González Zayas v. Superior Court of Puerto Rico

100 P.R. 134
CourtSupreme Court of Puerto Rico
DecidedOctober 8, 1971
DocketNo. O-70-105
StatusPublished

This text of 100 P.R. 134 (González Zayas v. Superior Court of Puerto Rico) is published on Counsel Stack Legal Research, covering Supreme Court of Puerto Rico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
González Zayas v. Superior Court of Puerto Rico, 100 P.R. 134 (prsupreme 1971).

Opinion

Mr. Justice Dávila

delivered the opinion of the Court.

Milton González appeared at the Carolina Part of the District Court for the purpose of serving as surety for two persons charged with offenses and whose bail had been fixed at $1,000 for each one of five counts. To achieve his purpose he simulated being Juan Reyes Torres and with that name signed and swore to the bails required, in which he stated that he was the owner of a real property, all of it being false.

When the falsehood was discovered, five complaints were sworn to by agent Negron Ramos of the Police Criminal Investigation Corps against Milton González, on July 3, 1969, for false pretenses before the Carolina Part of the District Court.1 On the following September 24 he pleaded guilty of [137]*137the five counts. The District Court imposed a fine on him of $1,000, $200 on each count or 90 days in jail. He satisfied the fines imposed. On October 16, 1969, the San Juan prosecuting attorney filed an information against Milton González for five offenses of perjury which he joined in one sole preferment of charges.2 On the back of the information an agent of the Puerto Rico Police Investigation Corps appears as one of the witnesses for the prosecution.

When the hearing of the case of perjury commenced the defense raised to the court “that defendant has already been tried for these same facts.” After the parties submitted extensive memorandums, the judge who presided the hearing set aside defense’s contention. We agreed to review that order.

We do not have before us the usual case of former jeopardy protected by the constitutional guarantee framed in § 11 of the Bill of Rights.3 Milton González did not plead guilty of the same offense with which he was charged before the Superior Court. He pleaded guilty of false pretenses and he is now being charged with perjury. But there is a provi[138]*138sion in the Penal Code applicable to the situation of facts which this case presents. Section 44 (33 L.P.R.A. § 90) provides as follows:

“An act or omission which is made punishable in different ways by different provisions of this Code, may be punished under either of such provisions, but in no case can it be punished under more than one; an acquittal or conviction and sentence under either one bars a prosecution for the same act or omission under any other.”

The provision which we have just copied came to our Code from the State of California. It corresponds to § 654 of the Penal Code of said State.4 This provision has a greater scope than that of protecting a defendant from the double jeopardy which the Constitution of the Commonwealth bars, but it protects him from being punished more than once for one sole punishable act. It should not be confused with the constitutional guarantee. People v. Tideman, 370 P.2d 1007, 1009 (Cal. 1962). For that reason the section provides that if “an act or omission which is made punishable” has been incurred, the defendant cannot be punished for more than one offense; nor prosecuted again once he has been acquitted or convicted and sentenced under any one of the offenses. Thus it is avoided that a punishment which in effect is excessive, without it necessarily being cruel and unusual, be imposed on defendant for the same acts, and it is also avoided that he may be harassed and persecuted, charging him with different offenses, after having been already prosecuted for [139]*139one, under circumstances where the defense of double jeopardy does not lie because different offenses are involved. Kellett v. Superior Court, 409 P.2d 206 (1966); Neal v. State of California, 357 P.2d 839 (1961); People v. Hartfield, 90 Cal. Rptr. 274, 277 (1970); Annotation, 2 San Diego L. Rev. 86 (1965); Applying Section 65U of the Penal Code, 32 Cal. L. Rev. 50 (1958); Kahn, Double Jeopardy, Multiple Prosecution and Multiple Punishment: A Comparative Analysis, 50 Cal. L. Rev. 853 (1962).

It is necessary to point out the difference which exists between the defense of former jeopardy which the Constitution guarantees and what is provided in the second clause of § 44. The defense of former jeopardy requires the second information to be for the same offense, but does not require for its application an acquittal or a conviction. It suffices that the defendant may have been in jeopardy. Section 44 requires that the previous case should have ended, either by acquittal or conviction and sentence.

