Gibbons v. Galvin

31 Mass. L. Rptr. 329
CourtMassachusetts Superior Court
DecidedFebruary 4, 2013
DocketNo. SUCV201203278
StatusPublished

This text of 31 Mass. L. Rptr. 329 (Gibbons v. Galvin) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gibbons v. Galvin, 31 Mass. L. Rptr. 329 (Mass. Ct. App. 2013).

Opinion

Sanders, Janet L., J.

This case by a group of state lobbyists challenges the defendants’ application of the state lobbying statute and raises the question of what that statute means in requiring the lobbyists to disclose their “direct business associations” with public officials. The matter is now before the Court on the defendants’ Motion for Judgment on the Pleadings. Plaintiffs not only oppose that motion but seek judgment in their favor on Count I of the Complaint, which seeks a declaration that the defendants’ conduct is not in accordance with the statute and is therefore invalid. For reasons set forth below, this Court concludes that the plaintiffs are entitled to judgment in their favor.

BACKGROUND

The facts necessary to resolve this motion are not disputed. The plaintiffs are all “legislative agents” and/or “executive agents” as defined by G.L.c. 3, §39. Accordingly, they are required to file an annual registration statement with the Secretary for the Commonwealth of Massachusetts (the Secretary) on forms “prescribed and provided by” him. G.L.c. 3, §41. Every six months—in July and January of each year—these same individuals are required to file with the Secretary an itemized statement containing that information outlined in G.L.c. 3, §43 (Section 43). The interpretation of Section 43—specifically the third paragraph—is what is at issue in this case.

As originally written, that paragraph required every lobbyist to provide a list of all bill numbers that he or she acted to “promote, oppose or influence” during the six-month reporting period. That paragraph was rewritten and substantially expanded by Ethics Reform Law, St. 2009 c. 28, §8 to require that the lobbyist provide the following additional information:

(1) the identification of each client for whom the legislative or executive agent provided lobbying services; (2) a list of all bill numbers and names of legislation and other governmental action that the executive or legislative agent acted to promote, oppose or influence; (3) a statement of the executive or legislative agent’s position, if any, on each such bill or governmental action; (5) the amount of compensation received for executive or legislative lobbying from each client with respect to such lobbying services; and (6) all direct business associations with public officials. The disclosure shall be required regardless of whether the legislative agent or executive agent specifically referenced the bill number or name, or other governmental action while acting to promote, oppose or influence legislation, and shall be as complete as practicable.

(Emphasis added.) This amendment was made following the issuance of a Report and Recommendations by the Governor’s Task Force on Public Integrity which called for enhanced disclosure requirements. That Report, dated January 6, 2009, is referenced in the Complaint and is attached to plaintiffs’ Memorandum. 1

The amendment took effect January 1, 2010. For the next five reporting periods, the Secretary utilized a form containing a box that required the executive or legislative agent to disclose, among other things, his or her “direct business association with a public official.” For each reporting period, the named plaintiffs entered “None” or “N/A” indicating that they had no business association with a public official. They received no indication from the defendants or the division of the Secretary’s office charged with reviewing these statements (the “Lobbying Division”) that their disclosure statements were incomplete or in need of correction. Beginning in July 2012, however, each of the plaintiffs received an email notice from the Lobbying Division informing them that their response of “None” or “N/A” would not be correct if they had any “communications” with any public official or legislator. As one message explained:

The Chief Legal Counsel has reviewed M.G.L.c. 3, §43 and determined that, in context, the reference to business would be a reference to the “lobbying business” and therefore the question is what direct lobbying associations occurred during the disclosure period. There is no indication that the legislature in enacting section 43 had concerns about business associations independent of lobbying activities.

¶33 of Complaint (quoting email to plaintiff Gibbons). Similar emails were sent to other registered lobbyists. See e.g. ¶34 of Complaint (informing plaintiff Lambert that: “Where your business is lobbying, the law requires disclosure of the public officials lobbied”); ¶¶35, 36 of Complaint (emails instructing plaintiffs Wilmot and Chester that they “must provide names of all public officials communicated with”); 138(e) of Complaint (email to plaintiff Reid advising him that: “in the business section box, you are required to report the name of the public official or legislator with whom you communicated with [sic] for each lobbying activity”). In other words, Section 43 requires, according to the Secretary, that all registered lobbyists list every public official with whom they have had any communication about a bill or other governmental action during the six-month reporting period, even though they have no relationship with the public officials beyond the lobbying activity.

[331]*331DISCUSSION

The question before the Court is one of statutory interpretation. “The object of all statutory construction is to ascertain the true intent of the legislature,” with the court examining the words actually used as well as the circumstances under which the statute was enacted. As the SJC has put it, statutes “are to be interpreted not alone according to their simple, literal or strict verbal meaning, but in connection with their development, their progression through the legislative body, the history of the times [and] prior legislation.” Sullivan v. CJAM, 448 Mass. 15, 24 (2006), quoting Murphy v. Bohn, 377 Mass. 544, 579 (1979). The words are to be given their ordinary and common meaning, “considered in the context of the objectives which the law seeks to fulfill.” Int’l Org. of Masters, etc. v. Woods Hole v. Martha’s Vineyard & Nantucket S.S. Auth., 392 Mass. 811, 813 (1984). Applying these principles to the issue before me, this Court concludes that both the language of Section 43 as well as the circumstances which led to the amendment at issue support the plaintiffs’ position as to its meaning.

The pertinent language of Section 43 requires lobbyists to disclose “all direct business associations with public officials.” The statute does not define what constitutes a “business association.” Therefore, this Court assumes that the legislature intended that the words be given their ordinary and common usage. Although there is no strict dictionary definition for the phrase itself, the word “association” has been defined as “a group of people organized for a joint purpose” or a" connection or cooperative link between people or organizations." Oxford online dictionaries, http://ox-forddictionaries.com/definition/american_english/ association. Accordingly, a “business association” would denote ajoint enterprise or transaction between one or more individuals of a financial or commercial nature. It is not commonly understood to be an event as transient as a “communication” from one person to another, which is the meaning that the Secretary appears to ascribe to the term.

The defendants argue, however, that G.L.c. 3, §39 provides the definitions that should be followed in interpreting Section 43.

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Related

Murphy v. Bohn
387 N.E.2d 119 (Massachusetts Supreme Judicial Court, 1979)
Sullivan v. Chief Justice for Administration & Management of the Trial Court
448 Mass. 15 (Massachusetts Supreme Judicial Court, 2006)
Jarosz v. Palmer
733 N.E.2d 164 (Massachusetts Appeals Court, 2000)

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Bluebook (online)
31 Mass. L. Rptr. 329, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gibbons-v-galvin-masssuperct-2013.