Gibson v. Butterworth

542 F. Supp. 6, 1982 U.S. Dist. LEXIS 10497
CourtDistrict Court, D. Massachusetts
DecidedJanuary 26, 1982
DocketCiv. A. No. 79-1834-S
StatusPublished
Cited by2 cases

This text of 542 F. Supp. 6 (Gibson v. Butterworth) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gibson v. Butterworth, 542 F. Supp. 6, 1982 U.S. Dist. LEXIS 10497 (D. Mass. 1982).

Opinion

MEMORANDUM AND ORDER

SKINNER, District Judge.

In this petition for a writ of habeas corpus, petitioner seeks to challenge the constitutionality of portions of the jury instructions used at his trial. Respondents have filed a motion to dismiss and petitioner has moved for summary judgment. For the reasons which follow, respondents’ motion to dismiss is ALLOWED.

Petitioner was convicted of first degree murder on April 17, 1974, following a trial by jury in Norfolk Superior Court. During the trial, petitioner made no objection or exception to the instructions now challenged. Petitioner’s conviction was upheld by the Massachusetts Supreme Judicial [7]*7Court in 368 Mass. 518, 333 N.E.2d 400 (1975). In that appeal, petitioner contested, among other items, the judge’s instructions on inferences alleging that they impermissibly shifted the burden of proof. In a petition for a writ of error filed October 24, 1977, petitioner contested the judge’s instructions on self-defense, provocation, and excessive force for the first time, alleging that the burden of proof had been unconstitutionally shifted there as well. The Supreme Judicial Court refused to grant the writ of error and reaffirmed petitioner’s conviction. Gibson v. Commonwealth, 377 Mass. 539, 387 N.E.2d 123 (1979).1 A petition for a rehearing was denied on April 17, 1979.

Petitioner now seeks to challenge the judge’s instructions on self-defense, provocation and excessive force in his petition for a writ of habeas corpus. He alleges that the judge’s charge placed the burden of proof on these issues upon him in violation of Mullaney v. Wilbur, 421 U.S. 684, 95 S.Ct. 1881, 44 L.Ed.2d 508 (1975), as retroactively applied by Hankerson v. North Carolina, 432 U.S. 233, 97 S.Ct. 2339, 53 L.Ed.2d 306 (1977).

Respondents contend that this court is barred from considering the merits of petitioner’s claim unless he demonstrates “cause” and “prejudice” under Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977). They argue that in denying the petition for a writ of error, the Supreme Judicial Court applied its “contemporaneous objection rule” to bar the constitutional challenge. They maintain that the Massachusetts rule is an “independent and adequate state procedural ground” which bars review of the merits. Wainwright v. Sykes, 433 U.S. at 86-87, 97 S.Ct. at 2506.

The Massachusetts contemporaneous objection rule is well established: “under Massachusetts law ‘an assignment of error ... not based on an exception brings nothing to [the Supreme Judicial Court] for review’.” Commonwealth v. Stokes, 374 Mass. 583, 374 N.E.2d 87, 92 (1978), quoting, Commonwealth v. Franks, 365 Mass. 74, 76, 309 N.E.2d 879 (1974). This rule was known to petitioner’s attorney during trial. If properly invoked by the Supreme Judicial Court, it is an independent and adequate state ground sufficient to bar this court’s review under Wainwright. See, Breest v. Perrin, 655 F.2d 1, 2 n.1 (1st Cir. 1981).

In certain situations, however, Massachusetts courts will entertain an appeal in the absence of an objection or exception at trial. Where the trial court’s errors present “a substantial risk of a miscarriage of justice”, a new trial will be ordered regardless of whether the issue was properly preserved for appeal. Commonwealth v. Freeman, 352 Mass. 556, 564, 227 N.E.2d 3, 9 (1967). In capital cases, the Supreme Judicial Court’s power to order a new trial in such a situation is codified in M.G.L. c. 278, § 33E.

This power to order a new trial in the absence of an objection or exception is essentially discretionary. Commonwealth v. Grace, 381 Mass. 753, 412 N.E.2d 354, 357 (1980).2 Its application in various cases depends upon a number of different factors, including the procedural posture of the appeal (whether direct or collateral). Id.

In this case, the Supreme Judicial Court’s opinion denying the application for a writ of error, Gibson v. Commonwealth, 377 Mass. 539, 387 N.E.2d 123 (1979), does support a conclusion that the Massachusetts contemporaneous objection rule was applied to bar consideration of petitioner’s constitutional claims. The Court stated that: [8]*8Gibson v. Commonwealth, 387 N.E.2d at 125. The Court’s reference to footnote eight of Hankerson indicates that it intended to insulate petitioner’s conviction from constitutional attack under Mullaney.3 In substance, they held that petitioner’s constitutional claims were barred by the contemporaneous objection rule. If that had been the full extent of the Court’s consideration, Wainwright would clearly apply to petitioner’s claim.

[7]*7Where the case has once been reviewed on direct appeal we are not required by decisions of the Supreme Court to entertain a new challenge on the same subject by way of collateral attack. See, Hankerson v. North Carolina, 432 U.S. 233, 244 n.8 [97 S.Ct. 2339, 2345 n.8, 53 L.Ed.2d 306] (1977). In these circumstances we look rather to the question whether there is a substantial risk that there has been a miscarriage of justice. Commonwealth v. Collins, 374 Mass. 596, 373 N.E.2d 969 (1978).

[8]*8But, the Court then did go on to analyze the impact of the challenged instructions in order to determine if “there is a substantial risk that there has been a miscarriage of justice.” Gibson v. Commonwealth, Mass., 387 N.E.2d at 125. Petitioner argues that this further analysis of the “merits” of his case amounted to a waiver of the contemporaneous objection rule. He maintains that such a waiver entitles this court to proceed directly to the merits of his constitutional claims.

This argument was recently addressed by the Court of Appeals for this Circuit. Zeigler v. Callahan, 659 F.2d 254, 271 n.11 (1st Cir. 1981). Petitioner in that case had failed to object to the introduction of a stipulation during trial. On appeal, the Massachusetts Appeals Court had, “[i]n accordance with established precedent, . .. restricted its review of [petitioner’s] claim to a determination of whether admission of the evidence amounted to a ‘substantial miscarriage of justice.’ ” Id.

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Related

Warren A. Gibson v. Fred Butterworth, Etc.
693 F.2d 16 (First Circuit, 1982)

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Bluebook (online)
542 F. Supp. 6, 1982 U.S. Dist. LEXIS 10497, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gibson-v-butterworth-mad-1982.