The situation which § 44 tries to protect did not present any fundamental problem when the amendment to the Constitution of the United States which prohibits double jeopardy for the same offense was drafted. Relatively few, clear, and defined offenses existed at that time. The informations were simple and exact. As the years went by and the rural society became an urban and industrialized society, the offenses multiplied and penal statutes became more encompassing and technical, one sole act being capable of violating several penal provisions. Ashe v. Swenson, 397 U.S. 436 (1970), Annotation, 39 Cincinnati L. Rev. 590 (1970). This could become unfair and oppressive for the citizen. The trial courts developed several doctrines to protect the defendant from the excessive strictness of the law. See the comprehensive study about this question in Lugar, Criminal Law, Double Jeopardy and Res Judicata, 39 Iowa L. Rev. 317 (1964); Cohen, Deadly Weapons Act, 31 U. Pitt. L. Rev. 476 (1970). One of [140]*140the adopted doctrines is that of collateral estoppel by judgment.

The Supreme Court of the United States in Ashe v. Swenson, 397 U.S. 436 (1970), refers to the practice developed by prosecuting attorneys of charging more than one offense for one sole criminal act and to the fact that the federal courts, more than fifty years ago, applied the collateral estoppel doctrine to protect the defendant. To that effect it was set forth in footnote 10 at page 445:

“It is true, as this Court said in Hoag v. New Jersey, supra, that we have never squarely held collateral estoppel to be a constitutional requirement. Until perhaps a century ago, few situations arose calling for its application. For at common law, and under early federal criminal statutes, offense categories were relatively few and distinct. A single course of criminal conduct was likely to yield but a single offense. See Comment, Statutory Implementation of Double Jeopardy Clauses: New Life for a Moribund Constitutional Guarantee, 65 Yale L.J. 339, 342. In more recent times, with the advent of specificity in draftsmanship and the extraordinary proliferation of overlapping and related statutory offenses, it became possible for prosecutors to spin out a startlingly numerous series of offenses from a single alleged criminal transaction. See Note, Double Jeopardy and the Multiple-Count Indictment, 57 Yale L.J. 132, 133.

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Related

Ashe v. Swenson
397 U.S. 436 (Supreme Court, 1970)
Neal v. State of California
357 P.2d 839 (California Supreme Court, 1960)
Kellett v. Superior Court
409 P.2d 206 (California Supreme Court, 1966)
State v. Mendoza
481 P.2d 844 (Arizona Supreme Court, 1971)
In Re Ford
424 P.2d 681 (California Supreme Court, 1967)
In Re McGrew
427 P.2d 161 (California Supreme Court, 1967)
State v. Ballez
427 P.2d 125 (Arizona Supreme Court, 1967)
People v. Branch
260 P.2d 27 (California Court of Appeal, 1953)
State v. Ahuna
474 P.2d 704 (Hawaii Supreme Court, 1970)
People v. Hartfield
11 Cal. App. 3d 1073 (California Court of Appeal, 1970)
People v. Taylor
15 Cal. App. 3d 349 (California Court of Appeal, 1971)
State v. Seelen
485 P.2d 826 (Arizona Supreme Court, 1971)
Heldenbrand v. Mills
1970 OK CR 146 (Court of Criminal Appeals of Oklahoma, 1970)
State v. Vallejos
358 P.2d 178 (Arizona Supreme Court, 1960)
People v. Repola
280 A.D. 735 (Appellate Division of the Supreme Court of New York, 1952)
People v. Tideman
370 P.2d 1007 (California Supreme Court, 1962)
In re Hayes
451 P.2d 430 (California Supreme Court, 1969)
People ex rel. Maurer v. Jackson
140 N.E.2d 282 (New York Court of Appeals, 1957)
People v. Kelley
25 A.D.2d 715 (Appellate Division of the Supreme Court of New York, 1966)
People v. Baker
27 A.D.2d 269 (Appellate Division of the Supreme Court of New York, 1967)

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100 P.R. 134, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gonzalez-zayas-v-superior-court-of-puerto-rico-prsupreme-1971.