Graver v. Monsanto Co., Inc.

716 So. 2d 435, 97 La.App. 5 Cir. 799, 1998 La. App. LEXIS 1691, 1998 WL 344480
CourtLouisiana Court of Appeal
DecidedJune 30, 1998
Docket97-CA-799
StatusPublished
Cited by2 cases

This text of 716 So. 2d 435 (Graver v. Monsanto Co., Inc.) is published on Counsel Stack Legal Research, covering Louisiana Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Graver v. Monsanto Co., Inc., 716 So. 2d 435, 97 La.App. 5 Cir. 799, 1998 La. App. LEXIS 1691, 1998 WL 344480 (La. Ct. App. 1998).

Opinion

716 So.2d 435 (1998)

Buddy GRAVER, et al.
v.
MONSANTO COMPANY, INC., et al.

No. 97-CA-799.

Court of Appeal of Louisiana, Fifth Circuit.

June 30, 1998.
Rehearing Denied September 17, 1998.

*436 Darryl J. Foster, Dwight C. Paulsen, III, Nicole D. Martin, Lemle & Kelleher, L.L.P., New Orleans, Donald A. Hoffman, Hoffman Sutterfield, New Orleans, for defendants-appellants.

Patrick W. Pendley, Lawrence G. Gettys, Plaquemine, Donald T. Carmouche, John H. Carmouche, Donaldsonville, Don Almerico, Destrehan, for plaintiffs-appellees.

Before GRISBAUM, C.J., and GAUDIN and DALEY, JJ.

GRISBAUM, Chief Judge.

This appeal concerns the certification of a class action. We affirm in part and amend in part and remand for proceedings consistent with this opinion.

ISSUES

The principal issue presented is simply whether the plaintiffs-appellees meet the requirements of a class action.

FACTS AND PROCEDURAL HISTORY

On March 14, 1996, the plaintiffs, Buddy Graver, George J. Borne, Jr., and Hilman J. Matherne, individually and on behalf of those similarly situated, filed a class action petition against the defendants, Monsanto Company, Inc. and 28 named supervisors at Monsanto. Plaintiffs are retired Monsanto employees seeking compensatory damages for high frequency hearing loss resulting from unprotected exposure to high levels of industrial noises at the Monsanto facility in Luling, Louisiana. The class of individuals, which the named plaintiffs seek to represent, consists of themselves and all other co-workers similarly situated who worked for Monsanto for a period of time between the years 1953-1985 and who were exposed to noise levels in excess of 85 decibels on a daily basis.

On June 12, 1997, the trial judge certified this case as a class action and defined the class as:

All those individuals who worked for the defendant, Monsanto Company, at the Luling Louisiana Plant any period of time during the years 1953 to 1985 and were exposed to noise levels in excess of 85 decibels on a regular basis.

See Order Granting Class Certification. Defendants appeal this Order.

PRELIMINARY MATTERS

Appellees filed a Motion to Strike Exhibits, which are not part of the record on *437 appeal, which are attached to appellants' brief, and all reference thereto of: (1) Exhibit "c"—a paper submitted to the 1996 Judicial Conference of the United States Fifth Circuit, and (2) Exhibit "e"—a 1990 article from the Journal of Otolaryngology. They argue that these exhibits were not introduced into evidence at the trial court and, thus, cannot be considered by this Court. We recognize that appellate briefs of parties are not part of the record on appeal, and this Court has no authority to consider on appeal facts referred to in appellate briefs, if those facts are not in the record on appeal. Geo Consultants Int'l v. Professional Roofing and Const. Inc., 95-1016 (La.App. 5th Cir. 3/26/96), 672 So.2d 1002. Although we also have consistently held that examination of exhibits attached to an appellate brief, but not offered into evidence at trial is beyond the scope of review for the Court of Appeal, Geo, supra; Davis v. St. Jude Medical Center, Inc., 94-353 (La. App. 5th Cir. 10/25/94), 645 So.2d 771, writ denied, 94-2864 (La.1/27/95), 649 So.2d 387; Coleman E. Adler & Sons, Inc. v. Waggoner, 538 So.2d 1131 (La.App. 5th Cir.1989), the exhibits presented by appellants are not new evidence, nor do they refer to new facts, but merely are cited as persuasive authority to support their legal argument. Appellants purport to attach these exhibits because their counsel did not believe that the articles would be readily available to the Court should this Court wish to peruse them. We, however, find these exhibits to be textual material. Rule 2-15.4 of the Louisiana Uniform Rules, Courts of Appeal, in pertinent part, provides:

(a) Textual Materials. A book, treatise, or other textual material not conveniently available to the court, used as authority during argument by counsel, shall, on request of court, be deposited with the court until the case is decided. By leave of court, a photocopy of the pertinent material may be substituted in lieu of the book, the treatise, or other textual material.

We did not request that the textual material be deposited with us, nor did appellants request leave of court to deposit the material with us. Following the rationale of our jurisprudence, we find that this failure to comply with the appellate court rules leads us to conclude that the textual material was not properly before us. See Dugas v. Travelers Ins. Co., 613 So.2d 1112 (La.App. 3d Cir. 1993). Ergo, the motion to strike the exhibits from appellants' brief is granted.

LAW AND ARGUMENT

Our standard of review in a class action certification is to afford the trial court great discretion. Clement v. Occidental Chem. Corp., 97-246 (La.App. 5th Cir. 9/17/97), 699 So.2d 1110, writ denied, 97-2884 (La.1/30/98) 709 So.2d 718; Pulver v. 1st Lake Properties, Inc., 96-248 (La.App. 5th Cir. 9/18/96), 681 So.2d 965. Unless the trial court has committed manifest error, we must affirm the order. Clement, supra; Pulver, supra.

In determining whether to certify an action as a class action under Louisiana law, the following requirements are necessary as found in our jurisprudence:

1. A class so numerous that joinder is impracticable, and
2. The joinder as parties to the suit one or more persons who are
(a) members of the class, and
(b) so situated as to provide adequate representation for absent members of the class, and
3. A "common character" among the rights of the representatives of the class and the absent members of the class.

La.Code Civ. P. arts. 591 and 592; Clement, supra; Pulver, supra (citing McCastle v. Rollins Environmental Serv., 456 So.2d 612 (La.1984)). All three of the elements must be met, and it is well settled that it is plaintiff's burden to prove each element by a preponderance of the evidence. Clement, supra.

The first requirement, often referred to as "numerosity," is not met by simply alleging a large number of potential claimants. Clement, supra. Although the class must be so numerous that joinder is impracticable and must establish a definable group of aggrieved persons, identification of all potential class members is unnecessary. McGee v. Shell Oil Co., 95-64 (La.App. 5th *438 Cir. 6/28/95), 659 So.2d 812, writ denied, 95-2476 (La.12/15/95), 664 So.2d 457. The trial court found that this requirement was satisfied since appellees' evidence established that at least 100 to 110 persons, employed by appellant, Monsanto, during the years of 1953 to 1985, have demonstrated an Occupational Safety and Health Administration (OSHA) standard threshold shift that meet the class definition. For reasons later assigned, while we agree that a definable group of aggrieved persons has been identified, we do not agree with the trial court's definition of the class.

The second requirement of "proper joinder" is to ensure adequate representation of the absent class members by requiring that one or more of the class members will represent the interests of the entire class adequately. Clement, supra.

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716 So. 2d 435, 97 La.App. 5 Cir. 799, 1998 La. App. LEXIS 1691, 1998 WL 344480, Counsel Stack Legal Research, https://law.counselstack.com/opinion/graver-v-monsanto-co-inc-lactapp-1998.