Gloria Baker, Connie Cornwall, Carolyn Greer, Daniel Morris, and Judy Travis v. Raymond James & Associates Inc., Logan B. Phillips Jr., and Steven Kane Savell

CourtMississippi Supreme Court
DecidedMarch 4, 2021
Docket2019-CT-00073-SCT
StatusPublished

This text of Gloria Baker, Connie Cornwall, Carolyn Greer, Daniel Morris, and Judy Travis v. Raymond James & Associates Inc., Logan B. Phillips Jr., and Steven Kane Savell (Gloria Baker, Connie Cornwall, Carolyn Greer, Daniel Morris, and Judy Travis v. Raymond James & Associates Inc., Logan B. Phillips Jr., and Steven Kane Savell) is published on Counsel Stack Legal Research, covering Mississippi Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gloria Baker, Connie Cornwall, Carolyn Greer, Daniel Morris, and Judy Travis v. Raymond James & Associates Inc., Logan B. Phillips Jr., and Steven Kane Savell, (Mich. 2021).

Opinion

IN THE SUPREME COURT OF MISSISSIPPI

NO. 2019-CT-00073-SCT

GLORIA BAKER, CONNIE CORNWALL, CAROLYN GREER, DANIEL MORRIS, AND JUDY TRAVIS

v.

RAYMOND JAMES & ASSOCIATES INC., LOGAN B. PHILLIPS JR., AND STEVEN KANE SAVELL

ON WRIT OF CERTIORARI

DATE OF JUDGMENT: 12/06/2018 TRIAL JUDGE: HON. JEFF WEILL, SR. TRIAL COURT ATTORNEYS: FRANK CHANDLER BREESE, III STEVIE FARRAR RUSHING ALAN W. PERRY TERRY R. WEISS STEFANIE M. WAYCO JOHN HOUSTON DOLLARHIDE JEFFREY R. BLACKWOOD COURT FROM WHICH APPEALED: HINDS COUNTY CIRCUIT COURT ATTORNEY FOR APPELLANTS: FRANK CHANDLER BREESE, III ATTORNEYS FOR APPELLEES: JEFFREY R. BLACKWOOD MICHAEL JAMES BENTLEY JAMES WILBOURN VISE STEVIE FARRAR RUSHING STEFANIE M. WAYCO TERRY R. WEISS ROBERT T. HIGGINBOTHAM, JR. NATURE OF THE CASE: CIVIL - CONTRACT DISPOSITION: THE JUDGMENT OF THE COURT OF APPEALS IS REVERSED. THE JUDGMENT OF THE HINDS COUNTY CIRCUIT COURT IS REINSTATED AND AFFIRMED - 03/04/2021 MOTION FOR REHEARING FILED: MANDATE ISSUED: EN BANC.

BEAM, JUSTICE, FOR THE COURT:

¶1. The Plaintiffs sued the Defendants in the Hinds County Circuit Court for claims

relating to their financial advisor’s alleged malfeasance. The trial court granted summary

judgment in favor of the Defendants, finding that all of the Plaintiffs’ claims were time-

barred. The Court of Appeals reversed with respect to the Plaintiffs’ common-law claims,

finding that a genuine issue of material fact existed as to when the Plaintiffs learned or

through reasonable diligence should have learned of the Defendants’ alleged malfeasance.

Baker v. Raymond James & Assocs. Inc., No. 2019-CA-00073-COA, 2020 WL 1685704

(Miss. Ct. App. Apr. 7, 2020).1

¶2. This Court granted certiorari on the Defendants’ claim that the Court of Appeals

misapplied the latent-injury discovery-rule exception to the catch-all three-year limitations

period provided by Mississippi Code Section 15-1-49 (Rev. 2019). Because we find that no

genuine issue of material fact exists as to whether the Plaintiffs’ common-law claims are time

barred, we reverse the Court of Appeals’ decision and reinstate the trial court’s judgment.

FACTS

1 The Court of Appeals affirmed the trial court’s ruling that Plaintiffs’ claims were time-barred under the Mississippi Securities Act of 2010, Mississippi Code Sections 75-71-501 and -502 (Rev. 2016), since Plaintiffs did not challenge this ruling on appeal. Baker, 2020 WL 1685704, at *9.

2 ¶3. On October 19, 2017, the Plaintiffs filed suit against the Defendants. Between 2002

and 2005, the Plaintiffs (all retirees from BellSouth) rolled most of their retirement assets

over to Steven Savell, their financial advisor at Morgan Keegan.2 Baker, 2020 WL 1685704,

at *3. Savell assured Plaintiffs that “he would invest [their] money in a way that would

provide [them] with income for the remainder of [their] life and that [their] principal would

grow over time.” Id. at *4 (alteration in original) (internal quotation marks omitted). Savell

remained in control of these accounts until 2013. Id. at *4.

