Goldman v. Rodriguez

CourtCourt of Appeals for the First Circuit
DecidedJanuary 6, 1993
Docket92-1458
StatusPublished

This text of Goldman v. Rodriguez (Goldman v. Rodriguez) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Goldman v. Rodriguez, (1st Cir. 1993).

Opinion

USCA1 Opinion


January 6, 1993

United States Court of Appeals
United States Court of Appeals
For the First Circuit
For the First Circuit
____________________

No. 92-1458

GOLDMAN, ANTONETTI, FERRAIUOLI,
AXTMAYER & HERTELL, A PARTNERSHIP,
Plaintiff, Appellee,

v.

MEDFIT INTERNATIONAL, INC., ET. AL.,
Defendants, Appellees,

HECTOR RODRIGUEZ,
Defendant, Appellant.

____________________

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF PUERTO RICO

[Hon. Hector M. Laffitte, U.S. District Judge]
___________________

____________________

Before

Torruella, Circuit Judge,
_____________
Campbell, Senior Circuit Judge,
____________________
Stahl, Circuit Judge.
_____________

____________________

Hector L. Rodriguez on brief pro se.
___________________
Juan R. Marchand Quintero with whom Rivera Cestero & Marchand
___________________________ __________________________
Quintero and Miguel J. Rodriguez-Marxuach were on brief for appellees.
________ ____________________________

____________________

____________________

STAHL, Circuit Judge. Defendant-appellant Hector
_____________

Rodriguez ("Rodriguez" or "defendant") appeals from the entry

of a default judgment against him in the amount of $91,294.38

plus interest. We affirm.

I.
I.
__

RELEVANT PROCEDURAL AND FACTUAL BACKGROUND
RELEVANT PROCEDURAL AND FACTUAL BACKGROUND
__________________________________________

On June 6, 1990, the Puerto Rico law firm of

Goldman, Antonetti, Ferraiuoli, Axtmayer & Hertell

("GAFAH")1 filed a complaint against Rodriguez, Randy Smith

("Smith"), George and Lorin Croce, and Medfit International,

Inc. ("Medfit"), seeking payment of legal fees totalling

$101,294.38.2 The complaint alleged that defendants had

breached an agreement with Ferraiuoli, Axtmayer & Hertell

("GAFAH's predecessor firm") calling for plaintiff to provide

defendants with professional legal services relative to the

formation, development, and financing of a latex glove

manufacturing business.3

____________________

1. GAFAH was the original plaintiff in this case. However,
plaintiff-appellee Goldman, Antonetti, Ferraiuoli & Axtmayer
("GAFA" or "plaintiff") was substituted for GAFAH after
Hertell left the partnership in September of 1990.

2. Default was subsequently entered against Smith and Medfit
for failure to answer the complaint. The action against
George and Lorin Croce was dismissed with prejudice, pursuant
to Fed. R. Civ. P. 41(a)(1), after they agreed to pay
plaintiff $10,000.00 towards the legal fees due. None of
these defendants is a party to this appeal.

3. More specifically, plaintiff claims that it agreed to
render professional services on an hourly fee basis, and that
its fees would be payable by Rodriguez and Smith personally

-2-
2

Subsequently, Rodriguez moved to dismiss the

complaint pursuant to Rules 4(e) and 12(b)(1)-(7) of the

Federal Rules of Civil Procedure. After reviewing the

record, the district court treated Rodriguez's motion as a

motion for summary judgment, and denied it on May 8, 1991.

On August 2, 1991, the district court issued a

scheduling order setting a pretrial and settlement conference

for November 14, 1991, and a bench trial for December 16,

1991. That order warned the parties that any failure to

comply with its provisions could result in the imposition of

sanctions under Fed. R. Civ. P. 16(f). This warning was

repeated in an October 18, 1991, order which rescheduled the

pretrial and settlement conference to November 15, 1991.4

Despite these warnings, Rodriguez failed to appear for the

November 15, 1991, pretrial and settlement conference.

____________________

"until such time as financing was obtained" for their latex
glove manufacturing project. Rodriguez, on the other hand,
contends to have entered into an oral fee agreement with
plaintiff on behalf of Medfit Products Puerto Rico, Inc.
__ ______ __
("MPPR"). Rodriguez also claims that the agreement set forth
a contingent fee arrangement, "said contingency being the
successful financing and closing of the proposed latex glove
project[,]" and denies that he is or ever was personally
responsible for payment of the legal fees owed to plaintiff.

4. The district court later continued the December 16, 1991,
trial date until January 21, 1992.

-3-
3

Consequently, the district court entered a partial judgment

dismissing Rodriguez's counterclaims and cross-claim.5

On January 17, 1992, Rodriguez telephoned the

district court's chambers to notify the court that he would

not appear for the January 21, 1992, trial. Rodriguez did

not, however, request a continuance or provide the court with

a valid justification for his anticipated absence.

Accordingly, when Rodriguez failed to appear for trial, the

district court found that he was in default.

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