Gladysz v. Desmarais et a l . CV-02-208-B 03/17/03
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Kenneth Gladysz, Individually and as Parent and Next Friend of Ashley Gladysz and Kenneth Gladysz, Jr.
v. Civil No. 02-208-B Opinion No. 2003 DNH 044 Phillip Desmarais, Individually and as Trustee of Guumeez-Hill Trust and Guumeez-Hill Trust, et a l .
MEMORANDUM AND ORDER
Kenneth Gladysz, ("Gladysz"), individually and as parent and
next friend of Ashley Gladysz ("Ashley") and Kenneth Gladysz, Jr.
("Kenneth Jr."), brings this civil action against multiple
persons and entities with varying interests in Apartment 1 at 251
Pearl Street in Manchester, New Hampshire (collectively known as
"defendants"). Along with multiple state law claims, Gladysz
alleges the defendants violated the Residential Lead-Based Paint
Hazard Reduction Act of 1992 ("RLPHRA"), 42 U.S.C. § 4851, et
seg. (1995 & Supp. 2002). Gladysz argues that the defendants did not comply with RLPHRA's lead disclosure requirements.
The defendants move to dismiss Gladysz's RLPHRA claim.1
(Doc. No. 40). The defendants argue that Gladysz fails to state
a claim upon which relief can be granted under RLPHRA because the
civil liability provision in RLPHRA limits recovery to
"purchasers or lessees." 42 U.S.C. § 4852d(b)(3). Gladysz
argues that I should construe the civil liability provision to
permit Gladysz to recover individually and on behalf of Ashley
and Kenneth, Jr. (Doc. No. 42). For the reasons set forth
below, I grant the defendants motion to dismiss and decline to
exercise supplemental jurisdiction over Gladsyz's remaining state
law claims. 28 U.S.C. § 1367 (c) (3) .
I. BACKGROUND
In October of 1991, Madelyn Gladysz, the mother of Kenneth
Gladysz, Sr., entered in a lease with Ronald Dupont for the
occupancy of Apartment 1 at 251 Pearl Street in Manchester, New
1 The defendants also move to dismiss Gladysz's claim based on the New Hampshire Consumer Protection Act, N.H. Rev. Stat. Ann. ch. 358-A (1995 & Supp. 2002) . I address only Gladysz's RLPHRA claim.
- 2 - Hampshire. Madelyn Gladysz lived in the three-bedroom apartment
with her three sons: Kenneth Sr., Robert and Stephen. In 1994,
Guumeez-Hill Trust purchased the building in which Apartment 1 is
located and continues to own the property. Also during this time
period. Red Oak Property Management ("Red Oak") began to manage
the apartment building.
In 1995, Angela Beuchesne, Kenneth Gladysz's girlfriend,
moved into the apartment with the Gladysz family. Angela
Beuchesne and Gladysz married in 1997, and their daughter,
Ashley, was born later that year. In July 1998, Kenneth Glasysz,
Jr. was born. At all relevant times, Kenneth Gladysz, Angela,
and Ashley and Kenneth, Jr. resided in Apartment 1 leased by
Madelyn Gladysz.
In October 1998, Red Oak sent Madelyn Gladysz a lease
renewal agreement. On October 18, 1998, Madelyn Gladysz signed
the renewal agreement. On multiple occasions during this time,
Kenneth Sr. went to Red Oak to pay the rent for Apartment 1. In
addition. Red Oak employees were aware that children lived "in
the premises."
In April 1999, Ashley and Kenneth underwent blood tests.
The results indicated that both Ashley and Kenneth had elevated
- 3 - levels of lead in their blood. Later that month, the New
Hampshire Office of Community and Public Health Childhood Lead
Poisoning Program issued an Order of Lead Poisoning Reduction for
Apartment 1.
II. STANDARD OF REVIEW
_____ When I consider a motion to dismiss for failure to state a
claim, I must accept the plaintiff's well-plead factual
allegations as true, "draw all reasonable inferences [from the
complaint] in the plaintiff's favor and determine whether the
complaint, so read, sets forth facts sufficient to justify
recovery on any cognizable theory." Martin v. Applied Cellular
Tech., Inc., 284 F.3d 1, 6 (1st Cir. 2002) . Dismissal is
appropriate only if "it clearly appears, according to the facts
alleged, that the plaintiff cannot recover on any viable theory."