¶4. During the years Savell handled these accounts, the Plaintiffs continually sustained

sizeable losses. Id. at *5. The Plaintiffs claimed that Savell improperly recommended that

they invest in two unsuitable penny stocks and then marked the purchases “unsolicited” so

as to prevent detection by the brokerage firm’s policy against soliciting such stock. Plaintiffs

also alleged that Savell purchased for them certain annuities designed to be held for the long

term, which Savell had them cash out early in order to purchase new annuities that would pay

him and Morgan Keegan and/or Raymond James large commissions.

¶5. The Plaintiffs acknowledged receiving monthly and year-end account statements

reflecting these losses throughout the relevant years. Id. at *4. When the Plaintiffs questioned

Savell about these losses, he replied with assurances such as “everything [is] fine,” “[you’ll]

fully recover,” “stay the course,” “hang in there,” and “we’re still okay.” Id. at *5 (internal

quotation marks omitted).

2 Morgan Keegan was later acquired by Raymond James.

3 ¶6. Savell left Morgan Keegan in 2013 after it was acquired by Raymond James, at which

time the Plaintiffs had stopped using Savell as a financial advisor. In 2015 and 2016, the

Plaintiffs learned their coworkers, also former clients of Savell, had filed an arbitration claim

against Raymond James alleging Savell had mishandled their accounts. Id. at *5. The

Plaintiffs then contacted a lawyer to determine potential claims and subsequently filed suit

in October 2017.

¶7. Plaintiffs conceded that “[t]here is no dispute the malfeasance complained of occurred

between 2006 and 2013[, nor is there] dispute that more than three years elapsed after the

malfeasance before Appellants filed their Complaint.” Plaintiffs contended, however, that

because they were inexperienced and unsophisticated investors they could not possibly have

understood at the time that they had any recourse for their losses.

¶8. The trial court found all the Plaintiffs’ claims were time-barred by Mississippi’s

catch-all three-year statute of limitations and granted summary judgment in favor of the

Defendants. Id. at *6. The Court of Appeals reversed that decision. Id. at *20. The Court of

Appeals held that whether the Plaintiffs’ account statements were enough to contradict

Savell’s vague reassurances and to toll the statute of limitations was a genuine issue of

material fact, making summary judgment inappropriate. Id. at *19.

DISCUSSION

¶9. “When considering issues of law, such as statutes of limitation, this Court employs

a de novo [standard of] review.” F&S Sand, Inc. v. Stringfellow, 265 So. 3d 170, 173

4 (Miss. 2019) (citing Andrus v. Ellis, 887 So. 2d 175, 179 (Miss. 2004)). Likewise, we

review a trial court’s grant or denial of a motion for summary judgment de novo. Whitaker

v. Limeco Corp., 32 So. 3d 429, 433-34 (Miss. 2010) (citing Burleson v. Lathem, 968 So.

2d 930, 932 (Miss. 2007)).

¶10. There is no dispute that the catch-all three-year limitations period under Section 15-1-

49 applies in this case. Section 15-1-49 provides in relevant part:

(1) All actions for which no other period of limitation is prescribed shall be commenced within three (3) years next after the cause of action accrued, and not after.

(2) In actions for which no other period of limitation is prescribed and which involve latent injury or disease, the cause of action does not accrue until the plaintiff has discovered, or by reasonable diligence should have discovered, the injury.

Miss. Code Ann. § 15-1-49(1), (2) (Rev. 2019).

¶11. Under subsection (1), the “statute of limitations begins to run when the cause of action

accrues,” Anderson v. LaVere, 136 So. 3d 404, 411 (Miss. 2014) (citing Miss. Code Ann.

§ 15-1-49(1)), meaning “when the right to sue becomes vested.” Id. (internal quotation mark

omitted) (quoting Bullard v. Guardian Life Ins. Co. of Am., 941 So. 2d 812, 815 (Miss.

2006)). With subsection (2), however, the legislature has carved out an exception for latent

injuries.

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Bluebook (online)
Gloria Baker, Connie Cornwall, Carolyn Greer, Daniel Morris, and Judy Travis v. Raymond James & Associates Inc., Logan B. Phillips Jr., and Steven Kane Savell, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gloria-baker-connie-cornwall-carolyn-greer-daniel-morris-and-judy-miss-2021.