Gregory Escobar v. Michael O'leary, Warden of Stateville Penitentiary, and Neil Hartigan, Attorney General of the State of Illinois

943 F.2d 711, 1991 U.S. App. LEXIS 21259, 1991 WL 173022
CourtCourt of Appeals for the Seventh Circuit
DecidedSeptember 10, 1991
Docket90-1860
StatusPublished
Cited by32 cases

This text of 943 F.2d 711 (Gregory Escobar v. Michael O'leary, Warden of Stateville Penitentiary, and Neil Hartigan, Attorney General of the State of Illinois) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gregory Escobar v. Michael O'leary, Warden of Stateville Penitentiary, and Neil Hartigan, Attorney General of the State of Illinois, 943 F.2d 711, 1991 U.S. App. LEXIS 21259, 1991 WL 173022 (7th Cir. 1991).

Opinion

CUMMINGS, Circuit Judge.

In this habeas case, we must decide whether petitioner Gregory Escobar’s Fifth Amendment right to be free from double jeopardy has been violated. The state court trial judge sua sponte declared a mistrial during Escobar’s first trial and Escobar was subsequently re-tried and convicted. We affirm the district court’s denial of the writ.

BACKGROUND

Rudy Lozano, a Hispanic union organizer and unsuccessful aldermanic candidate from the 22nd Ward in Chicago, was murdered on June 8, 1983, in his home as he dressed to go out for the day. The police originally suspected Ken Fuentes. When the police took Fuentes into custody for questioning on July 1, 1983, Fuentes gave them his handgun, which proved to be the gun used to kill Lozano. Fuentes originally told the police that the gun was in his possession on the day Lozano was shot. After learning that he was a suspect in the murder case, Fuentes remembered that he had given his gun to his cousin, Alfredo Olvera, the day before the shooting. The police took Olvera into custody, and Olvera divulged that he in turn had given the gun to petitioner Escobar, another of Fuentes’ cousins, the night before Lozano was murdered.

Escobar was taken into custody at 6 P.M. on the evening of July 2, 1983. After advising him of his Miranda rights, the police interrogated him, on and off, through the night. Initially Escobar denied murdering Lozano, but he confessed in the middle of the night after Fuentes and Olvera, who were being held in the same station, were brought in to confront him. The police took Escobar’s statement the next morning. Escobar stated that on the night before the killing, Olvera made an offer of $5,000 to any of his friends who would kill Lozano. Olvera, according to Escobar’s statement, had a vendetta against Lozano because of his failure to pay a $7,000 drug debt. Escobar stated that he obtained Fuentes’ gun from Olvera the night he made his offer. The next morning Escobar bicycled to Lozano’s house and shot him.

Escobar’s trial commenced on April 5, 1984, before Judge James M. Bailey in the Circuit Court of Cook County. The prosecution’s main witnesses included the police officers who had investigated the case and taken Escobar’s confession, and Ken Fuentes, who testified that he had given his gun to Olvera the day before the murder. Olvera did not testify. Escobar’s confession was read into evidence near the close of the prosecution’s case. After the prosecution rested, Escobar testified. He alleged that his confession had been *714 coerced. Defense counsel stressed that there were no eyewitnesses to the crime and that Escobar’s fingerprints were not found on the scene. Escobar’s theory was that Olvera or Fuentes had committed the crime.

The jury began deliberating immediately after lunch on April 10, following three and a half days of trial. Late in the afternoon, the jury sent a note to the trial judge asking if they could consider a written statement made by Olvera on July 6, 1983. This statement had not been admitted into evidence. When the judge examined the materials that had been brought into the jury room, he discovered that the government’s “street files” had gone back with the jury. These files contained inadmissible evidence such as polygraph examination reports, gang photographs, police reports, and newspaper reports about the trial. They were contained in a cart labelled “GANG CRIMES” on both sides. When asked how much of the street file had been seen by the jury, the foreman responded that the jury had gone through “just about all of it” (Tr. 819).

After sending the foreman back to the jury room, the judge asked counsel for input. Defense counsel responded, “We’ll just have to proceed. We don’t want to jeopardize our position” (Tr. 821). The judge then called out the jury, explained that the documents in the street file were to be disregarded, and questioned them about their ability to reach an impartial verdict. The jurors responded collectively that they could do so. The judge allowed the jury to continue deliberating. The jury was sequestered the evening of April 10, deliberated all day April 11, and was sequestered again that night.

The following morning, April 12, at 10 A.M., the jury sent a note to the judge stating, “We would like to come back into court. We cannot reach a unanimous verdict” (Tr. 833). The judge called the jury into the courtroom and asked the foreman if the jurors were deadlocked and if they would be able to reach a verdict. The foreman responded “no” to each question (Tr. 833). At that point the judge sent the jury back to the jury room and asked the attorneys for their advice. Defense counsel asked for a Prim instruction, the Illinois state version of a “dynamite” charge urging the jury to reach a verdict. People v. Prim, 53 Ill.2d 62, 74-76, 289 N.E.2d 601, 608-610 (1972), certiorari denied, 412 U.S. 918, 93 S.Ct. 2731, 37 L.Ed.2d 144. The judge declared, “We’re wasting our time” and stated that “in light of what went on, what went back to the jury room and everything else, I’m going to declare a mistrial” (Tr. 834). He then called out the jury and discharged the jury members.

A week later Escobar submitted a motion to dismiss the case in which he argued that a second trial would violate double jeopardy principles. When the motion was argued on April 24, he contended that because the mistrial had been precipitated by prosecutorial overreaching, retrial was prohibited. The motion was denied.

The case was re-tried by the same judge but before another jury beginning May 8. The evidence was much the same, except that the defendant rested without testifying or calling anyone to testify on his behalf. The jury convicted him after a half day of deliberations and the judge sentenced him to 40 years in prison.

On direct appeal, the Appellate Court of Illinois, First Judicial District, rejected Es-cobar’s double jeopardy claim. It found that Escobar had impliedly consented to the mistrial by failing to object adequately to the mistrial declaration and that prosecu-torial overreaching had not prompted the mistrial. The court rejected the other evi-dentiary and sufficiency challenges presented. People v. Escobar, 168 Ill.App.3d 30, 118 Ill.Dec. 736, 522 N.E.2d 191 (1st Dist.1988). After filing an unsuccessful Petition for Leave to Appeal to the Illinois Supreme Court, see People v. Escobar, 122 Ill.2d 583, 125 Ill.Dec. 226, 530 N.E.2d 254 (1988), Escobar petitioned for a writ of habeas corpus in federal district court. The district judge denied the writ because he agreed that Escobar had impliedly consented to re-trial. The judge held in addition that regardless of defendant’s consent, manifest necessity existed for the *715 mistrial. The judge rejected the only other argument pursued by Escobar in his habe-as petition, that the introduction of polygraph evidence at Escobar’s second trial violated Escobar’s due process rights. This appeal followed.

ANALYSIS

A. Double Jeopardy

1. Implied Consent

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943 F.2d 711, 1991 U.S. App. LEXIS 21259, 1991 WL 173022, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gregory-escobar-v-michael-oleary-warden-of-stateville-penitentiary-and-ca7-1991.