Grant v. Commissioner, Social Security Administration

111 F. Supp. 2d 556, 2000 WL 1239741
CourtDistrict Court, M.D. Pennsylvania
DecidedAugust 23, 2000
Docket3:CV-88-0921
StatusPublished
Cited by6 cases

This text of 111 F. Supp. 2d 556 (Grant v. Commissioner, Social Security Administration) is published on Counsel Stack Legal Research, covering District Court, M.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Grant v. Commissioner, Social Security Administration, 111 F. Supp. 2d 556, 2000 WL 1239741 (M.D. Pa. 2000).

Opinion

OPINION

MUIR, District Judge.

I. Introduction.

On August 12, 1988, an amended complaint against the Secretary of the U.S. Department of Health and Human Services was filed on behalf of a class of social security disability claimants whose claims for benefits were denied by Administrative Law Judge Russell Rowell (hereinafter “ALJ Rowell”). 1 The core allegation in this matter is that ALJ Rowell was biased generally against disability claimants and his bias deprived them of their right to a full and fair hearing in violation of the Social Security Act and the due process clause of the Fifth Amendment to the U.S. Constitution.

II. Procedural history.

This case has resulted in four published decisions to this date. The complete relevant background up to 1993 may be found in two of those decisions. Grant v. Sullivan, 720 F.Supp. 462 (M.D.Pa.1989); Grant v. Shalala, 989 F.2d 1832 (3d Cir.1993). We will highlight here only the developments which are necessary to dispose of the currently pending cross-motions for summary judgment.

The Plaintiff class in this action consists of

all claimants for Social Security disability benefits or Supplemental Security Income disability benefits, or both, who have received ... an adverse decision from Administrative Law Judge Russell Rowell on or after January 1, 1985, and all disability claimants whose claims have been ... assigned to ALJ Rowell for a decision.

Grant v. Sullivan, 131 F.R.D. 436, 450 (M.D.Pa.1990).

After this action was filed, the Chair of the Social Security Administration Appeals Council initiated an administrative investigation of Plaintiffs’ claims. That investigation involved the formation of a special panel which examined records from a statistically significant number of cases assigned to ALJ Rowell. 2 The Plaintiffs *558 chose not to participate in those proceedings because of the civil action pending before us. In October of 1990 the special panel issued a report in which it

concluded that there is no evidence manifested in [ALJ Rowell’s] performance as an ALJ to sustain a conclusion that he is generally biased against claimants for disability benefits under the Social Security Act.

(Report of the Special Appeals Council Panel Examining Allegations of General Bias Involving Administrative Law Judge Russell Rowell, No. 001, pg. iii.) Although the report filed by that panel states that it considered the records in the 212 cases as well as “evidence and arguments submitted to the Court by the plaintiffs in Grant v. Sullivan,” the panel does not identify any such evidence or arguments in its report.

The Acting Chair of the Appeals Council accepted the special panel’s conclusions. In reaching that decision the Acting Chair considered not only the records reviewed by the special panel, but also deposition testimony from ALJ Rowell’s former coworkers. At the time that the special panel had conducted its investigation and issued its report, the case remained pending in this court.

On May 8, 1991, we issued an order permitting the Defendant to file an interlocutory appeal concerning whether we had the authority to hold a trial on Plaintiffs’ claims. In an opinion issued on March 5, 1998, the Court of Appeals for this circuit concluded that we did not have such authority and it remanded the matter for us either to review the administrative record based on the substantial evidence standard or to remand the case to the Social Security Administration for further development of the administrative record. Grant v. Shalala, 989 F.2d 1332 (3d Cir.1993).

On September 17, 1993, the Plaintiffs filed a motion to remand this matter to the Social Security Administration in order for the Plaintiffs to submit additional evidence for the Defendant to consider and incorporate into the administrative record. On January 26, 1994, we issued an order remanding this matter to the Defendant “for further proceedings on the claims of general bias .... ” In that order we stated

[w]e are of the view that Plaintiffs did not receive a full and fair administrative hearing by the Appeals Council. The Secretary’s findings of fact from the hearing are defective because they were rendered in the absence of argument and evidence presented by Plaintiffs on their claims of general bias.

Grant, et al. v. Shalala, No. 88-0921 (M.D.Pa. January 26, 1994).

III. Supplemented administrative record and decision.

A second special panel was formed to conduct the proceedings required by our order of January 26, 1994. 3 On November 13, 1996, the second special panel conducted a hearing at which Michael Brown, Jacqueline Alois, and Peter B. Macky testified. Macky’s testimony was based on his review of the conclusions reached by the initial special panel after its examination of the 212 sample cases. In our view it is significant that the initial special panel concluded from its review of those sample cases that it “could not find any basis for any conclusion concerning the claimant’s racial or ethnic background.” (Initial Special Panel Report, pg. 31.)(Emphasis in original.)

In the 212 cases examined by the initial special panel, 113 or 53 .30% were unfavorable to the claimant. Eighty-two of those *559 denials were issued before ALJ Rowell was transferred to Washington, D.C. At the time of that transfer, ALJ Rowell was counseled about his use of excessive and intemperate language in his written decisions. Macky’s review of those 82 cases revealed that in 69 of them (or 84% of the 82 pre-transfer denials) the initial special panel itself found that ALJ Rowell had unlawfully determined that the claimant was not credible. Although statistics in and of themselves may have limited probative value, the fact that the information reviewed by the initial special panel revealed such a significant number of unlawful credibility determinations is noteworthy.

Additional evidence supporting the Plaintiffs’ claims was presented to the second special panel. Brown and Aois are the primary sources of that evidence. Because the issues in this case rest in large measure upon the substance and credibility of their testimony, we will narrate that evidence at some length.

Brown started working for the Social Security Administration as an attorney ad-visor in 1977 in Harrisburg, Pennsylvania. He eventually became the supervisor of the other attorneys in that office and worked with all of the Administrative Law Judges in that office. He began working with ALJ Rowell in the fall of 1981 and they became close personal friends. Brown testified before the second special panel on November 18,1996, to the facts in the following four paragraphs.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Gilliland v. Astrue
67 F. Supp. 3d 308 (District of Columbia, 2014)
Pronti v. Barnhart
339 F. Supp. 2d 480 (W.D. New York, 2004)
Small v. Barnhart
329 F. Supp. 2d 1272 (N.D. Alabama, 2004)
Pritchett v. Barnhart
288 F. Supp. 2d 1224 (N.D. Alabama, 2003)
Gorecki v. Massanari
197 F. Supp. 2d 154 (M.D. Pennsylvania, 2001)

Cite This Page — Counsel Stack

Bluebook (online)
111 F. Supp. 2d 556, 2000 WL 1239741, Counsel Stack Legal Research, https://law.counselstack.com/opinion/grant-v-commissioner-social-security-administration-pamd-2000.