Gotbaum v. Sugarman

78 Misc. 2d 827, 358 N.Y.S.2d 635, 1974 N.Y. Misc. LEXIS 1504
CourtNew York Supreme Court
DecidedJuly 31, 1974
StatusPublished
Cited by1 cases

This text of 78 Misc. 2d 827 (Gotbaum v. Sugarman) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gotbaum v. Sugarman, 78 Misc. 2d 827, 358 N.Y.S.2d 635, 1974 N.Y. Misc. LEXIS 1504 (N.Y. Super. Ct. 1974).

Opinion

Edward J. Greenfield, J.

Some of the most difficult problems which are presented for judicial resolution involve a head-on collision of two socially desirable but conflicting objectives. In this case such a problem is presented by the conflict between constitutional provisions for a merit system of civil service employment, and the desire to set up a humane and enlightened welfare and relief system to provide employment for recipients.

This is an article 78 proceeding, in which petitioners, a union official, civil service employees, and persons on civil service •eligibility lists sue to enjoin the implementation of the Work Relief Employment Program (hereinafter WREP), a demonstration project planned and administered by respondent Sugar-man, as Human Rights Administrator of the City of New York. The program was evolved pursuant to chapter 603 of the Laws of 1972 to use home relief funds to create paid employment opportunities in public or nonprofit private agencies. The WREP plan as formulated by the respondents, has been approved by the State Commissioner of Social Services. Essentially, it is a demonstration project of one year’s duration (but renewable for additional years), which provides for the employment of recipients of home relief by requiring their assignment to various city governmental agencies. Pursuant to the plan a number of WREP titles have been created which are comparable, so far as job specifications and qualifications are concerned, with a number of positions in the competitive class of civil service. The recipients appear on the payrolls of the various governmental agencies and have the right to certain fringe benefits, but they do not acquire full civil service status.

Petitioners, attack the WREP program as violative of section 6 of article V of the New York State Constitution which provides: Appointments and promotions in the civil service of the state and all of the civil divisions thereof, including cities and villages, shall be made according to merit and fitness to be ascertained, as far as practicable, by examination which, as far as practicable, shall be competitive ”.

The work relief program had its inception in 1971, when the Governor declared in a special message to the State Legislature that the welfare program was going to be restructured “ to give greater opportunity and incentive to the individual to achieve independence, self-sufficiency and human dignity.” This, he declared, would require that the government provide useful [829]*829work in community services and ‘ the maximum feasible transfer of the able-bodied from welfare rolls to payrolls ” (N. Y. Legis. Ann., 1970, pp. 526-528). Accordingly, section 164 of the Social Services Law was amended to require that employable recipients of home relief were to be assigned to perform work in public agencies. To implement this legislation, New York City set up a program known as the Public Work Project (PWP). Participants in the program continued to receive a welfare check, which they were to work off at a prescribed hourly rate of pay.

Because the PWP program appeared to be a “make work ” approach, and there was no minimum work requirement, at the suggestion of the city, the Legislature enacted chapter 603 of the Laws of 1972 under which the program now attacked was formulated. The PWP program was replaced by the Work Belief Employment Program (WREP). Under the WREP program, recipients were to get not a welfare check but a wage payment from the agencies for which they worked. Funds appropriated for relief purposes were transferred to those agencies to meet the payroll. Participants were required to work no less than one-half time and up to 40 hours. They were to be evaluated for training and employability. They were to receive certain fringe benefits over and above their direct wages and they were eligible to bargain collectively.

Petitioners assert that the WREP program is a subterfuge to evade the constitutional requirements of competitive civil service examinations.

This attack would appear to question the constitutionality of chapter 603 of the Laws of 1972 from which the program derives. Bespondents have moved to dismiss the petition for failure to state a cause of action and for lack of standing to sue. The latter point can be dealt with very briefly. This court finds that the executive director of the principal civil service union in New York City, existing civil service employees and persons on eligible lists have adequate standing to sue (see Matter of Ballentine v. Sugarman, 74 Misc 2d 267, 269).

In dealing with the merits of this controversy, there are three previously decided cases which must be dealt with. The first, Matter of Social Investigator Eligibles Assn. v. Taylor (268 N. Y. 233), dealt with the relief program set up during the depression of the 1930’s. The Temporary Emergency Belief Administration was set up to provide money for necessaries and to relieve the suffering caused by unemployment through a work relief program. As here, the program was attacked by [830]*830civil service eligibles as violating the constitutional mandate of section 6 of article V that all appointments and promotions in the civil service should be based on merit and competitive examinations. The Court of Appeals held that inasmuch as the relief recipients were not receiving any appointments in civil service, even though their work paralleled that of civil service employees, there was no conflict with the Constitution. Employment which was provided as a matter of work relief was thus declared to be beyond the scope of competitive civil service examinations.

In 1973, section 164 of the Social Services Law upon which the P WP program was based was attacked by Victor Gotbaum, the same petitioner as in this action and by other civil service - personnel. This court, in Matter of Ballentine v. Sugarman, and Gotbaum v. Rockefeller (74 Misc 2d 267, affd. sub nom. Gotbaum v. Lindsay, 43 A D 2d 815, mot. to dismiss app. granted 34 N Y 2d 667 [Silverman, J.]) dismissed the attack on the constitutionality of the program. Belying upon the Taylor case (supra), Mr. Justice Silverman held that the assignment of these home relief recipients to employment comparable to that of civil service employees did not constitute an appointment or promotion in the civil service.

The third case is that of Matter of Maye v. Lindsay (69 Misc 2d 276 [Silverman, J.]), revd. 41 A D 2d 127, revd. on opn. at Spec. Term 33 N Y 2d 552). In that case, a program establishing positions comparable to civil service positions under the model cities program was invalidated. The basis of that invalidation is not controlling here however. In that case, permanent competitive civil service positions for New York City were created under a Federal funding arrangement to provide employment for residents of designated model cities areas. The basis upon which this program was invalidated was that it was restricted only to residents of certain designated areas of the city, and such a restriction was held to be contrary to the constitutional directive that appointments and promotions in the civil service are to be made according to merit and fitness. The decision in the Maye case is not applicable here. Under the model cities program, employment through competitive but restricted examination was to lead to permanent civil service status and eligibility for promotion examination. The only basis for participation in the program was residence in a selected area.

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Bluebook (online)
78 Misc. 2d 827, 358 N.Y.S.2d 635, 1974 N.Y. Misc. LEXIS 1504, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gotbaum-v-sugarman-nysupct-1974.