Griffith v. Smith

30 Va. Cir. 250
CourtRichmond County Circuit Court
DecidedMarch 4, 1993
DocketCase No. LT-460-2
StatusPublished

This text of 30 Va. Cir. 250 (Griffith v. Smith) is published on Counsel Stack Legal Research, covering Richmond County Circuit Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Griffith v. Smith, 30 Va. Cir. 250 (Va. Super. Ct. 1993).

Opinion

BY Judge Robert L. Harris, Sr.

Before the Court is Defendant Wiliam Clarke’s Request for Sanctions, pursuant to section 8.01-271.1 of the Virginia Code. Section 8.01-271.1 states, in relevant part:

Every pleading, written motion, and other paper of a party represented by an attorney shall be signed by at least one attorney of record in his individual name ....
The signature of an attorney or party constitutes a certificate by him that (i) he has read the pleading, motion, or other paper, (ii) to the best of his knowledge, information and belief, formed after reasonable inquiry, it is well grounded in fact, and is warranted by existing law or a good faith argument for the extension, modification, or reversal of existing law, and (iii) it is not inteiposed for any improper purpose, such as to harass or to cause unnecessary delay or needless increase in the cost of litigation ....
If a pleading, motion, or other paper is signed or made in violation of this rule, the court, upon motion or upon its own [251]*251initiative, shall impose upon the person who signed the paper or made the motion, a represented party, or both, an appropriate sanction, which may include an order to pay to the other party or parties the amount of the reasonable expenses incurred because of the filing of the pleading, motion, or other paper or making of the motion, including a reasonable attorney’s fee.

Va. Code Ann. § 8.01-271.1 (1992).

On February 5, 1991, Jacqueline Griffith, through her attorney, Thomas H. Roberts, filed suit in the Circuit Court of the City of Richmond against Wiliam Otto Smith and William Clarke, M.D. The suit arose from an auto accident that occurred on October 3, 1989, in which Smith was driving an automobile that collided with a vehicle operated by Griffith. Informed by Smith’s insurance carrier that Smith claimed an antibiotic prescribed for him by Dr. Clarke had caused Smith to lose consciousness, Roberts included Clarke as a party defendant based upon an alleged failure to warn Smith of the hazards of operating a vehicle while on the antibiotic.

On March 15, 1991, Defendant Clarke, through his attorney, Michael L. Goodman, filed a Demurrer and asked that sanctions be imposed upon Plaintiff’s attorney pursuant to section 8.01-271.1. A hearing was held on April 22, 1991, and finding no cause of action against Clarke had been stated under existing Virginia law, the Court sustained the Demurrer and dismissed the suit against Clarke on May 13, 1991. However, the Court declined to impose sanctions at that juncture, finding that, although the legal theory urged by Roberts had not been accepted in Virginia, his argument could be viewed as a “good faith argument for the extension, modification, or reversal of existing law.’’ Id. However, the Court did doubt whether afactual basis existed for the suit and took under advisement its ultimate ruling on Qaike’s Motion for Sanctions to allow Roberts an opportunity to provide some evidence that he had a genuine basis for a reasonable belief that antibiotics were among that class of pharmaceuticals to which a duty to warn of side effects relevant to this suit attached.1

[252]*252The matter of sanctions lay dormant until raised again by Dr. Clarke, through his counsel, by letter to the Court of May 14, 1992.2 Up through that date, no documentation relating to the factual reasonableness of the allegations in the Motion for Judgment against Clarke had been submitted by Roberts. Following the letter of May 14, 1992, the Court inquired as to the amount of sanctions sought by Clarke, and from that inquiry arose the letter of June 3, 1992 from Clarke’s counsel to the Court announcing Clarke’s willingness to be satisfied with $500.00 and an apology. That “offer” was subsequently refused by Roberts and a final hearing on the sanctions motion was held on September 10, 1992. Even at that hearing, Roberts offered no documentation supporting the reasonableness of the allegations made against Clarke, but he was given an additional forty-five days to provide, either through another hearing or through affidavits, some evidence either that there was a reasonable factual basis for the claim, or that, prior to filing suit, he had made reasonable inquiry to ascertain whether there was such a factual basis.3 See Va. Code Ann. § 8.01-271.1 (signature of attorney on pleading certifies that “to the [253]*253best of his knowledge, information and belief, formed after reasonable inquiry, it is well grounded in fact. . . .”) (emphasis added). During that forty-five day window of opportunity, Roberts produced affidavits from two fellow attorneys attesting to the reasonableness of his inquiry prior to filing his motion for judgment and affidavits from both a physician and a pharmacist attesting to the possibility of anaphylactic reactions to antibiotic therapy, reactions so severe they can cause loss of consciousness or death. This Court does not believe that the information provided in those affidavits in any way provides a factual basis upon which Roberts could have grounded his Motion for Judgment against Clarke.4 Accordingly, the Court, for reasons to be discussed, finds that the Plaintiff’s Motion for Judgment had no basis in fact and that counsel for the Plaintiff, prior to filing suit against Clarke, engaged in no reasonable inquiry upon which to base any belief that the Motion for Judgment was well grounded in fact. The Court will grant the Motion for Sanctions and order Plaintiff’s Counsel to pay $5000.00 of the attorney’s fees incurred by Dr. Clarke.

[254]*254A request for the imposition of sanctions against an attorney for the wrongful filing of a lawsuit raises delicate issues.

The possibility of a sanction can protect litigants from the mental anguish and expense of frivolous assertions of unfounded factual and legal claims and against the assertions of valid claims for improper purposes. And, sanctions can be used to protect courts against those who would abuse the judicial process. Yet the threat of a sanction should not be used to stifle counsel in advancing novel legal theories or asserting a client’s rights in a doubtful case. Finally, courts should take care that the litigation of a sanction issue does not itself defeat one purpose of Code § 8.01-271.1, that of reducing the volume of unnecessary litigation.

Oxenham v. Johnson, 241 Va. 281, 286, 402 S.E.2d 1, 3 (1991). However, this admonition to courts to be cautious in imposing sanctions notwithstanding, an overabundance of caution in imposing sanctions against persons who file either frivolous suits or suits bom of an improper motive strips the sanctions statute of value. See Oxenham, 241 Va. at 298, 402 S.E.2d at 10 (Poff, S.J., dissenting) (goal of sanctions statute of eliminating frivolous litigation “can be achieved only by the imposition of sanctions sufficient to deter such practices”); cf. Eastway Constr. Corp. v. City of New York, 762 F.2d 243, 253 (2d Cir. 1985), cert. denied, 484 U.S. 918 (1987) (court quotes drafters of Federal Rule of Civil Procedure

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Bluebook (online)
30 Va. Cir. 250, Counsel Stack Legal Research, https://law.counselstack.com/opinion/griffith-v-smith-vaccrichmondcty-1993.