Gibson v. Soin

2022 Ohio 1113
CourtOhio Court of Appeals
DecidedApril 1, 2022
Docket29154
StatusPublished

This text of 2022 Ohio 1113 (Gibson v. Soin) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gibson v. Soin, 2022 Ohio 1113 (Ohio Ct. App. 2022).

Opinion

[Cite as Gibson v. Soin, 2022-Ohio-1113.]

IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT MONTGOMERY COUNTY

STEVEN WAYNE GIBSON, ADMIN. : OF THE ESTATE OF DIANE MARIE : GIBSON, DECEASED, et al. : Appellate Case No. 29154 : Plaintiffs-Appellants : Trial Court Case No. 2019-CV-2594 : v. : (Civil Appeal from : Common Pleas Court) AMOL SOIN, M.D., et al. : : Defendants-Appellees

...........

OPINION

Rendered on the 1st day of April, 2022.

THOMAS M. GREEN, Atty. Reg. No. 0016361, 800 Performance Place, 109 North Main Street, Dayton, Ohio 45402 Attorney for Plaintiffs-Appellees

SUSAN BLASIK-MILLER, Atty. Reg. No. 0005248 & SHANNON K. BOCKELMAN, Atty. Reg. No. 0082590, Fifth Third Center, 1 South Main Street, Suite 1800, Dayton, Ohio 45402 Attorneys for Defendant-Appellee David J. Pappenfus, M.D.

JOHN F. HAVILAND, Atty. Reg. No. 0029599 & ELIZABETH D. WILFONG, Atty. Reg. No. 0088712, 6 North Main Street, Suite 400, Dayton, Ohio 45402 Attorneys for Defendants-Appellees Amol Soin, M.D. and Ohio Pain Clinic, LLC

.............

EPLEY, J. -2-

{¶ 1} Steven Wayne Gibson, Administrator of the Estate of Diane Marie Gibson,

deceased, and Roger Gibson (collectively, “the Gibsons”) appeal from the trial court’s

judgment, following a directed verdict, in favor of Amol Soin, M.D., Ohio Pain Clinic, LLC,

and David J. Pappenfus, M.D. (collectively, “Defendants”) on their medical malpractice

and wrongful death claims. The Gibsons also appeal from the trial court’s judgment

denying their motion for a new trial. For the following reasons, the trial court’s judgments

will be affirmed.

I. Facts and Procedural History

{¶ 2} According to the complaint, Diane Gibson had a history of back pain. In

September 2015, she sought treatment from Dr. Soin, a pain management specialist who

was employed by Ohio Pain Clinic. Two months later, Dr. Soin implanted a temporary

spinal cord stimulator to alleviate Mrs. Gibson’s back pain. That device was replaced by

a Stage II Spinal Cord Stimulator (SCS) on December 31, 2015. In January and

February 2016, Mrs. Gibson underwent additional surgical procedures due to an infection

at the surgical site and exposed wires from the stimulator. During one of those

procedures, the SCS was removed.

{¶ 3} On April 21, 2016, Dr. Soin re-implanted the SCS in Mrs. Gibson’s back.

Prior to conducting the procedure, he ordered a blood test and an electrocardiogram

(EKG) for the purpose of determining whether Mrs. Gibson was healthy enough to

undergo the surgery and anesthesia. The bloodwork indicated that Mrs. Gibson had low

potassium, and her EKG showed abnormal T waves and prolonged Q waves.

Nevertheless, the surgery proceeded as scheduled. Dr. Pappenfus was the -3-

anesthesiologist for the procedure. Two days later, on April 23, 2016, Mrs. Gibson died

at home at the age of 64. According to Dr. Soin and Ohio Pain Clinic’s appellate brief,

the coroner concluded that the cause of death was arteriosclerotic cardiovascular disease

with bronchopneumonia contributing. The Gibsons state that she died of cardiac

arrhythmia.