Lanqadinos v. American Airlines, Inc., 199 F.3d 68, 69 (1st Cir.
2000) (guotation omitted). Despite the liberal pleading
reguirements established by the federal rules, I need not accept
subjective characterizations, bald assertions, or unsubstantiated
conclusions. See Correa-Martinez v. Arrillaqa-Belendez, 903 F.2d
- 4 - 49, 52-53 (1st Cir. 1990); Dewev v. Univ. of N.H., 694 F.2d 1, 3
(1st Cir. 1982).
III. ANALYSIS
A. Statutory and Regulatory Background
Section 4852d of the RLPHRA is entitled "disclosure of
information concerning lead upon transfer of residential
p r o p e r t y The section directs the Secretary of the Department
of Housing and Urban Development ("HUD") and the Administrator of
the Environmental Protection Agency ("EPA") to promulgate
regulations for the disclosure of lead-based paint hazards in
target housing which is offered for sale or lease. 42 U.S.C.
§ 4852d(a)(1). In addition, the section states that "the
regulations shall reguire that, before the purchaser or lessee is
obligated under any contract to purchase or lease the housing,
the seller or lessor shall (A) provide the purchaser or lessee
with a lead hazard information pamphlet . . .; (B) disclose to
the purchaser or lessee the presence of any known . . . lead-
based hazards, in such housing . . .; and (C) permit the
purchaser a 10-day period . . . to conduct a risk assessment or
- 5 - inspection for the presence of lead-based paint hazards. Id.
The section requires every contract for the purchase and sale of
any interest in target housing must contain a warning statement
and further provides the exact content of the statement. 42
U.S.C. §§ 4852d(a)(2), (3). Section 4852d also provides penalties
for violations of § 4852d, including civil liability.
Specifically, § 4852(b)(3) provides "any person who knowingly
violates the provisions of this section shall be jointly and
severally liable to the purchaser or lessee in an amount equal to
3 times the amount of damages incurred by such individual."
(emphasis added). The HUD and EPA regulations implementing the
provisions in
§ 4852d, define lessee to mean "any entity that enters into an
agreement to lease, rent or sublease target housing, including
but not limited to individuals, partnerships, corporations,
trusts, government agencies, housing agencies, Indian tribes and
nonprofit organizations." 40 C.F.R. § 745.103 (2002); 24 C.F.R.
§ 35.86 (2002).
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Gladysz v. Desmarais et a l . CV-02-208-B 03/17/03
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Kenneth Gladysz, Individually and as Parent and Next Friend of Ashley Gladysz and Kenneth Gladysz, Jr.
v. Civil No. 02-208-B Opinion No. 2003 DNH 044 Phillip Desmarais, Individually and as Trustee of Guumeez-Hill Trust and Guumeez-Hill Trust, et a l .
MEMORANDUM AND ORDER
Kenneth Gladysz, ("Gladysz"), individually and as parent and
next friend of Ashley Gladysz ("Ashley") and Kenneth Gladysz, Jr.
("Kenneth Jr."), brings this civil action against multiple
persons and entities with varying interests in Apartment 1 at 251
Pearl Street in Manchester, New Hampshire (collectively known as
"defendants"). Along with multiple state law claims, Gladysz
alleges the defendants violated the Residential Lead-Based Paint
Hazard Reduction Act of 1992 ("RLPHRA"), 42 U.S.C. § 4851, et
seg. (1995 & Supp. 2002). Gladysz argues that the defendants did not comply with RLPHRA's lead disclosure requirements.
The defendants move to dismiss Gladysz's RLPHRA claim.1
(Doc. No. 40). The defendants argue that Gladysz fails to state
a claim upon which relief can be granted under RLPHRA because the
civil liability provision in RLPHRA limits recovery to
"purchasers or lessees." 42 U.S.C. § 4852d(b)(3). Gladysz
argues that I should construe the civil liability provision to
permit Gladysz to recover individually and on behalf of Ashley
and Kenneth, Jr. (Doc. No. 42). For the reasons set forth
below, I grant the defendants motion to dismiss and decline to
exercise supplemental jurisdiction over Gladsyz's remaining state
law claims. 28 U.S.C. § 1367 (c) (3) .
