Grant v. Clairol, Inc.

113 F.R.D. 574, 1986 U.S. Dist. LEXIS 16946
CourtDistrict Court, E.D. Pennsylvania
DecidedDecember 4, 1986
DocketCiv. No. 85-2866
StatusPublished
Cited by1 cases

This text of 113 F.R.D. 574 (Grant v. Clairol, Inc.) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Grant v. Clairol, Inc., 113 F.R.D. 574, 1986 U.S. Dist. LEXIS 16946 (E.D. Pa. 1986).

Opinion

FINDINGS OF FACT, DISCUSSION, AND CONCLUSION OF LAW

HUYETT, District Judge.

Following a hearing on December 3, 1986, I make the following findings of fact and conclusions of law pursuant to Fed.R. Civ.P. 52(a):

1. The complaint in this action was initially filed on May 21, 1985. By leave of the court, the complaint was amended on September 26, 1985 to cure a lack of complete diversity.

2. The complaint alleges that the plaintiff was injured by a hair dye manufactured, distributed and sold by the defendant, and asserts that defendant is liable to the plaintiff on theories of strict product liability and negligence.

3. The bulk of the damages sought by the plaintiff are for loss of earnings and reduction in earnings capacity.

4. The initial discovery deadline set by the court was January 31, 1986. Because settlement discussions were in progress, this deadline was extended to March 3, 1986.

5. On January 2, 1986, defendant’s first set of interrogatories was served on the plaintiff. Responses to those interrogatories were due on February 1, 1986.

6. On January 27,1986, defendant’s second set of interrogatories was served on the plaintiff. Responses to those interrogatories were due on February 26, 1986.

7. On January 27, 1986, defendant’s requests for the production of documents was served on the plaintiff. Responses to those requests were due on February 26, 1986.

8. No response to the discovery requests had been received by March 13, 1986, when the defendant filed a motion to compel discovery.

9. On March 19, 1986, while the motion to compel was pending, I ordered that all discovery shall be completed not later than April 1,1986, that no other extensions shall be granted, and that sanctions may be imposed for failure to comply with the court’s order.

10. On April 16, 1986,1 granted defendant’s motion to compel and ordered that “plaintiff shall provide defendant with full and complete answers to defendant’s interrogatories, set number 1 and set number 2, and defendant’s requests for the production of documents on or before April 28, 1986, or appropriate sanctions will be imposed.”

11. The April 28, 1986 deadline was extended to May 6, 1986 to explore the possibility of settlement.

12. No responses to any discovery requests had been received by the defendant on May 19, 1986.

13. On May 19, 1986, at a pretrial conference held in chambers, I ordered plaintiff’s counsel to respond immediately to defendant’s requests for discovery.

14. This order resulted in incomplete responses to certain of the defendant’s interrogatories. There was no response to oth[576]*576er interrogatories and no response to five out of six requests for the production of documents.

15. On May 23, 1986, defendant filed its first motion for sanctions.

16. Sometime in February, 1986, plaintiff requested copies of her tax returns from the Internal Revenue Service (IRS). The IRS reported that it was unable to locate her returns.

17. On May 23, 1986, plaintiff signed a typed statement authorizing the Internal Revenue Service, the Pennsylvania Department of Revenue, the Social Security Administration, the Bureau of Employment Security, H & R Block Inc., and any other agency, bureau, or department responsible for the taxation or receipt of revenue to produce or make available all relevant documents to the defendant.

18. Because the IRS requires that requests for the release of tax returns be made on its Form 4506, the May 23 document was not an adequate response to the request for documents.

19. On May 30, 1986, I ordered that plaintiff provide full and complete answers to interrogatories and requests for the production of documents, as well as an IRS authorization form 4506 to enable defendant to obtain any returns which the plaintiff had filed with the IRS.

20. On June 23, 1986, I denied defendant’s first motion for sanctions, finding that dismissal was not appropriate at that time and granting plaintiff’s counsel another opportunity to provide complete answers to the interrogatories. Recognizing that counsel had had difficulties in obtaining the information from her client, I instructed her to make a good faith effort to obtain the responses and, in the event that she was unable to produce the information, to be prepared to explain fully the reasons.

21. On June 25, 1986, defendant sent to plaintiff’s counsel IRS forms 4506, complete in all particulars except for the plaintiff's signature. These forms were accompanied by a letter requesting that the forms be signed by plaintiff and returned to defense counsel for submission to the IRS. Defendant offered to pay the costs of obtaining the information from the IRS.

22. On September 11, 1986, defendant filed its second motion for sanctions.

23. At no time prior to the hearing on this motion has the defendant provided any further responses to the discovery requests as expressly required by the court orders of May 30, 1986 and June 23, 1986. Plaintiff has complied only partially with the court orders of March 19, 1986 and April 16, 1986.

24. At no time prior to the hearing on this motion has the defendant provided the defendant with the signed IRS forms 4506.

25. At some time prior to the filing of this motion, plaintiff did sign certain IRS authorization forms and did return them to her counsel, but because plaintiff had made numerous notations and markings on the forms they could not be submitted to the IRS and plaintiff’s counsel did not forward them to the defendant.

26. On November 29, 1986, 11 weeks after the filing of the second motion for sanctions and 4 days after the date originally set for a hearing on that motion, and after considerable urging by her counsel and her brother, plaintiff signed the IRS authorization forms 4506.

27. The information sought by the defendant relates, in substantial part, to the plaintiff’s employment and earnings history, and to the plaintiff's training as a professional beautician.

28. The plaintiff’s professional experience and training as a beautician are relevant to the defense of the negligence and strict liability claims.

29. The information sought by the defendant is critical to the preparation of a defense on the issues of damages (based on loss of income and earning capacity), as well as on issues of liability.

30. The prejudice to the defendant is so great that it is unlikely that the defendant will be able to prepare an adequate defense without this information.

[577]*57731. Plaintiff’s counsel has made repeated attempts to obtain information from her client, and is unable to obtain any additional responses to the discovery requests.

32. On various occasions, plaintiff has told her counsel that her financial records were a) stolen from her on the street; b) taken by the CIA; and c) mislaid among the papers in her bedroom.

33. Plaintiff is 43 years old, a high school graduate, and has received one year of training as a beautician. She is a licensed beautician and barber.

34. Plaintiff’s testimony at the hearing was disjointed and frequently unresponsive to the questions asked of her.

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113 F.R.D. 574, 1986 U.S. Dist. LEXIS 16946, Counsel Stack Legal Research, https://law.counselstack.com/opinion/grant-v-clairol-inc-paed-1986.