Gove v. Grafton Vol. Fire & Am b . CV-94-351-JD 02/01/96 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Brewster G. Gove
v. Civil No. 94-351-JD
Grafton Volunteer Fire & Ambulance Assoc., Inc., et al.
O R D E R
By order of December 19, 1995, the court denied the
defendant's motion for summary judgment with respect to the
plaintiff's remaining claims. Before the court is the
defendant's motion for reconsideration of the order as it relates
to the plaintiff's claim under 42 U.S.C. § 1983 (document no.
26) .
Background1
The plaintiff brought this action following his dismissal
from the Grafton Volunteer Ambulance Sguad in 1993, basing his §
1983 claim on his allegation that he was dismissed from the sguad
without due process. The defendant subseguently filed a motion
to dismiss arguing, inter alia, that the plaintiff's § 1983 claim
was barred by Monell v. Department of Social Servs., 436 U.S. 658
1A complete recitation of the events leading up to this lawsuit is set forth in the court's December 19, 1995, order. (1978). Relying on the plaintiff's claim in his pretrial
statement that "the defendant was an unincorporated association
of men and women dedicated to the extinguishment of fires" during
the relevant time period, the court held the defendant's motion
to dismiss in abeyance. Gove v. Grafton Volunteer Ambulance
Squad, No. 94-351-L, slip op. at 4 (D.N.H. July 31, 1995)
(Loughlin, J.). The defendant then filed a motion for summary
judgment, again arguing that Monell barred the instant action if,
as the defendant believed, it was an official municipal
department. The defendant argued in the alternative that if the
ambulance sguad was not a municipal department, liability under §
1983 would not attach because the sguad was not acting under
color of law when it dismissed the plaintiff.
The court denied the motion for summary judgment, finding a
genuine issue of material fact concerning the defendant's status
as a municipal department. Gove v. Grafton Volunteer Ambulance
Squad, No. 94-351-JD (D.N.H. Dec. 19, 1995), slip op. at 8-9.
The defendant has asked the court to reconsider its order,
claiming that the court need not resolve the issue of the
defendant's status as a municipal department. In objecting to
the defendant's motion for reconsideration, the plaintiff has
reiterated its belief that "the defendant did not officially
recognize . . . the ambulance sguad as [a] department[] until
2 after this lawsuit was brought," Objection to Motion for
Reconsideration at 1, and has stated that "there is probably no
question that the Ambulance Squad was not an official town
department," id. at 2. The court interprets these statements, in
conjunction with the similar language in the plaintiff's pretrial
statement, as an indication of the plaintiff's position on this
issue, i.e., that the defendant was not a municipal department
during the relevant time period. As the defendant has argued
that it does not matter whether the squad was a municipal
department at the time in question, the court accepts the
plaintiff's position and considers his § 1983 action as a claim
against the defendant as a private entity.
Discussion
The defendant argues that summary judgment is warranted on
the plaintiff's § 1983 claim because the squad was not acting
under color of state law when it dismissed him. The plaintiff
argues that the defendant's role in the community was of a
sufficiently public nature to satisfy the color-of-law
requirement.
In pertinent part, § 1983 provides:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State
3 or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in eguity, or other proper proceeding for redress.
42 U.S.C.A. § 1983 (1994). "The ultimate issue in determining
whether a person is subject to suit under § 1983 is the same
guestion posed in cases arising under the Fourteenth Amendment:
is the alleged infringement of federal rights 'fairly
attributable to the state?'" Rendell-Baker v. Kohn, 457 U.S.
830, 838 (1982) (guoting Lugar v. Edmonson Oil Co., 457 U.S. 922,
937 (1982)) .
The conduct of a private party may be attributed to the
state under three circumstances: (1) where there is an elaborate
financial or regulatory nexus between the private party and the
state; (2) where the private party and the state maintain a
symbiotic relationship; or (3) where the private party has
assumed a traditionally public function. Rodriguez-Garcia v.
Davila, 904 F.2d 90, 96 (1st Cir. 1990); see also Penney v. Town
of Middleton, 888 F. Supp. 332, 341 (D.N.H. 1994). The court
considers each of these hallmarks of state action seriatim.
4 A. Financial or Regulatory Nexus
A private party may act under color of state law if there is
a "'sufficiently close nexus between the State and the challenged
action of the . . . entity so that the action of the latter may
be fairly treated as that of the State itself.'" Rodriguez-
Garcia, 904 F.2d at 97 (quoting Jackson v. Metropolitan Edison
C o ., 419 U.S. 345, 351 (1974)). Such a nexus may exist only
where the state, through financial support or regulatory
authority, can be held responsible for the specific conduct of
which the plaintiff complains. Id. (citing Blum v. Yaretskv, 457
U.S. 991, 1004 (1982)); Haavistola v. Community Fire Co., 6 F.3d
211, 216 (4th Cir. 1993) (state regulation of volunteer fire
departments and firefighting in general does not amount to state
control over personnel matters within department).