I. BACKGROUND
In October of 1991, Madelyn Gladysz, the mother of Kenneth
Gladysz, Sr., entered in a lease with Ronald Dupont for the
occupancy of Apartment 1 at 251 Pearl Street in Manchester, New
1 The defendants also move to dismiss Gladysz's claim based on the New Hampshire Consumer Protection Act, N.H. Rev. Stat. Ann. ch. 358-A (1995 & Supp. 2002) . I address only Gladysz's RLPHRA claim.
- 2 - Hampshire. Madelyn Gladysz lived in the three-bedroom apartment
with her three sons: Kenneth Sr., Robert and Stephen. In 1994,
Guumeez-Hill Trust purchased the building in which Apartment 1 is
located and continues to own the property. Also during this time
period. Red Oak Property Management ("Red Oak") began to manage
the apartment building.
In 1995, Angela Beuchesne, Kenneth Gladysz's girlfriend,
moved into the apartment with the Gladysz family. Angela
Beuchesne and Gladysz married in 1997, and their daughter,
Ashley, was born later that year. In July 1998, Kenneth Glasysz,
Jr. was born. At all relevant times, Kenneth Gladysz, Angela,
and Ashley and Kenneth, Jr. resided in Apartment 1 leased by
Madelyn Gladysz.
In October 1998, Red Oak sent Madelyn Gladysz a lease
renewal agreement. On October 18, 1998, Madelyn Gladysz signed
the renewal agreement. On multiple occasions during this time,
Kenneth Sr. went to Red Oak to pay the rent for Apartment 1. In
addition. Red Oak employees were aware that children lived "in
the premises."
In April 1999, Ashley and Kenneth underwent blood tests.
The results indicated that both Ashley and Kenneth had elevated
- 3 - levels of lead in their blood. Later that month, the New
Hampshire Office of Community and Public Health Childhood Lead
Poisoning Program issued an Order of Lead Poisoning Reduction for
Apartment 1.
II. STANDARD OF REVIEW
_____ When I consider a motion to dismiss for failure to state a
claim, I must accept the plaintiff's well-plead factual
allegations as true, "draw all reasonable inferences [from the
complaint] in the plaintiff's favor and determine whether the
complaint, so read, sets forth facts sufficient to justify
recovery on any cognizable theory." Martin v. Applied Cellular
Tech., Inc., 284 F.3d 1, 6 (1st Cir. 2002) . Dismissal is
appropriate only if "it clearly appears, according to the facts
alleged, that the plaintiff cannot recover on any viable theory."
Lanqadinos v. American Airlines, Inc., 199 F.3d 68, 69 (1st Cir.
2000) (guotation omitted). Despite the liberal pleading
reguirements established by the federal rules, I need not accept
subjective characterizations, bald assertions, or unsubstantiated
conclusions. See Correa-Martinez v. Arrillaqa-Belendez, 903 F.2d
- 4 - 49, 52-53 (1st Cir. 1990); Dewev v. Univ. of N.H., 694 F.2d 1, 3
(1st Cir. 1982).
III. ANALYSIS
A. Statutory and Regulatory Background
Section 4852d of the RLPHRA is entitled "disclosure of
information concerning lead upon transfer of residential
p r o p e r t y The section directs the Secretary of the Department
of Housing and Urban Development ("HUD") and the Administrator of
the Environmental Protection Agency ("EPA") to promulgate
regulations for the disclosure of lead-based paint hazards in
target housing which is offered for sale or lease. 42 U.S.C.
§ 4852d(a)(1). In addition, the section states that "the
regulations shall reguire that, before the purchaser or lessee is
obligated under any contract to purchase or lease the housing,
the seller or lessor shall (A) provide the purchaser or lessee
with a lead hazard information pamphlet . . .; (B) disclose to
the purchaser or lessee the presence of any known . . . lead-
based hazards, in such housing . . .; and (C) permit the
purchaser a 10-day period . . . to conduct a risk assessment or
- 5 - inspection for the presence of lead-based paint hazards. Id.
The section requires every contract for the purchase and sale of
any interest in target housing must contain a warning statement
and further provides the exact content of the statement. 42
U.S.C. §§ 4852d(a)(2), (3). Section 4852d also provides penalties
for violations of § 4852d, including civil liability.
