Gotthardt v. State

475 So. 2d 281, 10 Fla. L. Weekly 2108
CourtDistrict Court of Appeal of Florida
DecidedSeptember 12, 1985
Docket84-1584
StatusPublished
Cited by8 cases

This text of 475 So. 2d 281 (Gotthardt v. State) is published on Counsel Stack Legal Research, covering District Court of Appeal of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gotthardt v. State, 475 So. 2d 281, 10 Fla. L. Weekly 2108 (Fla. Ct. App. 1985).

Opinion

475 So.2d 281 (1985)

Valentine GOTTHARDT, Appellant,
v.
STATE of Florida, Appellee.

No. 84-1584.

District Court of Appeal of Florida, Fifth District.

September 12, 1985.

James B. Gibson, Public Defender, and David A. Henson, Asst. Public Defender, Daytona Beach, for appellant.

Jim Smith, Atty. Gen., Tallahassee, and W. Brian Bayly, Asst. Atty. Gen., Daytona Beach, for appellee.

PER CURIAM.

AFFIRMED.

DAUKSCH and ORFINGER, JJ., concur.

COWART, J., dissents with opinion.

*282 COWART, Judge, dissenting:

THE FACTS:

One time at one place the defendant intentionally exposed his penis in the presence of a five year old girl. For this one act the defendant was convicted of three statutory offenses: exposure of sexual organs (§ 800.03, Fla. Stat.); lewd and lascivious behavior (§ 798.02, Fla. Stat.); and lewd act in the presence of a child (§ 800.04, Fla. Stat.).

THE ISSUE:

Do the defendant's three convictions violate constitutional double jeopardy (Amend. V, U.S. Const. and Art. I, § 9, Fla. Const.) because the three convictions essentially and substantively relate to "the same offense" in that the one lewd act of intentionally exposing sexual organs in the presence of the child in a vulgar or indecent manner constituted open and gross lewd and lascivious behavior?

THE LEGAL QUESTION:

This case involves constitutional law, the double jeopardy clause and the problem of identifying two or more nominally different criminal offenses as being substantively two different offenses or substantively "the same offense" in constitutional contemplation.

One problem in this case is that the defendant's one specific act fits the description of the acts prohibited in these penal statutes because the statutes describe the prohibited conduct by vague words, such as, "behavior", "expose", and "act." All qualifying or limiting words, such as, "lewd" and "lascivious" (§§ 798.02 and 800.04), "vulgar" and "indecent" (§§ 800.03 and 800.04), and "open" and "gross" (§ 798.02), are too indefinite to describe, limit or restrict the conduct prohibited by each statute to some exclusive identifiable type or area of activity or conduct that does not overlap and does not include acts or conduct also prohibited by one or more of the other statutes. The concern with vagueness relates not to the constitutional due process notice problem but with the double jeopardy problem that results from concealing one substantive offense behind three vague statutes. Such vague penal statutes cannot be effectively differentiated by their essential constituent elements in the usual manner[1] nor can they be factually distinguished in this case because each charge is based on one and the same elemental factual event.[2]

The situation in this case is similar to certain other cases where a specific act is made a crime by one statute and that same act is also used to prove an essential but vaguely described element of another statutory offense. This occurs, for example, when an aggravated assault or aggravated battery charged in one count is the same act used as evidence to prove the vague "overt act" element of an attempted robbery charged in another count. When based on one and the same act (factual event) the two criminal charges cannot be substantively differentiated and, therefore, are "the same offense" for constitutional purposes. See, e.g., the separate opinions in Akins v. State, 462 So.2d 1161 (Fla. 5th DCA 1984), and Barnhill v. State, 471 So.2d 160 (Fla. 5th DCA 1985). Another example is when an assault or battery upon a law enforcement officer performing his duty to arrest (§ 784.07, Fla. Stat.) is the only act that is used to prove a second criminal charge of resisting an officer with violence (§ 843.01, Fla. Stat.). See, e.g., Henriquez v. State, 463 So.2d 1178 (Fla. 4th DCA 1984).

One of the very earliest state cases considering the substance of two nominally different, but substantively same, criminal charges is State v. Lewis, 2 Hawkes 98, 11 Am.Dec. 741 (N.C. 1822), which held that after being convicted of larceny a defendant could not be tried for robbery relating to the same felonious taking of the same *283 goods because the first was a simple larceny and the robbery was a mixed and compound larceny consisting of an aggravated taking from the person.[3] Another early state case is State v. Cooper, 1 Green Law 361, 25 Am.Dec. 490 (N.J. 1833), in which the court held that after the defendant was tried and convicted for arson he could not be tried for felony murder resulting from the same arson.[4] In Cooper, the New Jersey court got to the heart of the legal problem of identifying criminal offenses and charges by seeking to look at the substance rather than the form of each. The court wrestled with the concept of substance versus form as it relates to constitutional concepts and criminal offenses stating:

At first view, it appears as if there were two crimes distinctly indictable and punishable... . Had the law called it [the felony murder offense] by some other name, as, for instance, as aggravated arson, the propriety of prosecuting but one crime would have been more striking. Yet names cannot alter the substance of things. If the whole offense, in the eye of reason and philosophy, is one (and it requires the whole of it to constitute murder) we ought not to presume that the legislature meant to punish it as two. And, indeed, the power of the legislature to subdivide offenses must be restrained by the constitutional provision which I have noticed; otherwise that provision may be evaded at pleasure.[5] In this case, the arson is a necessary constituent of the murder... . (emphasis supplied)

25 Am.Dec. at 493.

Theoretical consideration of the nature of criminal offenses leads to the conclusion that there are but a limited number of substantively different offenses which have often been subdivided by the legislature into nominally different statutory offenses, many of which are but degrees, or variations in form, of some one basic substantive offense.[6] These degree differentiations *284 are usually made on the basis of the means or methods used in committing the basic offense or on other facts or factors considered to make the commission of the basic offense more egregious and deserving of increased levels of punishment. It thus follows that statutory criminal offenses are usually composed essentially of two types of elements: those elements comprising the nucleus of some basic substantive offense and other elements which serve only to establish or distinguish different degrees or variations of the one particular substantive offense. Under the Blockburger test a comparison of nuclear elements serves well to identify and distinguish substantively different offenses but a consideration and comparison of elements that merely distinguish degrees or variations of one basic offense defeats the purpose of the analysis. Much theoretical work must yet be done if the true nature of offenses and their constituent elements are to be understood and constitutional double jeopardy rights are to be a meaningful limitation on the power of the legislature to subdivide substantive offenses.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Foster v. State
596 So. 2d 1099 (District Court of Appeal of Florida, 1992)
Smith v. State
548 So. 2d 755 (District Court of Appeal of Florida, 1989)
Flarity v. State
527 So. 2d 295 (District Court of Appeal of Florida, 1988)
Burton v. State
522 So. 2d 88 (District Court of Appeal of Florida, 1988)
Jones v. State
502 So. 2d 1375 (District Court of Appeal of Florida, 1987)
Bing v. State
492 So. 2d 833 (District Court of Appeal of Florida, 1986)
Collins v. State
489 So. 2d 188 (District Court of Appeal of Florida, 1986)

Cite This Page — Counsel Stack

Bluebook (online)
475 So. 2d 281, 10 Fla. L. Weekly 2108, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gotthardt-v-state-fladistctapp-1985.