Green v. State

55 S.W.3d 633, 2001 WL 170787
Court of Appeals of Texas·Decided August 29, 2001·No. 12-99-00152-CR·Published·Cited by 21 cases

Opinion

OPINION AFTER MOTION FOR REHEARING

DAVIS, Chief Justice.

On November 15, 2000, this Court delivered an opinion affirming Appellant’s conviction. Thereafter on December 21, 2000, Appellant filed a motion for rehearing. We overrule that motion, but withdraw our opinion of November 15, 2000, and substitute the following opinion in its place.

Appellant, David Wayne Green, was indicted for the felony offense of capital murder. Appellant pleaded not guilty and was tried before a jury on the issues of guilt and punishment. He was thereafter convicted of capital murder, and punishment was assessed at life imprisonment. Appellant presents seven issues on appeal. 1 We affirm.

Exclusion of Expert Testimony

In his first issue, Appellant asserts that the trial court erred in excluding expert testimony. At trial, Appellant called Thomas Allen, Ph.D. (“Allen”) to testify as an expert regarding the scientific study and analysis of false confessions and the application of that research to Appellant’s case. In a pretrial confession, Appellant had made inculpatory statements regard *637 ing his guilt and sought, through Allen’s testimony, to show that they were false.

At trial, Allen testified that he was a psychologist with a doctorate from East Texas State University. However, when Allen was asked about false confessions, the trial court stopped the proceedings and excused the jury. Appellant thereafter advised the trial court that his purpose in calling Allen was to instruct the jury on the “phenomenon called a false confession,” and that “there are reasons scientifically why folks give false confessions.” The trial court asked Appellant to show him a case where a false confession expert had testified in a criminal case. After a pause to permit Appellant to try to locate such a case (which search was unsuccessful), the trial court held a hearing to “test the rationale of this so-called confession expertise, false confession expertise.”

On direct examination by Appellant, outside the presence of the jury, Allen testified that in psychology, there is a concept wherein people who have not committed a crime will nevertheless confess. He testified that the concept of false confessions is scientifically accepted and has been the subject of “extensive and long-time” literature, studies and reports. He indicated that there had been references in literature as early as 1905. Allen also testified that there are studies in “statement analysis,” an applied technique for scientifically determining whether or not a confession is valid. He stated that he has studied “quite a bit” but not all of the literature on “statement analysis.”

Allen testified that there are three types of false confessions: (1) the internalized confession, (2) the coerced confession, and (3) the voluntary false confession. After studying Appellant’s written and taped statements, as well as the statement of Melinda Green, Appellant’s ex-wife, Allen stated that he had eliminated the first category and most of the second and had instead focused on the third. Allen stated that he believes voluntary false confessions are usually given by persons who are mentally ill, have a personality disorder, have an “attention seeking” motivation, or seek to cover some other crime or protect some other person.

Allen then testified to the criteria involved in statement analysis or, as it is also known, statement reality analysis. He stated that there are approximately eighteen criteria involved in such analysis. According to Allen, the first five criteria, coherence, spontaneous reproduction, sufficient detail, contextual embedding, and description of interactions, are the most important. If all five are present, one is probably getting a statement that is reliable and accurate. The presence or absence of the remaining criteria refine the analysis of reliability and accuracy. In applying the major criteria to Appellant, Allen found significant problems in Appellant’s statement, indicating that it was not reliable and further found problems in at least six of the remaining criteria. He classified Appellant’s statement as a false confession based on the criteria.

On cross-examination by the State, Allen stated that he had never before testified as an expert in false confessions. He stated he was not aware of any other psychologists who had testified as such but knew of experts who had researched and written about it. He stated that there is no formal organization of psychologists with experience in false confessions but many are members of the American Psychological Association’s division of law and human behavior. When asked what scientific authorities accept the techniques of statement analysis, Allen named several researchers in the field. He admitted that the application of the criteria is a semi-objective technique by which another per *638 son who is familiar with confessions, with the research literature and has clinical experience could reproduce the results. Allen however admitted that he had not spoken with investigators or the polygraph operators who took the statements; he had only reviewed the transcripts of Appellant’s statements and may have listened to the audiotapes.

Following examination of the witness, the trial court ruled the evidence inadmissible because (1) there was no case law recognizing such expert testimony, (2) Allen had never testified in this area before, (3) there was “no dedicated certification process for this confession process,” and (4) there were “no periodicals dedicated to this process.” The trial court further found Allen’s opinion to be subjective and “not readily re-produceable [sic].” The trial court held that the issue was one of credibility couched in psychiatric or pseudo-psychiatric terms.

Appellant argues that Texas Rule of Evidence 702 permits the introduction of evidence regarding false confessions and its application to Appellant. Appellant relies on the following cases for the proposition that Allen’s testimony should have been permitted: Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993); Nenno v. State, 970 S.W.2d 549 (Tex.Crim.App.1998), overruled in part on other grounds, State v. Terrazas, 4 S.W.3d 720 (Tex.Crim.App.1999); Jordan v. State, 928 S.W.2d 550 (Tex.Crim.App.1996); and Kelly v. State, 824 S.W.2d 568 (Tex.Crim.App.1992). Appellant argues that his inability to call Allen deprived him of his constitutional rights to due process, trial by jury, effective assistance of counsel and his rights under Article 1, sections 10 and 19 of the Texas Constitution. 2

The State responds that Allen’s testimony was properly excluded because (1) Allen had never testified on the subject before, (2) no one had ever testified on the subject, (3) Allen was unable to state what scientific authorities accepted the techniques and analysis he used, and (3) the novelty of the theory involved had no sound scientific basis.

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Green v. State, 55 S.W.3d 633, 2001 WL 170787 (Tex. Ct. App. 2001).

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