Specifically, § 4852(b)(3) provides "any person who knowingly
violates the provisions of this section shall be jointly and
severally liable to the purchaser or lessee in an amount equal to
3 times the amount of damages incurred by such individual."
(emphasis added). The HUD and EPA regulations implementing the
provisions in
§ 4852d, define lessee to mean "any entity that enters into an
agreement to lease, rent or sublease target housing, including
but not limited to individuals, partnerships, corporations,
trusts, government agencies, housing agencies, Indian tribes and
nonprofit organizations." 40 C.F.R. § 745.103 (2002); 24 C.F.R.
§ 35.86 (2002).
B. Gladysz's Claim
Gladysz brings his RLPHRA claim under § 4852d(b)(3). The
defendants move to dismiss Gladysz's RLPHRA claim arguing that
- 6 - neither Gladysz nor Ashley or Kenneth Jr are "purchaser[s] or
lessee[s]" and therefore they are not eligible for relief under §
4852d(b)(3). Gladysz argues that he does in fact state a claim
for relief under § 4852d despite the "purchaser or lessee"
limitation in the civil liability provision. 42 U.S.C. §
4852d(b)(3). Gladysz does not argue that he (or Ashley or
Kenneth, Jr.) should somehow be construed as a "lessee," instead,
he argues that I should not interpret § 4852d(b)(3) "narrowly"
and should instead consider the overarching purposes of the
statute in construing it's provisions. He argues that since one
of the major purposes of RLPHRA is to protect children from the
hazards of lead-based paint, I should allow his RLPHRA claim.
Gladysz's argument shows a disregard for the principles of
statutory interpretation. If the meaning of a statute is clear,
I must enforce that meaning. Bryson v. Shumwav, 308 F.3d 79, 84
(1st Cir. 2002) (citing Chevron U.S.A., Inc. v. Natural Res. Def.
Council, Inc., 467 U.S. 837 (1984)). Where the language of a
statute is unambiguous, I need not look to outside sources in
interpreting it's terms. See Chevron, 467 U.S. at 842-43. Here,
§ 4852d(b)(3) clearly limits recovery to a "purchaser or lessee."
Furthermore, the purpose § 4852d is to ensure the "disclosure of
- 7 - information concerning lead upon transfer of residential
property." 42 U.S.C. § 4852d. The civil liability provision in
RLPHRA is within the "disclosure" section and as such, it is both
logical and reasonable to read the civil liability to cover only
purchasers or lessees who were deprived of the reguired notice of
lead hazards "upon the transfer of residential property." Id.
The administrative interpretation of § 4852d only confirms
the correctness of limiting recovery to purchasers or lessees.
The EPA and HUD have defined "lessee" narrowly to mean "any
entity that enters into an agreement to lease . . . ." See 24
C.F.R. § 35.86; 40 C.F.R. § 745.103. I am reguired "to respect
statutory interpretation of the federal administrative agenc[ies]
given that interpretative task, unless the interpretation is
unreasonable." Bryson, 308 F.3d at 87. The EPA's and HUD's
interpretation is reasonable given the fact that the purpose of §
4852d is to ensure lessees are given notice of any lead hazard
prior to being bound by a lease. As such, the plain meaning and
administrative interpretation of § 4852d(b)(3) governs and I
reject Gladysz's argument that I look outside these sources in
construing the RLPHRA civil liability provision. Because neither Gladysz, nor Ashley or Kenneth, Jr. are
lessees of Apartment 1 at 251 Pearl Street, I grant the
defendants motion to dismiss as to Gladysz's RLPHRA claim.
IV. CONCLUSION
I grant the defendants' motion to dismiss as to the RLPHRA
claim asserted against them. (Doc. No. 40). I also deny
Gladysz's motion for summary judgment as moot. (Doc. No. 43).
The only claims that remain pending in this case are claims
based on state law. I decline to exercise supplemental
jurisdiction over plaintiff's state law claims. Instead, I
dismiss Gladysz's state law claims without prejudice to his right
to pursue them in state court. The Clerk of Court shall enter
judgment accordingly.
SO ORDERED.
Paul Barbadoro Chief Judge
March 17, 2003
cc: Thomas Craig, Esg. Gary M. Burt, Esg. R. Matthew Cairns, Esg. Donald J. Perrault, Esg. - 10 -