Glazer v. Commission on Ethics

417 So. 2d 456
CourtLouisiana Court of Appeal
DecidedOctober 1, 1982
Docket14964
StatusPublished
Cited by6 cases

This text of 417 So. 2d 456 (Glazer v. Commission on Ethics) is published on Counsel Stack Legal Research, covering Louisiana Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Glazer v. Commission on Ethics, 417 So. 2d 456 (La. Ct. App. 1982).

Opinion

417 So.2d 456 (1982)

Jerome S. GLAZER
v.
COMMISSION ON ETHICS FOR PUBLIC EMPLOYEES.

No. 14964.

Court of Appeal of Louisiana, First Circuit.

June 29, 1982.
Writ Granted October 1, 1982.

*458 Phillip A. Wittmann, Charles L. Stern, Jr., Stone, Pigman, Walther, Wittmann & Hutchinson, New Orleans, Harvey H. Posner, Watson, Blanche, Wilson & Posner, Baton Rouge, for appellant.

R. Gray Sexton, Commission on Ethics for Public Employees, Baton Rouge, for appellee.

Before ELLIS, PONDER and SAVOIE, JJ.

PONDER, Judge.

Plaintiff appealed from a decision of the Commission on Ethics for Public Employees finding him in violation of La.R.S. 42:1111C(2)(d) and 42:1112B(5)[1] and ordering his resignation from the Mineral Board.

The Commission after finding plaintiff in violation of the two statutes, ordered him to resign within thirty days, barred him from future service on the Mineral Board for four years and notified state mineral lessees that had done business with Glazer Steel that payments made for services rendered would constitute a violation of La.R.S. 42:1117.[2]

*459 The issues on appeal are: 1) the constitutionality of 42:1111C(2)(d) and 42:1112B(5); 2) whether plaintiff has personally participated in transactions in violation of La.R.S. 42:1112B(5); and 3) whether those provisions permit dealings between state mineral lessees and corporations in which a Mineral Board member has an interest.

We reverse.

Glazer Steel Corporation, the stock of which is owned entirely by plaintiff, is a metal service center which sells material to petroleum companies for the maintenance of their facilities.

The parties stipulated that of 268 companies holding mineral leases with the State of Louisiana and paying royalties, Glazer Steel Corporation did business with seven from April 1, 1980 to March 31, 1981, in the amount of $458,639.85. The total sales to all customers by Glazer Steel Corporation during that period was $40,376,951.00.

Plaintiff first argues that La.R.S. 42:1111C(2)(d) and 1112B(5) are penal in nature[3] and are subject to constitutional proscriptions against vagueness and overbreadth. He contends that the loss of his position with the Mineral Board will impinge on a protected liberty interest and is intended to punish rather than remedy.

The removal of plaintiff from his appointed position and the bar to future eligibility could infringe on plaintiff's liberty interests. See Board of Regents of State Colleges v. Roth, 408 U.S. 564, 92 S.Ct. 2701, 33 L.Ed.2d 548 (1972).

A statute which either forbids conduct or requires the doing of an act and therefore acts as a guide to future conduct is void for vagueness if men of common intelligence must guess at its meanings. Connick v. Lucky Pierre's, 331 So.2d 431 (La.1976).

Plaintiff contends that the terms "services" and "thing of economic value" in Section 1111C(2)(d) and the latter in Section 1112B(5) are unconstitutionally vague.

Both phrases are defined by the Code. La.R.S. 42:1102(24) and 42:1102(22).[4] The provisions when read as a whole, adequately provide a person of fair intelligence with fair notice of what conduct is prohibited.

*460 Plaintiff argues that the phrase "interests which may be substantially affected by", in La.R.S. 42:1115B(2) is also unconstitutionally vague. He argues that modifiers are needed to specify the type of interest that is prohibited and cites State v. Murtes, 232 La. 486, 94 So.2d 446 (1957). However, the prohibited conduct in Section 1115B(2) is not the general interest that the public servant has, as in Murtes, but has a much more specific meaning.

