Goss, Jr. v. Saul

CourtDistrict Court, N.D. California
DecidedMarch 16, 2020
Docket3:18-cv-06832
StatusUnknown

This text of Goss, Jr. v. Saul (Goss, Jr. v. Saul) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Goss, Jr. v. Saul, (N.D. Cal. 2020).

Opinion

1 2 3 UNITED STATES DISTRICT COURT 4 NORTHERN DISTRICT OF CALIFORNIA 5 6 HERBERT G., Case No. 18-cv-06832-JSC

7 Plaintiff, ORDER RE: CROSS MOTIONS FOR 8 v. SUMMARY JUDGMENT

9 ANDREW SAUL, Re: Dkt. Nos. 24, 25 Defendant. 10

11 Plaintiff seeks social security disability benefits for Type II diabetes, left shoulder pain, 12 back pain, and right leg pain. (Administrative Record (“AR”) 246.) Pursuant to 42 U.S.C. § 13 405(g), Plaintiff filed this lawsuit for judicial review of the final decision by the Commissioner of 14 Social Security (“Commissioner”) denying his application for benefits. (Dkt. No. 1.)1 Now 15 before the Court are Plaintiff’s and Defendant’s motions for summary judgment.2 (Dkt. Nos. 24 & 16 25.) Because the decision of the Administrative Law Judge (“ALJ”) to deny benefits is supported 17 by substantial evidence and free of legal error, the Court DENIES Plaintiff’s motion and 18 GRANTS Defendant’s cross-motion. 19 LEGAL STANDARD 20 A claimant is considered “disabled” under the Social Security Act if she meets two 21 requirements. See 42 U.S.C. § 423(d); Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). 22 First, the claimant must demonstrate “an inability to engage in any substantial gainful activity by 23 reason of any medically determinable physical or mental impairment which can be expected to 24 result in death or which has lasted or can be expected to last for a continuous period of not less 25 than 12 months.” 42 U.S.C § 423(d)(1)(A). Second, the impairment or impairments must be 26 1 Record citations outside of the administrative record are to material in the Electronic Case File 27 (“ECF”); pinpoint citations are to the ECF-generated page numbers at the top of the documents. 1 severe enough that she is unable to do her previous work and cannot, based on her age, education, 2 and work experience “engage in any other kind of substantial gainful work which exists in the 3 national economy.” 42 U.S.C. § 423(d)(2)(A). To determine whether a claimant is disabled, an 4 ALJ is required to employ a five-step sequential analysis, examining: (1) whether the claimant is 5 engaging in “substantial gainful activity”; (2) whether the claimant has a severe medically 6 determinable physical or mental impairment” or combination of impairments that has lasted for 7 more than 12 months; (3) whether the impairment “meets or equals” one of the listings in the 8 regulations; (4) whether, given the claimant’s “residual function capacity,” (“RFC”) the claimant 9 can still do her “past relevant work”’ and (5) whether the claimant “can make an adjustment to 10 other work.” Molina v. Astrue, 674 F.3d 1104, 1110 (9th Cir. 2012); see also 20 C.R.F. 11 §§404.1520(a), 416.920(a). 12 An ALJ’s “decision to deny benefits will only be disturbed if it is not supported by 13 substantial evidence or it is based on legal error.” Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 14 2005) (internal quotation marks and citation omitted). “Substantial evidence means such relevant 15 evidence as a reasonable mind might accept as adequate to support a conclusion.” Id. (internal 16 quotation marks and citation omitted). “Where evidence is susceptible to more than one rational 17 interpretation, it is the ALJ’s conclusion that must be upheld.” Id. In other words, if the record 18 “can reasonably support either affirming or reversing, the reviewing court may not substitute its 19 judgment for that of the Commissioner.” Gutierrez v. Comm’r of Soc. Sec., 740 F.3d 519, 523 20 (9th Cir. 2014) (internal quotation marks and citation omitted). However, “a decision supported 21 by substantial evidence will still be set aside if the ALJ does not apply proper legal standards.” Id. 22 BACKGROUND 23 I. Procedural History 24 Plaintiff filed a Title II application for social security disability benefits in April 2015, (AR 25 198), and a Title XVI application for supplemental security income in May 2015, (AR 192). The 26 Commissioner first denied Plaintiff’s applications in September 2015, (AR 80 & 92), and again 27 denied the applications upon reconsideration in March 2016, (AR 136). Plaintiff then filed a 1 telephone before ALJ Cheryl Tompkin. (AR 30-68.) Plaintiff’s counsel and Vocational Expert 2 (“VE”) Dr. Roxane L. Minkus were present at the hearing. (AR 30.) 3 The ALJ issued an unfavorable decision in October 2017. (AR 14.) The decision became 4 final in September 2018 after the Appeals Council denied Plaintiff’s request for review. (AR 1.) 5 Plaintiff filed this action thereafter. (Dkt. No. 1.) 6 II. Administrative Record 7 Plaintiff was born on September 12, 1963 and resides in Livermore, California. (AR 198.) 8 He asserts that he has been unable to work since June 1, 2011 due to Type II diabetes, left 9 shoulder pain, back pain, and right leg pain. (See AR 69-70.) Plaintiff previously worked as an 10 auto mechanic and shop cleaner from 2010 to 2011, as a dishwasher from 2008 to 2010, and as a 11 construction laborer from 1979 to 2006. (AR 323.) At the February 2017 hearing Plaintiff’s 12 counsel amended the disability onset date to September 12, 2013, to coincide with Plaintiff’s 50th 13 birthday. (See AR 68.) 14 A. Medical Evaluations and Physician Statements 15 1. Medical Source Statement from Treating Physician 16 The parties attribute to Dr. Catherina Fu a “Diabetes Medical Source Statement” from Axis 17 Community Health Center (“Axis Health”) dated November 19, 2014, and they do not dispute that 18 Dr. Fu is Plaintiff’s treating physician.3 The statement reports that Plaintiff was first treated at 19 Axis Health in April 2013 and then seen “every 1-3 months.” (AR 434.) The statement indicates 20 that Plaintiff was diagnosed with Type II diabetes and left shoulder pain, and experiences the 21

22 3 Dr. Fu’s name appears only once in the record—an attachment to the November 2014 medical source statement. (See AR 438.) That document is an X-ray report from NorCal Imaging and it is 23 signed by Dr. Fu. (Id.) The medical source statement attributed to Dr. Fu does not contain her name and based on the signature appears to have been written by Nurse Practitioner Edward Liu, 24 of Plaintiff’s primary care provider Axis Health. (See AR 437.) Indeed, Mr. Liu completed a physical examination of Plaintiff one day prior to the medical source statement, (see AR 329), and 25 the non-examining state agency physicians attributed the November 2014 source statement to Mr. Liu, (see AR 72, 76, 84, 88, 90, 98, 99, 103, 105, 111, 112, 116, 118). However, because (1) the 26 record indicates that Axis Health is Plaintiff’s primary care provider, (2) the ALJ attributed the November 2014 medical source statement to Dr. Fu and the parties do not dispute that 27 characterization, (3) it is not clear from the signature alone who actually authored the medical 1 following symptoms: fatigue, excessive thirst, chronic skin infections, muscle weakness, 2 retinopathy, and frequency of urination. (Id.) Of those, the statement notes the following “clinical 3 findings and objective signs”: blurred vision, frequency of urination, dry mouth, and pain in the 4 left shoulder.

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