{¶ 4} Steven Wayne Gibson, as administrator of Mrs. Gibson’s estate, and Roger

Gibson, Mrs. Gibson’s surviving spouse, originally filed a medical malpractice and

wrongful death action against Defendants in October 2017. Gibson v. Soin, Montgomery

C.P. No. 2017-CV-4647. That action was voluntarily dismissed in March 2019, after

Defendants sought to exclude the testimony of the Gibsons’ medical expert, Dr. David J.

Utlak, a cardiovascular physician who is board-certified in internal medicine and

cardiology. The Gibsons refiled the action in this case on June 5, 2019.

{¶ 5} In their complaint, the Gibsons alleged that Mrs. Gibson’s low potassium,

abnormal T waves, and prolonged Q waves put her at an increased risk of complications,

including sudden death, if subjected to the stress of surgery and anesthesia. The

Gibsons claimed that Defendants breached their duty of care in failing to review and

properly evaluate Mrs. Gibson’s presurgical testing and in failing to take steps to remedy

the abnormal conditions demonstrated by the tests. The complaint was supported by an

affidavit of merit from Dr. Utlak, the same medical expert from the first action.

{¶ 6} Prior to trial, Defendants filed a motion in limine seeking to exclude the

testimony of Dr. Utlak. Dr. Utlak was expected to testify, in part, that the failure to refer

Mrs. Gibson to a cardiologist prior to surgery was below the standard of care and thus -4-

negligent. Defendants asserted that Dr. Utlak’s testimony was irrelevant, did not assist

the trier of fact, and did not meet the requirements of Evid.R. 702. They further

contended that Dr. Utlak was not competent under Evid.R. 601 to testify against Dr. Soin,

a pain management specialist, or Dr. Pappenfus, an anesthesiologist, on the issue of

liability. Defs’ Motion in Limine, Apr. 7, 2021. Addressing Evid.R. 601(E)(3) (formerly

Evid.R. 601(D)(3)), they argued:

While Dr. Utlak, as a cardiologist, may be qualified to read and interpret an

EKG, he does not understand this minimally invasive surgical procedure

and anesthesia, its effect on the body, and whether an anesthesiologist or

pain management specialist needs to consult with a cardiologist or other

specialist prior to surgery. He has no experience as the physician making

the initial decision of whether to consult a cardiologist. His involvement

occurs after the decision to consult a cardiologist has been made. Having

no education, training or experience in pain management, spinal cord

stimulators or anesthesia, Dr. Utlak has no competence or expertise to offer

an opinion regarding whether or not it was within the standard of care to

proceed with the scheduled placement of the spinal cord stimulator on April

21, 2016.

Id. at 8. The Gibsons responded that, “[a]s the physician who does the work up for a

patient with an abnormal EKG, to whom pain management and anesthesiologists

routinely, as a matter of course under the applicable standard of care, refer such patients

for assessment, Dr. Utlak is the perfect witness to opine on the standard of care in dealing -5-

with pre-surgical cardiac testing.” Pls’ Opp. Mem., Apr. 20, 2021, at 2.

{¶ 7} On May 2, 2021, the trial court rejected Defendants’ arguments that Dr.

Utlak’s testimony was irrelevant and unreliable. However, upon review of Dr. Utlak’s

deposition testimony, the trial court was unable to reach a decision as to whether (1) the

doctor was qualified under Evid.R. 702(B) to offer an opinion as to the standards of care

applicable to Defendants or (2) Dr. Utlak was competent to testify against Defendants

under Evid.R. 601(E)(3). The court held those issues in abeyance pending the Gibsons’

questioning of Dr. Utlak at trial as to his qualifications to testify as an expert in the matter.

{¶ 8} A jury trial commenced on May 3, 2021; Dr. Utlak was called to testify on the

afternoon of May 4. During his testimony, Dr. Utlak stated that he was involved in cardiac

presurgical testing “almost on a daily basis,” either through requests from his existing

cardiology patients or from surgeons asking him to evaluate whether a patient can

withstand a surgical procedure. Trial Tr. 11. When asked “are you familiar with what the

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Bluebook (online)
2022 Ohio 1113, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gibson-v-soin-ohioctapp-2022.