Goodman v. Provident Savings Bank & Trust Co.

29 Ohio Law. Abs. 673, 15 Ohio Op. 385, 1939 Ohio Misc. LEXIS 895
CourtCourt of Common Pleas of Ohio, Hamilton County
DecidedOctober 5, 1939
StatusPublished

This text of 29 Ohio Law. Abs. 673 (Goodman v. Provident Savings Bank & Trust Co.) is published on Counsel Stack Legal Research, covering Court of Common Pleas of Ohio, Hamilton County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Goodman v. Provident Savings Bank & Trust Co., 29 Ohio Law. Abs. 673, 15 Ohio Op. 385, 1939 Ohio Misc. LEXIS 895 (Ohio Super. Ct. 1939).

Opinion

OPINION

By MORROW, J.

Plaintiff’s petition sets forth-that he is an attorney at law and brings the suit on behalf of himself and others similarly situated. He says that as such attorney at law he has an exclusive franchise as one of a class to engage in the practice of law, and that corporations are expressly forbidden ' to engage in the practice of law in.this state either directly or indirectly.

He states, however, that for many years the defendant has held itself out as learned in the law, particularly in the preparation of wills, declaration of trust and laws applicable to real estate, and has solicited by certain advertisements the business of people who desire to dispose of their property by will or by trust. Plaintiff also claims that the defendant corporation retains [674]*674certain lawyers to dispatch the law business solicited by defendant by advertisement in newspapers and other periodicals, as 'well as pamphlets.

Plaintiff states further that defendant prepares many legal documents by and through agents and employees without the aid of an attorney at law.

He states further also that he and all others similarly situated are sustaining irreparable damage in that the standing of their profession will be materially lowered by reason of these acts of the defendant corporation, and that the profits derived by members of the bar from the practice of-their profession will be materially lessened, unless the defendant is enjoined from engaging in the practice of law.

Plaintiff states finally that he has no ■remedy at law, and asks the court to -'enjoin the defendant and its agents from engaging in the practice cf law, either directly or indirectly.

The above is the substance of the petition. To this is filed an answer as follows:

Defendant admits plaintiff is an attorney at law, admits it is a. corporation organized under the laws of Ohio, denies it has ever held itself out as learned in the law or that it has practiced law.

Defendant states, however, that it is authorized by law to acr as trustee for the care and management of property to the same extent as a legally qualified person, and to make and draw • contracts constituting itself as such trustee. Defendant states it also is authorized to act as executor, administrator, grantee, lessor or trustee, and has ■not exceeded the authority granted to ■it by law.

Defendant therefore asks that plaintiff’s petition be dismissed.

We have stated only the substance of defendant’s answer.

This case was heard several years ago, and-both sides agreed that it was best to wait the decision- in the case of Judd, et al, Appellees v The City Trust & Savings Bank, et al, Appellants, 133 Oh St 81, 10 OO 95.

Some time after the final decision in the Judd case the plaintiff prepared a decree of injunction, which he stated was in accordance, with the holding of the Supreme Court in the above case. Defendant’s attorneys contended that the instant case was not “on all fours with the Judd case”, and objected to the form of,decree presented by plaintiff.

Defendant’s counsel then filed a motion for a separate finding of facts and conclusions of law. Pursuant to a custom in this court, the finding of facts and conclusions of law were prepared by the plaintiff, submitted to the court for approval, and a copy -sent to the attorneys for the defendant.

The attorneys for the defendant asserted that plaintiff’s findings of facts and conclusions of lay were erroneous, and asked to be allowed to submit an alternative finding of facts and conclusions of . law for the court’s consideration.

This was done, .and- in. view of the sharp divergence between the interpretation of the Judd case and its application to the facts of this case by the plaintiff and the interpretation, on the other hand, of the Judd case and its application to the facts herein, by the defendant’s attorneys, it has been necessary for the court to' take up the matter further.

Sees. 710-159 and 710-160, GC confer the right upon trust companies to act in fiduciary capacities “in the same manner * * * as in the case of a legally qualified person”.

Pursuant to this authority the defendant herein has established a .trust department, and the vrust department is managed by a trust officer.

I.

The petition alleges that the defendant “holds itself out as capable of practicing law, and solicits- employment ment therefor”, and . there are a'number of statements in the petition which indicate the claim that-the corporation is advertising itself as' one engaged in the practice of law --nth special reference to the drawing of wills, and trust instruments.

[675]*675In discussing this matter we must concede, I take it, that the defendant has a right to advertise itself as one in a position to render service as a fiduciary. Any natural person who desired, and was capable of acting as a fiduciary, would nave the same right. However, there is a distinction between such an advertisement, and the defendant holding itself out as one who performs legal services m connection with such fiduciary activities.

In the Judd case it appears that the Bar Association in Akron objected to large display cards seen in the windows of the Trust Company defendant, as follows:

“Who will get your property if you leave no will? We can tell you.” (See Record p. 45 in Judd case).

Also:

“Is your will up to date? Review it with us.”

(Record p. 47 in Judd case).

“Does your will do what you want it to do? Consult our Trust Department.” (Record p. 64 in Judd case).
“If you want to know if your will does what you want it to do. if it is legal, consult with our Trust Department.” (Record p. 69 in Judd case).

I have reviewed the advertising matter which is submitted by plaintiff as evidence of the defendant corporation’s violations of the rule against soliciting legal business. Of course, if the defendant has no right to practice law, it has no right to advertise to obtain law business.

The exhibits -in this case are addressed to the activities of the defendant corporation as a fiduciary, but on page 39 (the last page) of the pamphlet, entitled (on outside -first page)—

“Your Family, Your Property, Your Will, Trust Department, Provident Savings Bank & Trust Co., Seventh & Vine Sts., Cincinnati, Ohio.”

(Plaintiff’s Exhibit "To. 5) there appears the following statement:

“If you have made ^our will, you may wish to change it to meet new needs that have arisen, or -.o establish trust funds. If you have not made your will, you should do so without delay.
“We shall be glad to discuss the business and financial phases of these matters with you confidentially:”

This statement terminates a lengthy discussion of wills, giving a roster of notable people, including Tex Rickard, Chauncey Depew and Tilomas F. Ryan, who have chosen trust companies to settle their estates.

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Bluebook (online)
29 Ohio Law. Abs. 673, 15 Ohio Op. 385, 1939 Ohio Misc. LEXIS 895, Counsel Stack Legal Research, https://law.counselstack.com/opinion/goodman-v-provident-savings-bank-trust-co-ohctcomplhamilt-1939.