Glen Ray Roznovsky v. W. J. Estelle, Jr., Director of Texas Department of Corrections

546 F.2d 1185
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 1, 1977
Docket76-3449
StatusPublished
Cited by4 cases

This text of 546 F.2d 1185 (Glen Ray Roznovsky v. W. J. Estelle, Jr., Director of Texas Department of Corrections) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Glen Ray Roznovsky v. W. J. Estelle, Jr., Director of Texas Department of Corrections, 546 F.2d 1185 (5th Cir. 1977).

Opinion

WISDOM, Circuit Judge:

The petitioner, Glen Ray Roznovsky, is a state prisoner seeking habeas corpus relief under 28 U.S.C. § 2241 et seq. (1970) from his conviction in a Texas state court for the sale of a dangerous drug. Roznovsky was convicted by a jury on October 18, 1973, in Lubbock County, Texas, of the felony offense of unlawful sale of a dangerous drug, lysergic acid diethylamide (LSD). His conviction was affirmed by the Texas Court of Criminal Appeals. Roznovsky v. State, (No. 49,622, March 26, 1975) (unpublished) (R. 23-25).

The petitioner has two principal grounds for challenging his conviction. He contends that he was denied his Sixth Amendment right to compulsory process for obtaining witnesses and his Fourteenth Amendment right to due process of law in that the trial court permitted two witnesses subpoenaed by him to assert “blanket” privileges against self-incrimination, thereby preventing the petitioner from establishing a defense of entrapment. In addition, the petitioner contends that he was denied his Fourteenth Amendment right to due process of law as a result of inflammatory sidebar remarks and disparaging comments by the prosecutor that separately and cumulatively prejudiced his defense.

The Court of Criminal Appeals of Texas considered the petitioner’s claim on direct appeal. As to the first contention, the court concluded that the record, including the petitioner’s own testimony, indicates that the two subpoenaed witnesses, Stegall and Parks, might well have been liable for criminal prosecution arising out of the circumstances incident to the sale of the LSD. That court approved the trial court’s acceptance of the witnesses claim to the privilege against self-incrimination. As to the second contention the court affirmed the trial court’s denial of the application for a writ of habeas corpus without a hearing. The trial judge concluded that the prosecutor’s remarks, his course of conduct, and improper questions to which objections by the defense counsel were sustained did not cumulatively or individually prejudice the rights of the defendant. The United States District Court for the Northern District of Texas concurred in these conclusions. We affirm.

A review of the facts will establish the background for the petitioner’s contention that allowing the witnesses Parks and Ste-gall to assert a “blanket” Fifth Amendment privilege as to all of their testimony prevented him from presenting significant evidence in support of the defense of entrapment thereby violating his rights to due process and compulsory process. Roznovsky was convicted of the sale of LSD primarily on the testimony of R. R. Tucker, an undercover agent of the Texas Department of Public Safety, who stated that he purchased from the petitioner ten capsules of a substance the State’s chemist identified as LSD. He testified that Ron Parks and “somebody named Joe” were present at the time of the purchase. Parks and Joe Ste-gall were the two witnesses whose testimony the petitioner sought to elicit. The undercover agent also stated that he had a minimum of two other meetings with the petitioner at the petitioner’s residence and that he purchased marijuana from Roznovsky prior to the LSD sale. He noted that on those occasions others present in the house, including Stegall and Parks, possessed and were smoking marijuana. In his own defense the petitioner testified that although he had been engaged in the sale of drugs in the past, he was no longer involved in that activity at the time of his contacts *1187 with Tucker. He stated that he had agreed to “make the connection” for the undercover agent and a friend, Teddy Joe Williams, who introduced him to the agent, only in response to constant cajoling, nagging, and begging by the agent and Williams. The petitioner contends therefore that he was entrapped by the undercover agent and Williams and that the testimony of Parks and Stegall would support that defense.

A conflict between a defendant’s Sixth Amendment right to compulsory process and a witness’s Fifth Amendment privilege against self-incrimination always presents difficult issues for resolution. Here the petitioner argues that the court should have held a hearing to inquire into the extent to which the witnesses could have provided the testimony that the petitioner needed to exonerate himself without also incriminating themselves. The petitioner contends that the trial court abdicated its responsibility for evaluating the justifications for the claim of privilege as to the various parts of the testimony sought.

The petitioner emphasizes that in Hoffman v. United States, 1951, 341 U.S. 479, 71 S.Ct. 814, 95 L.Ed. 1118, the Supreme Court establishes that the witness may not refrain from responding to questions merely because he asserts the privilege. Rather, it is for the court to determine whether his silence is justified under the doctrine. The Court also stresses however that the standard for establishing a justification for the privilege is not high:

To sustain the privilege, it need only be evident from the implications of the question, in the setting in which it is asked, that a responsive answer to the question or an explanation of why it cannot be answered might be dangerous because injurious disclosure could result. The trial judge in appraising the claim “must be governed as much by his personal perception of the peculiarities of the case as by the facts actually in evidence”.

Id. at 486-487, 71 S.Ct. at 818. The two witnesses, Parks and Stegall, were not called until after the State’s witnesses, including R. R. Tucker, had testified. After the court permitted each of the two witnesses in turn to claim the privilege against self-incrimination, the defense attorney objected to the court’s refusal to grant them immunity. Later, after the defense had closed, Roznovsky moved to reopen his case in order that Parks and Stegall could be-recalled. He sought to require them to claim the privilege against self-incrimination as to each question posed by the defense. The trial court denied that request. After the court refused to grant the two witnesses immunity, the petitioner assumed the witness stand. He stated that Parks and Stegall were present along with others on the occasions when the undercover agent, R. R. Tucker, came to his house and that they were smoking marijuana at those times. He testified that Tucker and Williams insisted “on us selling him some drugs, or where we could get him some drugs”, thereby implying the connection of others in the sale. He testified to the sale of marijuana and the later sale of LSD to Tucker. Stegall, Parks, the petitioner, and another were living at the petitioner’s residence at the time of the sales. From the testimony of either the defendant or agent Tucker, the trial judge could have reasonably concluded that questions put to Stegall and Parks about the events surrounding the LSD sale might result in self-incriminating answers, particularly because the privilege extends not only to answers that would themselves support a conviction but also to those that would furnish a link in the chain of evidence needed to prosecute the claimant for a federal crime. Hoffman v. United States, 341 U.S. 479, at 486, 71 S.Ct. 814 95 L.Ed. 1118.

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Bluebook (online)
546 F.2d 1185, Counsel Stack Legal Research, https://law.counselstack.com/opinion/glen-ray-roznovsky-v-w-j-estelle-jr-director-of-texas-department-of-ca5-1977.