Griffin v. Sevatec, Inc.

209 F. Supp. 3d 1318, 2016 U.S. Dist. LEXIS 127655, 2016 WL 5122561
District Court, N.D. Georgia·Decided July 5, 2016·No. CIVIL ACTION NO. 1:16-CV-0390-AT·Published

Opinion

ORDER

Amy Totenberg, United States District Judge

This matter, one of a series of actions brought pro se by Dr. Griffin,1 is before [1320] the Court on Rule 11 grounds. Fed. R. Civ. P. 11. The Court held a hearing on June 28, 2016 to explain Rule 11 and its implications to Dr. Griffin and to hear her side of the story. The Court explained the potential future Rule 11 sanctions set forth below and informed Dr. Griffin that a written order would follow. This is that Order.

Rule 11(b)(2) states: “By presenting to the court a pleading, written motion, or other paper—whether by signing, filing, submitting, or later advocating it—an attorney or unrepresented party certifies that to the best of the person’s knowledge, information, and belief, formed after an inquiry reasonable under the circumstances: [ ] the claims, defenses, and other legal contentions are warranted by existing law or by a nonfrivolous argument for extending, modifying, or reversing existing law or for establishing new law[.]” Fed. R. Civ. P. 11. The 1983 Advisory Committee’s Note to Rule 11 addressed the issue of parties proceeding pro se, stating in part, “[although the standard is the same for unrepresented parties, who are obliged themselves to sign the pleadings, the court has sufficient discretion to take account of the special circumstances that often arise in pro se situations.” Advisory Committee’s Notes on 1983 Amendments to Fed. R. Civ. P. 11, 28 U.S.C. App., p. 8.

Those “special circumstances” of pro se litigation often cause courts to impose a somewhat lower standard on the pro se litigant, requiring more of a frivolity showing before issuing Rule 11 sanctions against them. The Seventh Circuit described its reasoning and standard as follows:

In a civil case, where there is no right to appointment of counsel, courts naturally are more lenient when it comes to assessing against litigants not represented by counsel sanctions for frivolous litigation than they are in the case of litigants who do have counsel. A layman cannot be expected to realize as quickly as a lawyer would that a legal position has no possible merit, and it would be as cruel as it would be pointless to hold laymen who cannot afford a lawyer—which so far as appears is [the pro se plaintiffs] position—to a standard of care that they cannot attain even with their best efforts. Nevertheless, when a layman persists in a hopeless cause long after it should have been clear to him, as a reasonable (though not law-trained) person, that his cause was indeed hopeless, sanctions should be imposed, as this and other courts have frequently done in “tax protester” and other frivolous pro se suits. It is no defense that the pro se litigant may not have thought his cause hopeless; we cannot peer into a litigant’s mind; it is enough that a reasonable person in his position would have known that he had no basis for challenging the district court’s decision.

Bacon v. Am. Fed’n of State, Cty., & Mun. Employees Council, No. 13, 795 F.2d 33, 34-35 (7th Cir.1986) (internal citations omitted) (emphasis added). From Dr. Griffin’s perspective, she is pursuing these claims in. an effort to instill fairness and justice in the medical insurance system, which she views as neither fair nor just. The Court recognizes and well understands that perspective. But. a reasonable person in Dr. Griffin’s position would know by now that the legal claims she has presented have no viability in the Eleventh Circuit.

[1321] The Eleventh Circuit condones Rule 11 sanctions placed on pro se litigants by assessing fees and placing restrictions on their filings as appropriate in a given case. The Circuit has explained the limits of such sanctions as follows:

The only restriction this Circuit has placed upon injunctions designed to protect against abusive and vexatious litigation is that a litigant cannot be “completely foreclosed from any access to the court.” Procup v. Strickland, 792 F.2d [1069] at 1074 [ (11th Cir.1986) ] (emphasis in original). This Court has upheld pre-filing screening restrictions on litigious plaintiffs. Copeland v. Green, 949 F.2d 390 (11th Cir.1991); Cofield v. Alabama Public Serv. Comm., 936 F.2d 512, 517-18 (11th Cir.1991). This Court has also stressed that, “[c]onsiderable discretion necessarily is reposed in the district court” when it drafts such orders. Procup v. Strickland, 792 F.2d at 1074.

Martin-Trigona v. Shaw, 986 F.2d 1384, 1387 (11th Cir.1993). And while “courts cannot construct blanket orders that completely close the courthouse doors to those who are extremely litigious[,] courts may take other, more creative, actions to discourage hyperactive litigators as long as some access to the courts is allowed.” Cofield v. Alabama Pub. Serv. Comm’n, 936 F.2d 512, 517-18 (11th Cir.1991).

Here, Dr. Griffin has filed 23 cases before this Court. All but 3 have been dismissed, almost all on the very same ground: her ability to bring her ERISA claims are based on an assignment that is not valid because the plan at issue contains a clear and unambiguous anti-assignment provision. The Eleventh Circuit has affirmed all 8 Griffin cases it has decided, almost all on this ground.

At the hearing on June 28, the Court explained to Dr. Griffin that whether or not the Court agrees with binding Supreme Court and Eleventh Circuit precedent, it is bound to apply the legal principles established by such precedent in interpreting ERISA’s provisions and applying these to Plaintiffs claims. The Eleventh Circuit has affirmed the Court— again and again, albeit in unpublished decisions—explaining that the Court had indeed gotten the law correct. While other Circuits may have different standards regarding ERISA assignments of benefits, the standard applied by this Court has been consistent with Eleventh Circuit rulings and repeatedly affirmed. And under that standard, Dr. Griffin does not state a claim for relief under the statute if the ERISA plan at issue contains a clear and unambiguous anti-assignment provision, or if the plan places certain conditions on an assignment, e.g., prior written consent of the plan, and Dr. Griffin does not allege that she satisfies those conditions.

Dr. Griffin responded at the hearing that-she understands she will not receive any relief in this Circuit, so will not file any more cases here and will go—indeed, has gone—to other courts to vindicate her rights.

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Griffin v. Sevatec, Inc., 209 F. Supp. 3d 1318, 2016 U.S. Dist. LEXIS 127655, 2016 WL 5122561 (N.D. Ga. 2016).

209 F. Supp. 3d 1318 (Griffin v. Sevatec, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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