Gilhuly v. Johns-Manville Corp.

100 F.R.D. 752, 38 Fed. R. Serv. 2d 1257, 1983 U.S. Dist. LEXIS 10334
CourtDistrict Court, D. Connecticut
DecidedDecember 29, 1983
DocketCiv. No. H-80-222
StatusPublished
Cited by5 cases

This text of 100 F.R.D. 752 (Gilhuly v. Johns-Manville Corp.) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gilhuly v. Johns-Manville Corp., 100 F.R.D. 752, 38 Fed. R. Serv. 2d 1257, 1983 U.S. Dist. LEXIS 10334 (D. Conn. 1983).

Opinion

RULING ON MOTION TO COMPEL PRODUCTION OF DOCUMENTS AND ANSWERS TO DEPOSITION QUESTIONS

BLUMENFELD, Senior District Judge.

I. Background

Plaintiff has brought suit against manufacturers and distributors of asbestos products, claiming to have suffered severe permanent injuries from his exposure to asbestos during a 31-year career of working with such products.

Plaintiff, with the aid of counsel, has furnished a continually updated product identification list. This document identifies the type or brand name of asbestos products to which plaintiff claims to have been exposed. In his deposition, plaintiff described the genesis of the list. While at home, the plaintiff drew up preliminary handwritten lists. The plaintiff may have received assistance in his efforts by meeting with co-workers in an attempt “to remember what products were on the job, and what jobs.” Gilhuly Deposition, Dec. 5, 1983, at 70. Four or five times, plaintiff met with his counsel to discuss these lists and draw up a “final list,”1 which was then turned over to defendants.

Plaintiff has refused to produce any of the preliminary product identification lists. Additionally, plaintiff’s counsel has directed his client not to answer deposition questions concerning the process through which the final list was devised. Defendant has responded with the motions to compel that are the subject of this ruling.

II. Attorney-Client Privilege

Plaintiff asserts that the preliminary lists should be protected by the attorney-client privilege, arguing that the material came into existence for the purpose of being communicated to plaintiff’s counsel so that his legal advice could be obtained. Defendant H.K. Porter argues that no attorney privilege exists because the communications in question were not meant to be confidential. H.K. Porter Brief at 5, citing United States v. Tellier, 255 F.2d 441, 447 (2d Cir.1958) (“Thus, it is well established that communications between an attorney and his client, though made privately, are not privileged if it was understood that the information communicated in the conversation was to be conveyed to others.”). As H.K. Porter explains, plaintiff intended to reveal the contents of the preliminary lists in its final list.

Similarly, defendant Celotex argues that any privilege which plaintiff might have enjoyed has been waived by his disclosure of the final products list. Plaintiff’s claim [754]*754of privilege, it is asserted, would allow him to engage in a process of selective disclosure, whereby beneficial statements are disclosed and damaging and contradictory ones are withheld. See In re John Doe Corp., 675 F.2d 482, 489 (2d Cir.1982); Permian Corp. v. United States, 665 F.2d 1214 (D.C. Cir.1981).

I find these arguments persuasive and hold that plaintiff may not forestall disclosure by claiming the attorney-client privilege.

III. Work Product

A. Preliminary Lists

Plaintiff claims as well that the preliminary lists are protected by the work product rule, as expressed in Fed.R.Civ.P. 26(b)(3). The rule contemplates retention of some aspects of the adversary system which do not unduly burden the search for truth.

I find that the lists in question are work product: (1) they are documents or tangible things; (2) they were prepared in anticipation of litigation; and (3) they were prepared by or for a party. See Wright & Miller, Federal Practice and Procedure § 2024 et seq.

The party seeking discovery under Rule 26(b)(3) must make a showing of substantial need of the material and inability, without undue hardship, to obtain the substantial equivalent of the materials by other means. In the case at hand, defendants have not made the requisite showing. Defendant H.K. Porter claims that without the preliminary lists, “the defendants will be unable to check the accuracy of the plaintiffs recollection of the work sites and products to which he has been exposed.” Brief at 4-5. Defendant Celotex argues that the lists are crucial to the defense of the case because they show what the plaintiff was exposed to, not what others say they were exposed to. These arguments ignore the defendants’ opportunity to test the plaintiff’s claims through interrogatories, deposition or cross-examination at trial. Additionally, defendants may use other materials culled through discovery, such as plaintiff’s Social Security printout, employment records, or the defendants’ own records to refute a plaintiff who has erroneously listed a defendant’s product. Cf. 8 Wright & Miller, Federal Practice and Procedure § 2025 (mere surmise that a party might find impeaching material in requested documents has not been held sufficient to justify production).

Defendants further assert they cannot obtain such information from any other source without substantial hardship. In support of this claim, however, defendants merely refer to plaintiff’s own assertion that it would be virtually impossible for a plaintiff to sit down and compile a list covering a 20-30 year work period of job sites and product exposure in one sitting. H.K. Porter Brief at 5. In that the numerous defendants are not limited to a onetime probe of plaintiff’s work history as disclosed in his final product list, defendants fall far short of a showing of substantial need.

Plaintiff’s disclosure of the final products list provides defendants a substantial equivalent to their request, thereby undercutting defendants’ attempts to show the requisite need. See “Order on Defendant’s Motion to Compel Production of Documents,” DiMauro v. Owens-Illinois, Inc., Civ. 83-1762-Mc (D.Mass. Nov. 15, 1983) (Codings, Magistrate) (asbestos products list was substantial equivalent to initial handwritten list). In their attempts to refute this point, defendants argue that the “preliminary lists are the only statements of product exposure made solely by the plaintiff.” Celotex Brief at 2.2 I do not find that this distinction negates defendants’ ample opportunity for testing plaintiff’s charges. Additionally, I note that defendants have argued that disclosure of the final list was sufficiently related to the preliminary list to bar an [755]*755attorney-client privilege,3 while at the same time arguing that disclosure of the final list is not sufficiently related to the prior lists to provide the substantial equivalent for purposes of the work product rule. Although I accepted the former of defendants’ propositions, I find that it tends to undercut the latter.

Defendant Celotex cites James Julian, Inc. v. Raytheon Co., 93 F.R.D. 138 (D.Del. 1982) as authority for finding a waiver of the work product privilege.4

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100 F.R.D. 752, 38 Fed. R. Serv. 2d 1257, 1983 U.S. Dist. LEXIS 10334, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gilhuly-v-johns-manville-corp-ctd-1983.