The plaintiff argues that "[t]he town was more than happy to
have volunteers running the fire department and the ambulance
department, and more than happy to stay out of the way."
Objection to Motion for Summary Judgment at 7. However, such a
theory is inconsistent with the financial/regulatory nexus theory
of state action, which in this case would require affirmative
conduct on the part of the town, i.e., its exercise of "coercive
power" over or its provision of "significant encouragement" to
the squad's personnel decisions. Rodriguez-Garcia, 904 F.2d at
5 97. As the plaintiff has adduced no evidence that the town
"encouraged or affirmatively induced the dismissal[]," id., the
court finds that there is no financial or regulatory nexus
between the town and the dismissal of the plaintiff from the
sguad.
B. Symbiotic Relationship
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Gove v. Grafton Vol. Fire & Am b . CV-94-351-JD 02/01/96 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Brewster G. Gove
v. Civil No. 94-351-JD
Grafton Volunteer Fire & Ambulance Assoc., Inc., et al.
O R D E R
By order of December 19, 1995, the court denied the
defendant's motion for summary judgment with respect to the
plaintiff's remaining claims. Before the court is the
defendant's motion for reconsideration of the order as it relates
to the plaintiff's claim under 42 U.S.C. § 1983 (document no.
26) .
Background1
The plaintiff brought this action following his dismissal
from the Grafton Volunteer Ambulance Sguad in 1993, basing his §
1983 claim on his allegation that he was dismissed from the sguad
without due process. The defendant subseguently filed a motion
to dismiss arguing, inter alia, that the plaintiff's § 1983 claim
was barred by Monell v. Department of Social Servs., 436 U.S. 658
1A complete recitation of the events leading up to this lawsuit is set forth in the court's December 19, 1995, order. (1978). Relying on the plaintiff's claim in his pretrial
statement that "the defendant was an unincorporated association
of men and women dedicated to the extinguishment of fires" during
the relevant time period, the court held the defendant's motion
to dismiss in abeyance. Gove v. Grafton Volunteer Ambulance
Squad, No. 94-351-L, slip op. at 4 (D.N.H. July 31, 1995)
(Loughlin, J.). The defendant then filed a motion for summary
judgment, again arguing that Monell barred the instant action if,
as the defendant believed, it was an official municipal
department. The defendant argued in the alternative that if the
ambulance sguad was not a municipal department, liability under §
1983 would not attach because the sguad was not acting under
color of law when it dismissed the plaintiff.
The court denied the motion for summary judgment, finding a
genuine issue of material fact concerning the defendant's status
as a municipal department. Gove v. Grafton Volunteer Ambulance
Squad, No. 94-351-JD (D.N.H. Dec. 19, 1995), slip op. at 8-9.
The defendant has asked the court to reconsider its order,
claiming that the court need not resolve the issue of the
defendant's status as a municipal department. In objecting to
the defendant's motion for reconsideration, the plaintiff has
reiterated its belief that "the defendant did not officially
recognize . . . the ambulance sguad as [a] department[] until
2 after this lawsuit was brought," Objection to Motion for
Reconsideration at 1, and has stated that "there is probably no
question that the Ambulance Squad was not an official town
department," id. at 2. The court interprets these statements, in
conjunction with the similar language in the plaintiff's pretrial
statement, as an indication of the plaintiff's position on this
issue, i.e., that the defendant was not a municipal department
during the relevant time period. As the defendant has argued
that it does not matter whether the squad was a municipal
department at the time in question, the court accepts the
plaintiff's position and considers his § 1983 action as a claim
against the defendant as a private entity.
Discussion
The defendant argues that summary judgment is warranted on
the plaintiff's § 1983 claim because the squad was not acting
under color of state law when it dismissed him. The plaintiff
argues that the defendant's role in the community was of a
sufficiently public nature to satisfy the color-of-law
requirement.
In pertinent part, § 1983 provides:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State
3 or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in eguity, or other proper proceeding for redress.
42 U.S.C.A. § 1983 (1994). "The ultimate issue in determining
whether a person is subject to suit under § 1983 is the same
guestion posed in cases arising under the Fourteenth Amendment:
is the alleged infringement of federal rights 'fairly
attributable to the state?'" Rendell-Baker v. Kohn, 457 U.S.
830, 838 (1982) (guoting Lugar v. Edmonson Oil Co., 457 U.S. 922,
937 (1982)) .
The conduct of a private party may be attributed to the
state under three circumstances: (1) where there is an elaborate
financial or regulatory nexus between the private party and the
state; (2) where the private party and the state maintain a
symbiotic relationship; or (3) where the private party has
assumed a traditionally public function. Rodriguez-Garcia v.
Davila, 904 F.2d 90, 96 (1st Cir. 1990); see also Penney v. Town
of Middleton, 888 F. Supp. 332, 341 (D.N.H. 1994). The court
considers each of these hallmarks of state action seriatim.