"In a position to affect directly", found in Section 1112B(5) is also constitutionally adequate. When the provision is read as a whole, with the terms defined, it gives adequate notice.

Plaintiff's next argument is that Section 1112B(5) denies him equal protection. Part C of that section mandates that all public employees, except appointed board members, disqualify themselves from participation in any matter where La.R.S. 42:1111 et seq. would be violated. La.R.S. 42:1112C.[5]

Equal protection requirements are fulfilled if there is a rational basis for using the classification method so as to attain a legitimate state interest. City of New Orleans v. Dukes, 427 U.S. 297, 96 S.Ct. 2513, 49 L.Ed.2d 511 (1976); Succession of Thompson, 367 So.2d 796 (La.1979); McElveen v. State, Municipal Police Employees Retirement System, 399 So.2d 664 (1st Cir. 1981).

Because appointed members of boards are generally charged with formulating policy and participating in fundamental decision-making proceedings, there is a rational relationship to the state interest of avoiding conflicts of interest without creating unnecessary barriers to public service, as provided in the Code. La.R.S. 1101B.[6] There is a legitimate reason for making a distinction. We find no constitutional infirmity.

Plaintiff next argues that neither Section 1111C(2)(d) nor Section 1112B(5) prohibits arm's length transactions. He contends that without evidence that he and his company have received special consideration from these companies because of his position on the Mineral Board or have ever sought special treatment, the transactions are not within the purview of the sections.

The Code of Governmental Ethics, in an attempt to protect against conflicts of interest between the private interests of a public servant and his public duties, has set up ethical standards of conduct. La.R.S. 42:1101B. These standards do not require that there be actual corruption on the part of the public servant or actual loss by the state. The statute establishes an objective rather than subjective standard of conduct, and actions prohibited by that standard are sufficient to violate the statute. See United States v. Mississippi Valley Generating Co., 364 U.S. 520, 81 S.Ct. 294, 5 L.Ed.2d 268 (1961). Plaintiff's argument is without merit.

Plaintiff's argument that there is insufficient evidence to support any possible violation of Section 1112B(5), since he has not participated in the action of a governmental entity involving any lessee that has done business with Glazer Steel, is without *461 merit. There is no evidence of specific transactions by the Mineral Board involving these lessees since the adoption of the Code, but the duties of the Mineral Board include the checking of royalty payments to determine if they are correct and timely. La. R.S. 30:136(A). Plaintiff has participated in the "action of a governmental entity". La.R.S. 42:1102(1).[7]In Re Buquet, La.App., 184 So.2d 288 (1st Cir.) writ denied 249 La. 198, 186 So.2d 159 (1966), is distinguishable because the definition of "participate" has been expanded since that decision.

Plaintiff argues that neither section prohibits business dealings between state mineral lessees and legal entities in which a mineral board member has a controlling interest. Both Section 1111C(2)(d) and Section 1112B(5) are applicable to "public servants." Sections 1111E(1), 1112B(2), 1112B(3), 1113A, 1113B, 1113C, and 1121C,[8]

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In Re Beychok
484 So. 2d 912 (Louisiana Court of Appeal, 1986)
Williams v. Board of Ethics for Elected Officials
457 So. 2d 772 (Louisiana Court of Appeal, 1984)
Hill v. Commission on Ethics for Public Employees
442 So. 2d 592 (Louisiana Court of Appeal, 1983)
Glazer v. Com'n on Ethics for Pub. Employees
431 So. 2d 752 (Supreme Court of Louisiana, 1983)
COM'N ON ETHICS FOR PUBLIC EMP. v. IT Corp.
423 So. 2d 695 (Louisiana Court of Appeal, 1982)
Glazer v. Commission on Ethics for Public Employees
420 So. 2d 452 (Supreme Court of Louisiana, 1982)

Cite This Page — Counsel Stack

Bluebook (online)
417 So. 2d 456, Counsel Stack Legal Research, https://law.counselstack.com/opinion/glazer-v-commission-on-ethics-lactapp-1982.