Greenberg v. Heyman-Silbiger

2017 Ohio 515
CourtOhio Court of Appeals
DecidedFebruary 14, 2017
Docket16AP-283
StatusPublished
Cited by6 cases

This text of 2017 Ohio 515 (Greenberg v. Heyman-Silbiger) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Greenberg v. Heyman-Silbiger, 2017 Ohio 515 (Ohio Ct. App. 2017).

Opinion

[Cite as Greenberg v. Heyman-Silbiger, 2017-Ohio-515.]

IN THE COURT OF APPEALS OF OHIO

TENTH APPELLATE DISTRICT

Amy and Josh Greenberg, : Co-Guardians of the Person and Estate of Lawrence D. Schaffer et al., : : Plaintiffs-Appellants, : v. No. 16AP-283 : (C.P.C. No. 15CVH-09-8335) Sherri R. Heyman-Silbiger, Executor of The Estate of Brian L. Heyman et al. : (REGULAR CALENDAR)

Defendants-Appellees. :

D E C I S I O N

Rendered on February 14, 2017

On brief: Giorgianni Law LLC, and Paul Giorgianni, for appellants. Argued: Paul Giorgianni.

On brief: Reminger Co., L.P.A., D. Patrick Kasson and Acacia M. Perko, for appellees. Argued: D. Patrick Kasson.

APPEAL from Franklin County Court of Common Pleas

TYACK, P.J. {¶ 1} Plaintiffs-appellants, Josh and Amy Greenberg, as Co-Guardians of the Person and Estate of Lawrence D. Schaffer, appeal from the April 8, 2016 decision and entry granting defendants-appellees, Sherri R. Heyman-Silbiger, Executor of the Estate of Brian L. Heyman, and Trustee of the Brian L. Heyman Trust's, motion to dismiss the first amended complaint for lack of subject-matter jurisdiction, motion for summary judgment, and the decision denying the motion for substitution of parties. For the reasons that follow, we affirm the judgment of the court of common pleas. No. 16AP-283 2

I. FACTUAL AND PROCEDURAL BACKGROUND

{¶ 2} Josh and Amy Greenberg were the guardians of the person and the estate of Lawrence D. Schaffer. Plaintiff, Rybac, Inc., is an Ohio corporation owned by Schaffer and a named plaintiff in the original and amended complaint. Rybac, Inc. is not pursuing an appeal in this action. {¶ 3} Schaffer and Brian L. Heyman had, over a period of years, a personal and business relationship. Schaffer loaned funds to Heyman pursuant to an oral contract, and Heyman allegedly failed to repay those funds. Heyman died on February 8, 2015. An estate was opened in Cuyahoga County on April 28, 2015, with Sherri Heyman-Silbiger as executor. On July 13, 2015, the Greenbergs, as Schaffer's guardians, presented a claim against the Heyman estate for $1,000,000. On July 23, 2015, the Greenbergs received notice that the claim had been disallowed. Rybac, Inc. did not present a claim against Heyman's estate at any time. {¶ 4} Approximately two months later, on September 20, 2015, Schaffer died. The day after Schaffer died, on September 21, 2015, the Greenbergs filed the original complaint in this case as "C0-Guardians of the Person and Estate of Lawrence D. Schaffer." The complaint alleged breach of an oral agreement to repay funds, fraud in the inducement, unjust enrichment, conversion of funds from Rybac, Inc., and fraud. {¶ 5} On September 22, 2015, the day after filing the complaint in this case, the Greenbergs, as guardians for Schaffer, filed a suggestion of death of their ward, Lawrence D. Schaffer, in an unrelated case. (Nov. 9, 2015 Affidavit of Adam Fried, Ex. A.) No suggestion of death was filed in the instant case. {¶ 6} On September 23, 2015, two days after the complaint was filed, the two- month statute of limitations on rejected claims against the Heyman estate expired pursuant to R.C. 2117.12. {¶ 7} An estate was opened for Schaffer in the Franklin County Probate Court on October 1, 2015. Josh Greenberg was appointed fiduciary of the estate. {¶ 8} On October 23, 2015, the Greenbergs, again acting only as Schaffer's guardians, filed an amended complaint in this case adding a claim for elder abuse, but, in all other respects, the amended complaint appeared to be the same as the first complaint. No. 16AP-283 3

