Green v. National Archives & Records Administration

992 F. Supp. 811, 1998 U.S. Dist. LEXIS 1040, 1998 WL 44450
CourtDistrict Court, E.D. Virginia
DecidedFebruary 2, 1998
DocketCivil Action 97-0146-A
StatusPublished
Cited by7 cases

This text of 992 F. Supp. 811 (Green v. National Archives & Records Administration) is published on Counsel Stack Legal Research, covering District Court, E.D. Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Green v. National Archives & Records Administration, 992 F. Supp. 811, 1998 U.S. Dist. LEXIS 1040, 1998 WL 44450 (E.D. Va. 1998).

Opinion

MEMORANDUM OPINION

ELLIS, District Judge.

Plaintiff brings this suit to obtain judicial review of the National Archives and Records Administration’s (“NARA”) decision to dispose of over 2000 motion picture films that are a part of a NARA collection known as *814 Record Group 260 (“RG-260”). At issue specifically, given the parties’ cross motions for summary judgment, are;

(i) whether NARA’s refusal to allow plaintiff continued access to the films after December 1996, given its disposal decision, constitutes an “improper withholding” under the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552;
(ii) whether plaintiff has standing to challenge NARA’s disposition of the films under the Disposal of Records Act (“DRA”), 44 U.S.C. § 3301 et seq.;
(iii) whether NARA provided proper notice of its intention to dispose of the films under the DRA; and
(iv) whether NARA’s decision to dispose of the films was arbitrary and capricious under the Administrative Procedure Act (“APA”), 5 U.S.C. § 706.

I.

As every school child learns and a diminishing number of us remember, the United States occupied the various Japanese islands, including the Ryukyus, 1 following the end of World War II. As part of the post-war occupation effort, the U.S. Occupation Headquarters established the United States Civil Administration of the Ryukyu Islands (“US-CAR”), which administered the Ryukyus for a period of approximately twenty five years. When the Ryukyus reverted to Japan in 1972, USCAR was dissolved, and its records were transferred to NARA. Among these records are the approximately 2185 films now collected, categorized, and known as RG-260. These films, many of which are labeled in Japanese and have Japanese soundtracks, were taken throughout the occupation period and chronicle the events and circumstances of that period. NARA’s guide to its holdings specifically describes the RG-260 films as depicting “historical events, personalities, ceremonial events, and social and economic activities in the Ryukyu Islands, ....” In the aggregate, the films, contained in 56 boxes, have a viewing time of approximately 360 hours.

The NARA custodial unit charged with storing the films is the Motion Picture, Sound, and Video Branch (“The Branch”). In 1995, the Branch began to re-appraise the films, a process whereby NARA records are reviewed to determine whether they are worthy of continued retention. Records that do not have sufficient “administrative, legal, research, or other value to warrant their continued preservation by the Government” may, after notice and an opportunity for interested parties to comment, be disposed of pursuant to the DRA. 44 U.S.C. § 3303a(a). Based on this standard, NARA has promulgated, through its Records Management Handbook and other publications, additional criteria and procedures for appraising records of permanent value. 2 This appraisal process enables NARA to avoid both a loss of valuable documentation and the retention of duplicative or unnecessary documentation.

The RG-260 review or re-appraisal task was assigned to Steven Hamilton, a NARA employee with some Japanese language skills. At the time he began viewing a sample of the films in June 1995, Hamilton was employed in the Records Declassification Division of NARA, but had not previously worked with NARA’s audiovisual holdings. The assignment was Hamilton’s first appraisal of audiovisual records, and it was conducted as part of a cross-training exercise designed to expose Hamilton to a new branch within NARA.

After sampling films from at least 30 of the 56 boxes, Hamilton issued a report dated September 25, 1995, recommending that the *815 films be considered for disposal. In his report, Hamilton concluded that much of the subject matter of the films was of particular local interest, and that to the extent the films chronicled the U.S. administration of the Ryukyus, that role was better documented by other films contained within NARA’s permanent holdings. Specifically, Hamilton reasoned that;

[T]he best appraisal of the project film is a comparison with the film that is already within the permanent holdings of [Motion Picture, Sound and Video Branch]. There seems [sic] to be many films within the holdings that cover the Army presence from 19JA to 1961. Subjects covered are very similar to those in the project.. .My recommendation for the film of this project hinges on the comparison with the permanent holdings that [the Branch] has and those of the project. It seems that the time period is all ready [sic] well documented in the permanent holdings and no significant new insights are provided by the project film, (emphasis added).

Thus, apparently central to Hamilton’s conclusion was the erroneous assumption that the films covered only the seventeen year period from 1944 to 1961 3 and not the approximately twenty-five year period of US-CAR’s administration of the Ryukyus. Yet, this is not the complete story. In support of his conclusion, Hamilton attached an appendix to the report that provided a brief description of the content of the films he had sampled from the thirty boxes, and at times, the date on which a particular film had been made. Contrary to the body of the report, the appendix indicates that Hamilton reviewed films dated later than 1961. For example, the appendix noted that at least one film was dated 1969, and several others were dated 1970.

Hamilton’s report, including the appendix, was sent to Donald Roe, the NARA audiovisual expert assigned to supervise Hamilton’s cross-training exercise, and ultimately, to make a formal recommendation concerning the disposition of the films. Roe concurred with Hamilton’s overall evaluation of the films, and his December 7, 1995 letter to this effect perpetuates Hamilton’s error concerning the span of years covered by the RG-260 films. Specifically, Roe noted that the Branch “[has] a large number of films in [its] holdings relating to the Ryukyu Islands during the period 19JA-1961 .. .The films in this accession [RG-260] cover many of the same subject areas as the films [the Branch] already ha[s].” (emphasis added). Accordingly, Roe, in the same letter, recommended disposing of all RG-260 films save one. Yet, as in the case of Hamilton’s report, this is not the whole story as to Roe. In his December 7 letter, Roe referred to Hamilton’s appendix in recommending that the Branch retain a film from box #26, which consisted of an interview with British journalist Norman Barrywine. 4

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Bluebook (online)
992 F. Supp. 811, 1998 U.S. Dist. LEXIS 1040, 1998 WL 44450, Counsel Stack Legal Research, https://law.counselstack.com/opinion/green-v-national-archives-records-administration-vaed-1998.