Green v. Montgomery

219 F.3d 52, 2000 U.S. App. LEXIS 11665
Court of Appeals for the Second Circuit·Decided May 24, 2000·No. 1999·Published·Cited by 55 cases

Opinion

219 F.3d 52 (2nd Cir. 2000)

VERNON GREEN, Plaintiff-Appellant,
v.
PHILLIP MONTGOMERY; EDWARD FITZGERALD, Police Officer; JOSEPH TROY, Police Officer; JOSEPH O'REILLY, Police Officer; EDWARD HOLMES, Sgt.; DANIEL GUIDO, Supervisor; SUFFOLK COUNTY POLICE DEPARTMENT; and COUNTY OF SUFFOLK; Defendants-Appellees.

Docket No. 99-7515
August Term, 1999

UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT

Argued: February 15, 2000
Decided: May 24, 2000

Plaintiff-appellant appeals from a summary judgment granted against him by the district court on the ground that he was collaterally estopped from relitigating issues necessarily decided in a prior state court proceeding. We certify. [Copyrighted Material Omitted]

LEONARD G. KAPSALIS, Hauppauge, New York, for Plaintiff-Appellant.

ARLENE S. ZWILLING, Assistant County Attorney, County of Suffolk (Robert J. Cimino, Suffolk County Attorney, on the brief), for Defendants-Appellees.

Before: KEARSE, CALABRESI, and KATZMANN, Circuit Judges.

CALABRESI, Circuit Judge:

Plaintiff-Appellant Vernon Green brought this § 1983 action alleging, inter alia, unlawful use of excessive force and malicious prosecution in violation of various constitutional rights. The district court granted summary judgment for the defendants, holding that a New York Supreme Court determination that Green was a juvenile delinquent who had recklessly endangered the life of Police Officer Phillip Montgomery was entitled to preclusive effect. Given the finding of endangerment, the district court held that defendants were--as a matter of law--justified in using deadly force against Green. The district court further ruled that (1) because Green was indicted by a grand jury on the charges that form the basis for his malicious prosecution claim, there was a presumption that his prosecution was supported by probable cause and (2) Green had failed to overcome that presumption. Green appeals, arguing that under New York law he is not barred from relitigating the determination that he recklessly endangered the life of Officer Montgomery, since that determination occurred in a juvenile adjudication. But, in fact, both the question of whether the protections afforded to juveniles in §§ 380.1 and 381.2 of the Family Court Act apply to non-family court juvenile adjudications and the effects of prior state court juvenile adjudications in a later litigation are significant unsettled questions of New York law. As a result, and because all of the issues raised in this appeal turn on whether Green is precluded from challenging the reckless endangerment finding, we certify.

A. BACKGROUND

The following facts are drawn from the district court's published opinion. See Green v. Montgomery, 43 F. Supp. 2d 239 (E.D.N.Y. 1999). On November 1, 1988, Police Officers Phillip Montgomery, Edward Fitzgerald, Joseph Troy, and Joseph O'Reilly (collectively "the officers"), responded to an anonymous tip that stolen vehicles, including a black Jeep Wrangler, were being kept in the parking lot of an apartment complex on Bay Shore Road in North Babylon, New York. The caller told the police that the vehicles would be moved that night.

The same evening, Green--who had just turned fifteen--along with his brother and some friends, arrived at the parking lot of the Bay Shore Road apartment complex. They pulled up next to a black Jeep Wrangler. Green then entered the Jeep and began to drive it. At about this time, the officers drove into the lot and blocked the exit with their vehicles. The officers got out of their cars and chased Green and his friends on foot in the parking lot.

At this point, the versions of the story diverge. Green claims that without provocation, Troy and Montgomery began firing at him as the Jeep he was driving rolled to a halt. The officers contend instead that as they tried to make an investigatory stop, Green drove the Jeep at Montgomery, causing Montgomery and Troy to shoot.

Green, who was wounded in the head by the officers' fire, was arrested and indicted by a grand jury for attempted murder in the second degree, attempted assault in the first degree, reckless endangerment in the first degree, grand larceny in the third degree, and criminal possession of stolen property in the third degree. Following a bench trial in the Supreme Court of New York, the court found in favor of Green on the charges of attempted murder, assault, and grand larceny, and against Green on the reckless endangerment and criminal possession of stolen property charges. The Supreme Court's commitment order stated that Green had "been convicted of/adjudicated a Juvenile Delinquent for the crime[] of Reckless Endangerment 1st Degree . . . in full satisfaction of [the] Indictment." Jt. App. 439.

Green subsequently filed this § 1983 action, alleging the use of excessive force, false arrest, false imprisonment, and malicious prosecution in violation of his Fourth Amendment rights. His complaint also contained state law claims for false arrest, false imprisonment, malicious prosecution, negligence, and assault and battery. By stipulation, all the state law claims with the exception of assault and battery were withdrawn.

The defendants moved for summary judgment on the remaining claims. Finding that the state court's determination that Green had recklessly endangered Montgomery's life precluded relitigation of that issue, the district court held that, as a matter of law, the defendants were justified in using deadly force against Green. As to the other federal claims, the court ruled that Green had failed to overcome the presumption of probable cause that arose from his indictment by a grand jury. The court therefore granted defendants' motion for summary judgment on all of Green's federal claims and refused to exercise supplemental jurisdiction over any of the remaining state law claims. Green appeals the district court's grant of summary judgment with respect to his § 1983 claims for excessive force and malicious prosecution.

B. DISCUSSION

Federal courts give state court judgments the same preclusive effect that they would have in the courts of that state. See Colon v. Coughlin, 58 F.3d 865, 869 n.2 (2d Cir. 1995). Under New York law, collateral estoppel will apply only "if (1) the issue in question was actually and necessarily decided in a prior proceeding, and (2) the party against whom the doctrine is asserted had a full and fair opportunity to litigate the issue in the first proceeding." Id. at 869. The party alleging issue preclusion has the burden of showing that the identical issue was decided in the prior proceeding, while the party opposing preclusion has the burden of showing an absence of a full and fair opportunity to litigate that issue. See id. Each of the issues raised in this appeal turns on the resolution of the question of whether, under New York law, Green's state court proceedings are entitled to preclusive effect.

i. Excessive Force

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Green v. Montgomery, 219 F.3d 52, 2000 U.S. App. LEXIS 11665 (2d Cir. 2000).

219 F.3d 52 (Green v. Montgomery) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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