Graebe v. Falcetta

726 F. Supp. 36, 1989 U.S. Dist. LEXIS 14880, 1989 WL 150046
CourtDistrict Court, E.D. New York
DecidedDecember 7, 1989
DocketCV 88-2895
StatusPublished
Cited by9 cases

This text of 726 F. Supp. 36 (Graebe v. Falcetta) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Graebe v. Falcetta, 726 F. Supp. 36, 1989 U.S. Dist. LEXIS 14880, 1989 WL 150046 (E.D.N.Y. 1989).

Opinion

MEMORANDUM AND ORDER

WEXLER, District Judge.

Plaintiff Mark Graebe (“plaintiff”) brings this civil rights action, pursuant to 42 U.S.C. §§ 1983 and 1988, against the County of Suffolk and six of its police officers (“defendants”), alleging excessive force, false arrest, and malicious prosecution. Defendants move for partial summary judgment on the grounds of res judicata and collateral estoppel as to the false arrest and malicious prosecution claims. For the reasons set forth below, the motion is granted in part and denied in part.

I. Background

Plaintiff’s complaint stems from his October 26, 1985 arrest for driving while intoxicated (“DWI”), resisting arrest, attempted escape, and six traffic violations. Prior to a criminal trial, two separate proceedings took place at the state level to determine various factors involved in the case, due in part to the fact that at the time of his arrest plaintiff refused to submit to a chemical test for intoxication. First, at a Motor Vehicle hearing the Administrative Law Judge (“AU”) found that there was reasonable cause for the DWI arrest. See Defendants’ Notice of Motion for Partial Summary Judgment at Exhibit 2. Thereafter, a “Huntley” hearing was held in State District Court to determine, inter *38 alia, probable cause for the stop and subsequent arrest of plaintiff for the DWI. At that hearing, the Court ruled that there was probable cause for the stop and arrest pursuant to a DWI charge. Id.

After a jury trial, at which the plaintiff was convicted of only one traffic violation (speeding), this suit was brought. Defendants move for partial summary judgment on the grounds that the prior determinations of probable or reasonable cause on the DWI charge preclude the false arrest and malicious prosecution claims.

II. Analysis

A. Prior Determinations of Probable Cause on the DWI Charge

This Court must first determine what effect the prior determinations of probable cause for the DWI charge will have on plaintiffs claims. It is well established under New York law that a finding of probable cause serves as a complete defense to the charges of false arrest and malicious prosecution. Feinberg v. Saks, 83 A.D.2d 952, 443 N.Y.S.2d 26 (1981), modified on other grounds, 56 N.Y.2d 206, 451 N.Y.S.2d 677, 436 N.E.2d 1279 (1982); see also Coffey v. Wheatland, 135 A.D.2d 1125, 523 N.Y.S.2d 267, 269 (1987) (stating that a “lack of probable cause is a necessary element of plaintiffs cause of action for false arrest and imprisonment”). If this determination has been made in a prior judicial proceeding, the doctrine of collateral estoppel dictates that the issue cannot be relitigated between the same parties in any future lawsuit. United States v. Gentile, 816 F.2d 1157, 1162 (7th Cir.1987).

Federal courts applying the collateral estoppel doctrine are required, pursuant to 28 U.S.C. § 1738, to “give the same preclusive effect to state court judgments that those judgments would be given in the courts of the State from which the judgments emerged.” Kremer v. Chemical Construction Corp., 456 U.S. 461, 102 S.Ct. 1883, 72 L.Ed.2d 262 (1982). New York State courts give full preclusive power to the decisions of both state and administrative courts, provided that the administrative court employed procedures substantially similar to those used in a court of law. Allied Chemical v. Niagara Mohawk Power Corp., 72 N.Y.2d 271, 532 N.Y.S.2d 230, 528 N.E.2d 153 (1988), cert. denied, — U.S. —, 109 S.Ct. 785, 102 L.Ed.2d 777 (1989); Ryan v. New York Telephone Co., 62 N.Y.2d 494, 496, 478 N.Y.S.2d 823, 467 N.E.2d 487 (1984). Accordingly, since the previous judicial proceedings determined that there was probable cause, this Court must give that finding full preclusive power. However, this preclusive power can only affect plaintiffs claims as they pertain to the DWI charge. The Second Circuit has held that a finding of probable cause for one charge cannot be extended to the other charges in a case. Zanghi v. Incorporated Village of Old Brookville, 752 F.2d 42 (2d Cir.1985). In the case at bar, as in Zanghi, the prior determination was only as to the DWI charge. Consequently, in the case at bar, the collateral estoppel doctrine precludes the malicious prosecution and false arrest claims only insofar as they pertain to the DWI charge. Since the viability of the other claims is not related to the collateral estoppel effect of the prior probable cause findings on the DWI charge, the Court will now address the remaining claims.

B. Plaintiffs Claims as to the Remaining Charges

In order to recover on a malicious prosecution claim in New York, a plaintiff must prove the following four elements: (1) that the defendant either commenced or continued a criminal proceeding against plaintiff; (2) that the criminal proceeding terminated in plaintiffs favor; (3) that there was no probable cause for the criminal proceedings; and (4) that the criminal proceeding was instituted in actual malice. Russo v. State of New York, 672 F.2d 1014, 1019 (2d Cir.1982) (citations omitted); see also Janetka v. Dabe, 710 F.Supp. 906, 907 (E.D.N.Y.1989). Where the circumstances leading to the termination of the prior proceeding are clear, the issue of whether there was a favorable termination is a question of law for the Court. Janetka, 710 F.Supp. at 8 (E.D.N.Y.1989); see also *39 Russo, 672 F.2d at 1020. If the earlier termination “implie[d] a lack of reasonable ground to proceed with the prosecution ... the prior dismissal [or acquittal] will be deemed favorable.” Janetka, 710 F.Supp. at 909 (citation omitted).

In Janetka, wherein the plaintiff was convicted of disorderly conduct (a violation) and acquitted of resisting arrest (a misdemeanor), this Court took into account a number of factors in determining whether there was a favorable termination.

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Bluebook (online)
726 F. Supp. 36, 1989 U.S. Dist. LEXIS 14880, 1989 WL 150046, Counsel Stack Legal Research, https://law.counselstack.com/opinion/graebe-v-falcetta-nyed-1989.