Grant v. Guidotti

66 A.D.2d 545, 414 N.Y.S.2d 171, 1979 N.Y. App. Div. LEXIS 10054
Appellate Division of the Supreme Court of the State of New York·Decided February 26, 1979·Published·Cited by 8 cases

Opinion

OPINION OF THE COURT

Shapiro, J.

We affirm the summary judgment granted respondent Macalino by Mr. Justice Feiden, which was based upon two intermediate orders. One order granted the respondent summary judgment and the other order denied appellants’ motion to amend the caption of the action to include Robert Grant as an individual plaintiff as well as a plaintiff in his representative capacity as administrator.

PRELIMINARY STATEMENT

Patricia Grant died while under anesthesia for a Caesarian section on July 20, 1975 at Long Island College Hospital. The defendants, concededly, were not served with process commencing this action until 2 years and 22 days after her death. (The physician defendants other than Dr. Macalino were employees of the defendant hospital.)

In the complaint, the caption of which indicates that the action was brought as one for wrongful death,1 there is included a cause of action wherein the husband, Ronald Grant, seeks damages because "plaintiff has been permanently deprived of the services of the decedent and has been permanently denied the comfort and happiness of her society and companionship.” Preceding this allegation is one stating that "[pjrior to the times herein mentioned the decedent had been in good health and fully capable of performing and actually did perform all the usual duties of housewife in their dwelling.” Thus, although the format of the caption and the complaint (in general) indicated that it was a wrongful death action for the benefit of the children and the widower, the [547] latter was clearly also seeking separate damages for loss of consortium due to the death of his wife.

By separate motions, all the defendants moved to dismiss the complaint on the ground that a wrongful death action must be commenced within two years after the decedent’s death (EPTL 5-4.1). Special Term held that as to the defendant hospital and its employees, plaintiffs’ claim of estoppel raised an issue of fact which could only be determined after trial, but since there was no such issue as to respondent Macalino, summary judgment should be awarded to him.

In the moving affidavit on behalf of Macalino, reference was made to the fact that Ronald Grant’s cause of action for loss of services indicated that he was suing in an individual capacity and that this contradicted the caption wherein he appeared solely as administrator. In response, plaintiffs, cross-moved, inter alia, to amend the caption of the complaint to read "Ronald Grant, individually, and as administrator”. In support of the cross motion plaintiffs’ attorney asserted that "it is clearly the law in New York that an action for loss of consortium is a separate action vested in the husband, which arises from the death of his spouse without regard to the causes of action under the wrongful death statute” and that a "cause of action for loss of consortium [for a period subsequent to the spouse’s death] is not subject to the two-year time limitation of EPTL 5-4.1.” These legal contentions constitute the issue on this appeal.

I

WRONGFUL DEATH ACTION UNDER THE COMMON LAW

It is ancient legal history that under the English common law there was no right to recover damages for wrongful death, just as a cause of action for personal injuries did not survive the death of the injured person or of the tort-feasor (2 Harper and James, Law of Torts, p 1284). The origin of the rule that personal tort actions died with the person of the plaintiff or defendant is obscure (Holdsworth, Origin of Rule in Baker v Bolton, 32 LQ Rev 431; 3 Holdsworth, History of English Law [3d ed], pp 333-336, 576-585, 676-677). Prosser states that "[t]he best conjecture” is that the remedy for tort developed as an adjunct and incident to criminal punishment, which included the process of appeal of felony (which was a criminal proceeding instituted at the behest of a private injured party, includ[548] ing the family of the victim of a homicide) and the action of trespass which succeeded it (Prosser, Torts [4th ed], p 898). In the nonindustrial society of medieval England, the death of one at the hands of another was usually the result of a homicide for which the defendant was executed and all his property confiscated by the Crown, thus leaving no assets from which the deceased’s dependent family could receive compensation for the tort.

Although under early common-law actions in assumpsit did not die with the person, criminal proceedings did (3 Holds-worth, History of English Law [3d ed], p 577). Meanwhile "[trespass or one of its off-shoots was coming to be the form of action used for all torts to person or property” and "trespass and its off-shoots were * * * obviously of a penal character * * * The result was that the rule as to non-survivorship was applied to all causes of action in tort whether to person or property” 3 Holdsworth, History of English Law [3d ed], p 578). The rationale (no matter how weak or unjust) for the nonsurvival of a tort action of the victim of a homicide, however, does not fully explain the denial of an action to the dependent members of his family who had lost the support and services upon which they had depended. In 1808, in Baker v Bolton ([1801] 1 Camp 493) Lord Ellenborough held that the negligently caused death of a man did not give rise to a civil action against the wrongdoer by the dependent members of his family. Although this was a nisi prius decision, and no reason was given for the conclusion thus stated, it was accepted as representing the English common law and was not presented for reconsideration before the English courts until 1873 (Osborn v Gillett, LR 8 Ex 88; see Duke LJ [1965], p 674), by which time it became academic in most cases since Lord Campbell’s Act (known in England as The Fatal Accidents Act and later in this country as the wrongful death statute) was enacted in 1846.

In the first half of the 19th century courts throughout the United States generally followed the Baker rule even though it was not clearly part of the English common law at the time of America’s independence. There were only a few holdings both before and after Baker to the contrary (see Ford v Monroe, 20 Wend 210; Crofs v Guthery, 2 Root [Conn] 90; Shields v Yonge, 15 Ga 349).

One proffered explanation for the Baker rule was given by an English Judge in his charge to a jury. He stated that " 'the [549] ancient common law maxim [was] that the value of life was so great, as to be incapable of being estimated by money’ ” (as quoted in Green v Hudson Riv. R. R. Co., 28 Barb 9, 18). Another was that it was "the policy of the law to secure a greater safety to life and limbs by merging or drowning the right to damages by a civil action in the felony resulting from the killing of a human being by the negligent act of another, thus insuring the co-operation of the next of kin * * * in a vigorous prosecution of the criminal, and preventing the composition or settlement of such offenses” (Green v Hudson Riv. R. R. Co., 2 Abb Ct App 277, 279).

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Grant v. Guidotti, 66 A.D.2d 545, 414 N.Y.S.2d 171, 1979 N.Y. App. Div. LEXIS 10054 (N.Y. Ct. App. 1979).

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