Government of the Virgin Islands v. Sonville Austin Smith

558 F.2d 691, 14 V.I. 42, 1977 U.S. App. LEXIS 12554
CourtCourt of Appeals for the Third Circuit
DecidedJuly 6, 1977
Docket76-1522; 76-2446
StatusPublished
Cited by34 cases

This text of 558 F.2d 691 (Government of the Virgin Islands v. Sonville Austin Smith) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Government of the Virgin Islands v. Sonville Austin Smith, 558 F.2d 691, 14 V.I. 42, 1977 U.S. App. LEXIS 12554 (3d Cir. 1977).

Opinion

OPINION OF THE COURT

WEIS, Circuit Judge

Whether a jury may return a valid verdict on one of two counts in an information after being discharged because of inability to agree on the other is one of the issues raised in these appeals. Another is the contention that the former jeopardy principle barred the defendant’s trial on a murder charge when he had already been convicted for possession *44 of a dangerous weapon, the knife used in the killing. We decide these points and others adversely to the defendant and affirm his convictions.

In January, 1976, the defendant Smith became involved in a barroom dispute on the island of St. John, Virgin Islands. He left the bar and, on returning a short time later, challenged a patron named Walsky to come outside and fight. Walsky complied and, in the ensuing struggle, was stabbed to death by Smith.

Smith was arrested for first degree murder and, since he was 17 years of age, was brought before the Juvenile Division of the Territorial Court of the Virgin Islands, pursuant to 4 V.I.C. § 176. After a hearing, at which the defendant was represented by counsel, the judge found probable cause to believe that a crime had occurred involving violence upon the person of another, and that the minor had committed the crime. The defendant was then transferred to the district court for criminal proceedings.

In the district court, a two-count information was filed, charging the defendant with murder in the first degree (later reduced by the Government to second degree), and with carrying or using dangerous weapons.

On February 19, 1976, trial commenced before a jury, and on Saturday, February 21, 1976, the court declared a mistrial because the jurors had been unable to reach a verdict. Within an hour thereafter, the jury foreman telephoned the trial judge and advised him that during their deliberations the jurors had agreed upon a verdict on one count. The jurors were reconvened on the following Monday morning and returned a verdict of guilty on the weapons charge.

A second trial on the murder charge also resulted in jury disagreement, but on the third trial the defendant was found guilty of murder in the second degree.

The defendant has filed two appeals: one from the *45 dangerous weapon conviction, and the other from the murder count. Since the issues are interrelated, both appeals will be reviewed in this opinion.

I.

The Weapons Charge

The principal issue in this appeal is whether the verdict delivered after the jury’s discharge is sustainable. A further development of the factual background on this point is helpful.

The jury began its deliberation on Friday afternoon, February 20, 1976, at 3:35 P.M., and continued until 2:30 A.M. the following morning. 1 It resumed deliberations at 10:24 A.M., and at 2:34 P.M. was called into the courtroom by the trial judge. He told the jurors he believed a deadlock had been reached and it would not be fruitful to continue deliberations. The judge concluded by commending them for their efforts. No comments were made by the jurors, who were then dismissed and told to report for further duty on the following Monday morning.

Less than an hour later, the jury foreman telephoned the trial judge and advised him that a verdict had been reached as to Count II (the weapons charge). He said that the verdict slip was in an unsealed envelope in a drawer in the jury room. At the trial judge’s direction, a court official then telephoned the foreman who precisely described the location of the verdict slip. After the court employee found two envelopes at the specified place, he delivered them to the trial judge who directed that they be sealed.

On Monday morning, February 23, 1976, the jurors reassembled in the courtroom. In the absence of the trial judge, another district judge presided, and the foregoing facts were entered in the record. The foreman read the *46 verdict of guilty and, on the poll, all the jurors agreed with the finding. In response to a question from the presiding judge, the foreman stated that the verdict on Count II had been agreed upon shortly after 10:00 P.M. on Friday evening. At no time did the defendant object to the dismissal of the jury on the preceding Saturday afternoon or its reconvention and return of the verdict on Monday.

An examination of the exhibits in this case reveals a separate verdict slip for Count II, with each juror’s signature below the finding.

The defendant now contends that since the jury had been discharged on Saturday, permitting it to return a verdict on Monday constituted double jeopardy. We conclude that if there was any procedural defect, the defense’s failure to object, either before the verdict, was announced or immediately , thereafter, constituted waiver. Estelle v. Williams, 425 U.S. 501 (1976). Moreover, we hold that absent an objection, the trial judge’s decision to declare a mistrial on Saturday afternoon was not reversible error.

At early common law, a jury could not separate before it had rendered a verdict, and the action of the jury here likely would have been declared a nullity. However, much of. the rigidity characterizing the common law concept of the jury trial has been relaxed by a more pragmatic approach. As one example, we have held it permissible for jurors to disperse during the period of deliberations. United States v. Piancone, 506 F.2d 748 (3d Cir. 1974); Byrne v. Matczak, 254 F.2d (3d Cir.), cert. denied, 358 U.S. 816 (1958).

Earlier case law had shown a tendency to accept some non-prejudicial procedural irregularities. In Humphries v. District of Columbia, 174 U.S. 190 (1889), the Supreme Court decided that a verdict was not a nullity even though only eleven jurors were present when it was read. The twelfth juror, unable to appear because of illness, had his *47 personal physician deliver the verdict slip to the court. The other eleven jurors agreed on the poll that the verdict was theirs, and that they had seen the absent juror sign the slip* The Court concluded that, assuming a procedural defect in the inability of the losing party to poll all twelve jurors, the matter was not jurisdictional and was to be treated as other assignments of error.

Two district court cases, Finn v. Carnegie-Illinois Steel Corp., 68 F.Supp. 423 (W.D. Pa. 1946), and Mattice v. Maryland Casualty Co., 5 F.2d 233 (W.D. Wash. 1925), held that a jury cannot be reconvened for a poll. But another district court held it permissible to reassemble a jury soon after its verdict had been recorded where there had obviously been a serious error in the process. Brown v. Gunter, 428 F.Supp. 889 (D. Mass. 1977).

In Progner v. Eagle, 377 F.2d 461 (4th Cir.

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Bluebook (online)
558 F.2d 691, 14 V.I. 42, 1977 U.S. App. LEXIS 12554, Counsel Stack Legal Research, https://law.counselstack.com/opinion/government-of-the-virgin-islands-v-sonville-austin-smith-ca3-1977.