{¶ 9} On November 9, 2015, Silbiger filed a combined motion to dismiss the first amended complaint, pursuant to Civ.R. 12(B)(1), and a motion for summary judgment pursuant to Civ.R. 56(C). Silbiger argued that the Greenbergs had no legal authority to commence an action on behalf of their ward Schaffer because Schaffer died prior to the filing of the complaint. Silbiger argued that the death of the ward terminated the guardianship and the powers of the guardian to act on behalf of the ward, and therefore the complaint filed by the Greenbergs as guardians was a nullity. Furthermore, Silbiger claimed that the personal representative of Schaffer's estate failed to commence an action before the limitations period expired. Thus, Silbiger argued that any claim attributable to Schaffer was time-barred by application of R.C. 2117.12, the two-month statute of limitations for filing a claim against an estate. {¶ 10} On November 24, 2015, Josh Greenberg, now the executor of the estate of Lawrence D. Schaffer, moved, under Civ.R. 25(A)(1), to substitute the estate of Schaffer, as the correct party plaintiff in place of Amy and Josh Greenberg, Co-Guardians in the case.1 The Greenbergs responded to the motion to dismiss/motion for summary judgment by arguing that the situation was akin to a misnomer of a party in the caption of the complaint rather than a case where a previously unknown claim was raised for the first time by filing suit in the name of a deceased person. The Greenbergs argued that prior to his death, Schaffer was, in essence, a party to the ongoing claim against Heyman's estate and therefore the instant case was not a new action raising an unknown claim in the name of a deceased person. {¶ 11} Silbiger responded that Civ.R. 25(A) only applies if a party dies. Since Schaffer was never a party to the instant action because he was deceased at the time the complaint was filed, Silbiger argued that Civ.R. 25(A)(1) could not be used. Silbiger asserted they would be prejudiced by any late substitution because allowing such substitution would interfere with the timely administration of the Heyman estate. {¶ 12} The Greenbergs then responded that it was not possible for the Schaffer estate to be opened within the narrow timeframe in this case and that the Greenbergs

1 The Greenbergs argue on appeal that Civ.R. 17(A) applies, but in their response to the motion to dismiss/motion for summary judgment, Civ.R. 17 was not mentioned. No. 16AP-283 4

were acting on behalf of Schaffer to preserve the claim that was filed and rejected in the Cuyahoga County Probate Court. {¶ 13} Here, the trial court first examined Rybac, Inc.'s claims and found them to be time-barred because Rybac, Inc. did not present a claim against the Heyman estate within six months of the death of Heyman pursuant to R.C. 2117.06(B). {¶ 14} The trial court then determined that Schaffer's death terminated the guardianship and, along with it, any power of the Greenbergs to commence an action on his behalf. The trial court cited Whitley v. River's Bend Health Care, 183 Ohio App.3d 145, 2009-Ohio-3366 (4th Dist.) ("Whitley I"), for the proposition that "[t]his is no pleading technicality but, rather, a question of legal authority on the part of one person to act for another." Id. at ¶ 15. The trial court, relying on Whitley I and Levering v. Riverside Methodist Hosp., 2 Ohio App.3d 157, 159 (10th Dist.1981), found that the complaint—filed by the guardians after the death of their ward—was a legal nullity, and not a pleading. {¶ 15} The trial court rejected the argument that the complaint could be rescued by substitution of the executor of the estate pursuant to Civ.R. 25(A). Relying on Levering, the trial court reasoned that Civ.R. 25(A) only allowed substitution upon death if a party dies. Since Schaffer was already deceased prior to the filing of the complaint, the trial court concluded there was no party-plaintiff from the inception, and therefore Civ.R. 25(A) did not apply. The trial court denied the motion for substitution of parties. The trial court then reasoned that R.C.

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Cite This Page — Counsel Stack

Bluebook (online)
2017 Ohio 515, Counsel Stack Legal Research, https://law.counselstack.com/opinion/greenberg-v-heyman-silbiger-ohioctapp-2017.