Globe Linings, Inc. v. City of Corvallis

555 F.2d 727, 194 U.S.P.Q. (BNA) 415
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 14, 1977
DocketNo. 75-2848
StatusPublished
Cited by7 cases

This text of 555 F.2d 727 (Globe Linings, Inc. v. City of Corvallis) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Globe Linings, Inc. v. City of Corvallis, 555 F.2d 727, 194 U.S.P.Q. (BNA) 415 (9th Cir. 1977).

Opinion

OPINION

EUGENE A. WRIGHT, Circuit Judge:

Globe Linings, Inc. (Globe) is the owner of U.S. Patent No. 3,313,443 (the Dial patent), which has as its subject matter a floating cover for liquid storage reservoirs. This flexible cover protects stored liquid from falling debris and sunlight. It is also adapted, through the use of floats, to rise and fall with the level of the liquid. Because the cover is larger than the reservoir, folds form adjacent to the periphery. Rainwater is collected in the peripheral folds and removed by pump.

Under contract with the City of Corvallis (Corvallis), the S & T Construction Co. constructed a floating reservoir cover for the city’s Baldy Reservoir. Globe brought suit for infringement of claim 5 1 of its patent. Corvallis and other defendants2 contended that Globe’s patent was invalid for obviousness under 35 U.S.C. § 103 (1970).3 The [729]*729district court segregated the issues of patent validity and infringement for trial, found the patent invalid for obviousness, and gave judgment for defendants.

On appeal Globe contends that the district court’s finding of obviousness is incorrect. It argues that the statutory presumption of the patent’s validity should not have been rejected. It also contends that, even if its invention contained no new elements, the combination of old elements produced an unusual or surprising result not found in the prior art.

I.

THE STATUTORY PRESUMPTION

The district court relied on three prior art references, two of which were not considered by the patent office. This raises an initial question of whether appellant was entitled to the statutory presumption of validity. Congress has declared that:

A patent shall be presumed valid. . . The burden of establishing invalidity of a patent or any claim thereof shall rest on the party asserting such invalidity.

35 U.S.C. § 282 (Supp.1977).

We have held that this “presumption of non-obviousness dissipates upon a showing that the prior art was not brought to the attention of the patent examiner.” Alcor Aviation, Inc. v. Radair Incorporated, 527 F.2d 113, 115 (9th Cir. 1975); see also Hewlett-Packard Co. v. Tel-Design, Inc., 460 F.2d 625 (9th Cir. 1972). Even one prior art reference not considered by the patent office may be sufficient to overcome the presumption. Jaybee Mfg. Corp. v. Ajax Hardware Corp., 287 F.2d 228, 229 (9th Cir. 1961).

“A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102 of this title, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negatived by the manner in which the invention was made.”

The Allen patent was among the 10 patents cited as references by the examiner. Its elements included a partially flexible, flat cover with an amount of flexible material larger than the covered surface level to follow the rise and fall of the fluid level.4 An anchor attached the flexible material to the periphery of the tank in a fluid-tight relationship. The patent also demonstrated that a peripheral anchor with flexible material connected to a float over the liquid will create a peripheral trough.

Two possible prior art references not considered by the examiner were a patent issued to an inventor, Feild, and an Army report discussing an experimental effort, begun in 1943 and terminated around 1965, to devise a system for rapidly building reservoirs with covers.

As to the Army report, we agree with Globe that it cannot be considered as prior art because it was not public information as required by 35 U.S. § 102(a) (1970).5 Although section 102(a) merely defines pri- or art as an “invention . . . known or used by others,” this provision has been held to mean “only what was known or used publicly or was accessible to the public.” Union Carbide Corp. v. Filtrol Corp., 170 USPQ 482, 518 (C.D.Cal.1971), aff’d in an unpub. memo. 179 UPSQ 209 (9th Cir. 1973).6 See also Carboline Co. v. Mobil Oil [730]*730Corp., 301 F.Supp. 141 (N.D.Ill.1969) (work product under a “security” classification).

Although the district court was not called upon to decide whether the Army report was public information we note that the document itself contained this language: 7

Each transmittal of this document outside the agencies of the U.S. Government must have prior approval of the Commanding General, U.S. Army Materiel Command, Washington, D.C. 20315.
jjs * * £ * *
Destroy this report when no longer needed.

Another section of the report listed the agencies to which the report has been distributed. After our examination of the record, we cannot say that this report falls within the realm of “public information.”

Because of our holding that the Army report could not be considered ' as prior art, we must decide whether the Feild patent itself was sufficient to negate the presumption of non-obviousness. The first question is whether the Feild patent was either “less pertinent” than the prior art considered by the examiner, or was merely “cumulative.” In either ease, the presumption of validity would then be allowed to operate. Saf-Gard Products, Inc. v. Service Parts, Inc., 532 F.2d 1266, 1271 (9th Cir.), cert, denied, 429 U.S. 896, 97 S.Ct. 258, 50 L.Ed.2d 179 (1976).

Globe contends that the Feild patent is less pertinent than the Allen patent because its design contemplates covering the reservoir with a rigid roof, thereby precluding the floating cover beneath from being used to collect rain, unlike the Allen and Dial patents, both of which are open to the rain. It notes that its expert, a patent attorney, testified that the cited Allen patent was more pertinent than the non-cited Feild patent. The court, however, not the expert, determines which is more pertinent.

In certain respects, the record reveals that the Feild patent was more pertinent than the Allen patent.

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555 F.2d 727, 194 U.S.P.Q. (BNA) 415, Counsel Stack Legal Research, https://law.counselstack.com/opinion/globe-linings-inc-v-city-of-corvallis-ca9-1977.