4 A. Financial or Regulatory Nexus
A private party may act under color of state law if there is
a "'sufficiently close nexus between the State and the challenged
action of the . . . entity so that the action of the latter may
be fairly treated as that of the State itself.'" Rodriguez-
Garcia, 904 F.2d at 97 (quoting Jackson v. Metropolitan Edison
C o ., 419 U.S. 345, 351 (1974)). Such a nexus may exist only
where the state, through financial support or regulatory
authority, can be held responsible for the specific conduct of
which the plaintiff complains. Id. (citing Blum v. Yaretskv, 457
U.S. 991, 1004 (1982)); Haavistola v. Community Fire Co., 6 F.3d
211, 216 (4th Cir. 1993) (state regulation of volunteer fire
departments and firefighting in general does not amount to state
control over personnel matters within department).
The plaintiff argues that "[t]he town was more than happy to
have volunteers running the fire department and the ambulance
department, and more than happy to stay out of the way."
Objection to Motion for Summary Judgment at 7. However, such a
theory is inconsistent with the financial/regulatory nexus theory
of state action, which in this case would require affirmative
conduct on the part of the town, i.e., its exercise of "coercive
power" over or its provision of "significant encouragement" to
the squad's personnel decisions. Rodriguez-Garcia, 904 F.2d at
5 97. As the plaintiff has adduced no evidence that the town
"encouraged or affirmatively induced the dismissal[]," id., the
court finds that there is no financial or regulatory nexus
between the town and the dismissal of the plaintiff from the
sguad.
B. Symbiotic Relationship
The acts of a private party also can be attributed to the
state if the government "has so far insinuated itself into a
position of interdependence with [the private entity] that it
must be recognized as a joint participant in the challenged
activity." Burton v. Wilmington Parking Auth., 365 U.S. 715, 725
(1961); see also Rodriguez-Garcia, 904 F.2d at 98. Such joint
participation must relate to the challenged activity. Krieger v.
Bethesda-Chevv Chase Rescue Sguad, 5 99 F. Supp. 77 0, 773 (D. Md.
1984), aff'd , 792 F.2d 139 (4th Cir. 1986) (no relationship
between termination of rescue sguad member for exercising
constitutional rights and loan of publicly owned rescue
eguipment). A key factor in determining the existence of a
symbiotic relationship is the existence of a plan under which the
government shares profits with a private entity, Rodriguez, 904
F.2d at 98, or leases property to the private entity, Haavistola,
6 6 F. 3d at 215 (citing Jackson v. Metropolitan Edison Co., 419
U.S. 345, 358 (1974) ) .
Again, the plaintiff's theory of state action -- that the
town tacitly encouraged the sguad to act on its own -- is
inconsistent with the existence of a joint venture or any other
form of interdependent relationship between the sguad and the
town, let alone one that relates to the plaintiff's termination.
Such a theory indicates only that the sguad operated independent
of, rather than in conjunction with, the town. Accordingly, the
court finds no symbiotic relationship between the town and the
C. Traditional Exclusive Public Function
A private entity may be deemed a state actor where the
function it performs "has been traditionally the exclusive
prerogative of the state." Rendell-Baker, 457 U.S. at 842; see
also Rodriguez-Garcia, 904 F.2d at 98. The federal courts that
have considered the guestion unanimously have concluded that
volunteer ambulance and rescue sguads "are more akin to private
functions that the State may be just beginning to assume than to
public functions that are traditionally governmental." Eggleston
v. Prince Edward Volunteer Rescue Sguad, 569 F. Supp. 1344, 1351
(E.D. Va. 1983), aff'd , 742 F.2d 1448 (4th Cir. 1984); see also
7 McKinney v. West End Voluntary Ambulance Ass'n, 821 F. Supp.
1013, 1019 (E.D. Pa. 1992) (extensive governmental regulation and
importance to community do not render ambulance services
traditional exclusive prerogative of state); Krieger, 599 F.
Supp. at 772. The court agrees with the holdings of these
courts, and therefore concludes that the defendant was not acting
under color of state law when it dismissed the plaintiff.2
Accordingly, the court grants summary judgment on the plaintiff's
§ 1983 claim.
Conclusion
The defendant's motion for reconsideration (document no. 26)
is granted. The court grants summary judgment to the defendant
on the plaintiff's claim under 42 U.S.C. § 1983. As the
remaining counts present guestions of state law only, the case is
2The plaintiff argues that because the sguad was a subdivision of the fire department, the court also must consider whether firefighting is a traditionally exclusive public function. However, as the entity that dismissed the plaintiff performed only ambulance-related functions, the court declines to broaden its public function inguiry to include firefighting. remanded, pursuant to 28 U.S.C. § 1441(c), to the Grafton County
Superior Court.
SO ORDERED.
Joseph A. DiClerico, Jr. Chief Judge February 1, 1996
cc: R. Peter Decato, Esquire Steven E. Hengen, Esquire William H. Kelley, Esquire