Gregory Paul Johnson v. Samuel Lewis

929 F.2d 460, 91 Daily Journal DAR 3347, 91 Cal. Daily Op. Serv. 2085, 1991 U.S. App. LEXIS 4469, 1991 WL 36474
CourtCourt of Appeals for the Ninth Circuit
DecidedMarch 22, 1991
Docket90-16074
StatusPublished
Cited by55 cases

This text of 929 F.2d 460 (Gregory Paul Johnson v. Samuel Lewis) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gregory Paul Johnson v. Samuel Lewis, 929 F.2d 460, 91 Daily Journal DAR 3347, 91 Cal. Daily Op. Serv. 2085, 1991 U.S. App. LEXIS 4469, 1991 WL 36474 (9th Cir. 1991).

Opinion

ALARCON, Circuit Judge:

Gregory Paul Johnson, a state prisoner, appeals pro se from the denial of his petition pursuant to 28 U.S.C. § 2254. The district court held that Johnson was barred from seeking review of his federal constitutional claim because he had failed to present it in the Arizona state courts. The district court also concluded that Johnson had failed to demonstrate cause and prejudice for his procedural default. We vacate and remand with directions because we conclude that Johnson is not barred from filing a petition for collateral review of his federal constitutional claim under Arizona law.

FACTUAL BACKGROUND

An Arizona jury convicted Johnson of aggravated assault, armed robbery, and kidnapping. On his direct appeal before the Arizona Court of Appeals, Johnson’s appointed counsel asserted that the trial court committed reversible error in its evi-dentiary rulings and that the prosecutor was guilty of misconduct. Johnson’s appointed appellate counsel did not present a federal constitutional claim in support of these contentions. He relied solely on cases from Arizona and New York. The Arizona Court of Appeals affirmed the judgment of conviction. The Arizona Supreme Court denied review.

Johnson did not seek post-conviction collateral review of his federal constitutional claim before the Arizona courts pursuant to Rule 32.1, 17 Ariz.Rev.Stat.Ann., Rules of Criminal Procedure (1987). Instead, Johnson filed a petition pursuant to 28 U.S.C. § 2254 in the United States District Court for the District of Arizona. Johnson alleged that his federal constitutional due process right had been violated during his trial. In response, the State of Arizona, on behalf of the state officials, filed a motion to dismiss the petition claiming that Johnson had procedurally defaulted on his due process claim because he did not raise any federal constitutional issue on his direct appeal before the Arizona courts as required under Rule 32.2. The State further argued that Johnson did not come within any of the exceptions to Rule 32.2.

In response to the government’s motion to dismiss the habeas corpus petition, the district court, in its order to show cause, stated as follows:

In his amended petition, Johnson raises six instances of alleged error during his trial, which he claims resulted in the denial of his federal due process rights. ‘When a petitioner at one time could have raised his constitutional claim in state court but did not and is now barred from doing so by a state rule of procedure, he has procedurally defaulted on his claim.’ Tacho v. Martinez, 862 F.2d 1376, 1378 (9th Cir.1988).
*462 Johnson failed to raise his federal constitutional claims on direct appeal to the Arizona Court of Appeals. He is now barred from doing so by Rule 32.2, Arizona Rules of Criminal Procedure. Rule 32.2 provides as follows: ‘a. Preclusion. A petitioner will not be given relief under this rule based upon any ground: ... (3) knowingly, voluntarily and intelligently not raised at trial, on appeal, or in any previous collateral proceeding_’ Because Johnson was represented by appellate counsel, this Court infers that he knowingly, voluntarily and intelligently chose not to raise his federal constitutional claims in state court.
Johnson asserts that his federal constitutional claims were in fact presented in his direct appeal to the Arizona Court of Appeals, although not specifically la-belled as such. However, neither Johnson’s appellate briefs nor the Court of Appeals’ decision makes any reference to any claim based on a violation of the federal constitution. Nor are any federal cases cited in the briefs or in the decision. The lack of ‘fundamental error’ found by the Court of Appeals was a lack of fundamental error under the Arizona state constitution.

The district court ordered Johnson “to show that [he] in any of the cases cited in his state appellate briefs advanced federal claims which are the same as those upon which he now seeks federal habeas relief, or alternatively to show cause for and prejudice from his procedural default on the six claims raised in his amended petition.” The district court did not request that Johnson present evidence that might tend to prove that he did not knowingly, voluntarily, and intelligently fail to raise his federal constitutional claim.

Johnson filed a response to the order to show cause. He argued to the court that

... ‘cause’ for the procedural default exists in that under the circumstances of the case, appointed counsel’s failure to raise the claim properly could not possibly have been the result of a strategic, tactical, or ‘sandbagging’ choice. And, that appointed appellate counsel’s failure to properly raise the claims was against the known wishes of petitioner.

In support of this argument, Johnson submitted the affidavit by his state appointed appellate counsel, Mr. Jim D. Himelic. In his affidavit, Mr. Himelic stated that

[djuring the process of preparing the Opening Brief and Reply Brief in the state case, I interviewed Mr. Gregory Paul Johnson at the State facility; that we discussed the issues to be raised in the Opening Brief; that at no time did Mr. Johnson intentionally waive or agree to waive any federal Constitutional argument that he may have concerning his Appeal; ... I did not intentionally waive or fail to raise any federal Constitutional arguments; in fact, I believe that the argument raised in the Brief, particularly the argument concerning the burden of proof and the misconduct of the Prosecutor, do in fact raise federal Constitutional arguments concerning the due process rights of an accused in a criminal trial.

DISCUSSION

In this matter, we must decide whether the district court correctly determined that the petitioner was barred from seeking collateral review of his federal constitutional claim under Arizona law where the undisputed evidence showed (1) that he instructed his court-appointed appellate counsel to raise his federal constitutional claim in his direct appeal, and (2) that his attorney believed that he had raised the issue in the briefs filed on his client’s behalf. Prior to the filing of Johnson’s pro se response to the February 22,1990, Order To Show Cause, the district court inferred from the fact that the petitioner was represented by counsel that “he knowingly, voluntarily, and intelligently chose not to raise his federal constitutional claims in state court.” In denying the petition for federal habeas corpus relief on June 27, 1990, the district court held that because Johnson failed to raise his federal claims before the Arizona courts, “[h]e has thus procedurally defaulted and we proceed to determine whether he has made a sufficient showing of cause and prejudice.” In the order of *463 June 27, 1990, the district court did not discuss nor cite the Arizona statutes that govern the right of a convict to seek review of the deprivation of federal constitutional rights during trial.

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929 F.2d 460, 91 Daily Journal DAR 3347, 91 Cal. Daily Op. Serv. 2085, 1991 U.S. App. LEXIS 4469, 1991 WL 36474, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gregory-paul-johnson-v-samuel-lewis-ca9-1991.