “and the influence over her by and involvement of [Tish] and

3 See TEX. EST. CODE ANN. § 1203.102(a). 4 See id. § 1104.102.

3 Tish’s attorneys in the[] guardianship proceeding[].” According to the Bank,

Guadalupe owed the trust $40,055.14 because Samantha had to “vacate her home

and move into a condominium” when Guadalupe’s home was damaged during the

extreme cold weather in Texas during Winter Storm Uri in February 2021. Since

then, the trust “ha[d] been paying the nearly $9,000 rental on the condominium.”

And the Bank observed that although the trial court had ordered Guadalupe “to pay

$40,055.14 to the trust, she ha[d] not made the payment.” Thus, the Bank asserted

that Guadalupe had “a financial interest which [wa]s adverse to Samantha and [the

trust] . . . such that she lacked standing under Texas Estates Code section 1055.001

to apply for or contest an application for guardianship.” The Bank requested that

the trial court “(i) intervene on behalf of Samantha, (ii) find that the application for

guardianship and the original petition seeking the removal of trustee” filed by

Guadalupe “should be dismissed due to lack of standing, and (iii) award all other

relief to which [the] trustee [wa]s entitled.”

Three days later, on February 14, 2022, Bryan Sample, Guadalupe’s

then-attorney, filed a motion for withdrawal as counsel. As grounds for withdrawal,

Sample asserted that Guadalupe was “unable effectively to communicate with [him]

in a manner consistent with good attorney-client relations” and “ha[d] not complied

with the terms” of their attorney-client agreement. Sample also reported in the

motion that a “Trustee’s Motion to Enforce Court’s Order” filed by the Bank was

4 set for hearing on March 3, 2022 at 9:30 a.m. But Sample, who had not filed a

response on behalf of Guadalupe to the Bank’s amended motion in limine, did not

identify any other pending motions or hearing settings. A copy of Sample’s motion

to withdraw was “delivered to the last known address of Applicant [by] certified

mail.” The motion for withdrawal was set for hearing at 1:30 p.m. on March 3, 2022,

the same date as the trustee’s motion to enforce.

The March 3, 2022 hearing was held remotely. The trial court first addressed

Sample’s motion to withdraw. At the trial court’s request, Sample clarified that he

represented only Guadalupe, and he did not represent Tish. The trial court then

stated that it would sign Sample’s proposed order granting the motion to withdraw

and told Sample to “make sure that it says [Guadalupe] on it.”5 The record, though,

does not contain a signed order granting Sample’s motion to withdraw.

Next, the trial court proceeded to hear the Bank’s amended motion in limine.6

The Bank called Guadalupe as its first witness. Guadalupe, who was attending the

5 The record does not affirmatively show whether Guadalupe participated the portion of the hearing addressing Sample’s motion to withdraw. She is not listed in the “appearances” portion of the reporter’s record, was not announced as present, did not speak, and was not addressed by counsel or the trial court until she was sworn in as a witness for the later portion of the hearing addressing the Bank’s amended motion in limine. 6 The “Trustee’s Motion to Enforce Court’s Order” was not addressed at the March 3, 2022 hearing.

5 hearing by telephone, confirmed that she needed an interpreter.7 She also stated to

the trial court that she “d[id]n’t have an attorney.” The trial court responded that

Guadalupe “d[id]n’t have an attorney because [she] d[id]n’t have an attorney,” that

she “ha[d] the right to have an attorney, and [she] d[id]n’t have one.” Guadalupe

replied that she “need[ed] one.” The trial court told her that she “should have hired

one before.”

Technical problems ensued during the hearing, and Guadalupe was placed in

an electronic waiting room. While Guadalupe was in the electronic waiting room

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Guadalupe Lugo v. Regions Bank, Ginger Lott, Temporary Guardian of the Person and Estate Pending Contest and Marissa Garcia, Guardian Ad Litem, Counsel Stack Legal Research, https://law.counselstack.com/opinion/guadalupe-lugo-v-regions-bank-ginger-lott-temporary-guardian-of-the-texapp-2024.