Goldstein v. Consolidated Edison Co.

93 A.D.2d 589, 462 N.Y.S.2d 646, 1983 N.Y. App. Div. LEXIS 17517
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 17, 1983
StatusPublished
Cited by16 cases

This text of 93 A.D.2d 589 (Goldstein v. Consolidated Edison Co.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Goldstein v. Consolidated Edison Co., 93 A.D.2d 589, 462 N.Y.S.2d 646, 1983 N.Y. App. Div. LEXIS 17517 (N.Y. Ct. App. 1983).

Opinions

OPINION OF THE COURT

Kupferman, J. P.

Plaintiffs, Morris and Ruth Goldstein, appeal from the denial by Special Term of their motion for partial summary judgment against defendant Consolidated Edison Co. (Con Ed). By that motion, plaintiffs sought an order precluding Con Ed from relitigating the issue of whether it was grossly negligent in failing to prevent the interruption of electrical service during the 1977 blackout, and setting the matter down for an inquest to assess plaintiffs’ damages. Special Term should have granted the motion to the extent [590]*590of precluding Con Ed from again litigating the gross negligence issue, reserving all other matters for trial.

On the morning of July 14, 1977, plaintiff Morris Gold-stein allegedly sustained personal injuries when he slipped and fell down a darkened stairwell in a co-operative ownership apartment building in The Bronx in which plaintiffs reside and own shares. Plaintiff Ruth Goldstein, his wife, joins her claim for loss of services resulting from her husband’s alleged injuries. In addition to Con Ed, the complaint names as defendants the co-operative apartment corporation, its managing agent, and two individual employees of Con Ed. The motion for partial summary judgment, however, is directed solely against Con Ed.

Plaintiffs predicate their motion on a judgment entered after a jury verdict which specifically found as a fact that Con Ed had acted with gross negligence in failing to prevent the blackout. The Court of Appeals affirmed our court’s affirmance without opinion of that judgment. (Food Pageant v Consolidated Edison Co., 54 NY2d 167, affg 78 AD2d 1016.) Plaintiffs now invoke the doctrine of offensive collateral estoppel, also called issue preclusion, to give the finding of gross negligence in the Food Pageant judgment conclusive effect in this litigation.

Under New York law, for a nonparty to an action which resulted in a judgment to use that judgment offensively in a later action to preclude a party to that judgment from relitigating an issue of fact found adversely to that party in the prior action, a twofold requirement must be met. As the Court of Appeals stated the standard: “New York Law has now reached the point where there are but two necessary requirements for the invocation of the doctrine of collateral estoppel. There must be an identity of issue which has necessarily been decided in the prior action and is decisive of the present action, and, second, there must have been a full and fair opportunity to contest the decision now said to be controlling.” (Schwartz v Public Administrator of County of Bronx, 24 NY2d 65, 71.)

In Schwartz {supra), the Court of Appeals stated further that the burden rests upon the defendant to show that collateral estoppel should not be applied because it did not [591]*591have a full and fair opportunity to litigate the issue in the prior action, while the burden is placed on the moving party to show that the issue is identical and was necessarily decided in the prior action. (24 NY2d, at p 73.)

The identity of issue requirement is clearly met. In Food Pageant (supra), the jury decided that Con Ed was grossly negligent in failing to prevent the blackout. This issue was necessarily decided in that case inasmuch as the jury was instructed that there could be no recovery absent a finding of gross negligence on the part of Con Ed because Con Ed was exempt from liability for ordinary negligence under the terms of its tariff restrictions approved by the Public Service Commission. Though the finding in Food Pageant is not dispositive of the Goldsteins’ claim, it is certainly decisive of the motion for partial summary judgment. Thus, the issue on this appeal is whether Con Ed had a full and fair opportunity to litigate the gross negligence issue in the Food Pageant action so that allowing issue preclusion in this case would not be unjust. On this question, Con Ed has the burden.

The Court of Appeals has set the standard for determining whether a party has had a full and fair opportunity to litigate an issue as requiring: “an exploration of the various elements which make up the realities of litigation. A comprehensive list of the various factors which should enter into a determination whether a party has had his day in court would include such considerations as the size of the claim, the forum of the prior litigation, the use of initiative, the extent of the litigation, the competence and experience of counsel, the availability of new evidence, indications of a compromise verdict, differences in the applicable law and foreseeability of future litigation.” (Schwartz v Public Administrator of County of Bronx, 24 NY2d, at p 72.)

Of the nine considerations listed above, only “indications of a compromise verdict” even remotely avails Con Ed in its attempt to avoid the conclusive effect of the finding of gross negligence by the Food Pageant jury. The ad damnum clause in the Food Pageant complaint sought $75,000 in damages. Even in light of the enormity of the potential exposure of Con Ed to blackout claims, this is not such an [592]*592insubstantial claim that it would not have been vigorously contested. Con Ed certainly foresaw future litigation and had to have been aware that an adverse finding in Food Pageant could have collateral effect. The case was tried in Supreme Court, Bronx County, between April 27 and May 9,1979, and two appeals were taken. Thus, the trial forum of the litigation was a court of record and the extent of the litigation was substantial, indicating the use of initiative. At trial, Con Ed was represented by in-house counsel, and on both appeals had retained a prestigious firm to be of counsel.

There is no allegation of a significant change in the applicable law.

The investigative reports referred to by Con Ed in its argument as not having been part of the record in the Food Pageant trial were all released and available at the time of that trial. Therefore, the consideration of “availability of new evidence” is inapplicable inasmuch as Con Ed surely had the opportunity to introduce those investigative reports.

To meet its burden of showing that the Food Pageant trial was not a full and fair opportunity to litigate the gross negligence issue, Con Ed refers to the fact that the Food Pageant jury awarded exactly half the damages claimed. From this fact alone we are asked to infer that the jury compromised on the issue of whether Con Ed was grossly negligent, despite the fact that the jury unanimously answered affirmatively the specific interrogatories presented by the Trial Justice whether Con Ed was grossly negligent, and, if so, whether such gross negligence proximately caused plaintiff’s injuries.

This reduced award of damages by the Food Pageant jury is susceptible of other inferences as well. The jury may well have been merciful in light of Con Ed’s public responsibility and vast exposure.

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Cite This Page — Counsel Stack

Bluebook (online)
93 A.D.2d 589, 462 N.Y.S.2d 646, 1983 N.Y. App. Div. LEXIS 17517, Counsel Stack Legal Research, https://law.counselstack.com/opinion/goldstein-v-consolidated-edison-co-nyappdiv-1983.